Form 4: Jay Rosenblum (AIZ) Disposes 3,900 Shares at $208.53

Rhea-AI Filing Summary

Jay Rosenblum, EVP and CLO of Assurant, Inc. (AIZ), reported a sale of 3,900 shares of Assurant common stock on 08/12/2025 at a weighted average price of $208.5273. The filing notes the shares were sold in multiple transactions at prices ranging from $208.1150 to $208.8050, and that the reporting person will provide details on the number of shares sold at each price if requested. Following the reported sale, Rosenblum’s beneficial ownership of Assurant common stock is 7,875 shares, which the filing states includes restricted stock units. The Form 4 discloses only non-derivative activity; no options, puts, calls, or other derivative transactions are reported in this filing.

Insights

Corporate Governance Expert

TL;DR: An executive sale of 3,900 shares was disclosed; ownership after the sale is 7,875 shares including RSUs, with sale prices described.

The Form 4 shows a clear, documented change in beneficial ownership by an executive officer. The filing provides a weighted average sale price of $208.5273 and discloses the price range for multiple transactions, which supports transparency and compliance with Section 16 reporting requirements. The disclosure that remaining holdings include restricted stock units clarifies the composition of retained equity. There are no derivative transactions reported, which simplifies the ownership picture.

Securities Analyst

TL;DR: Reported sale is a routine insider disposition with specified price range and residual holdings that include RSUs; impact appears neutral.

The filing documents a sale of 3,900 shares at a weighted average of $208.5273, with sales executed across a range of $208.1150 to $208.8050. The reporter retains 7,875 shares post-transaction, including restricted stock units. From a market-impact perspective, the Form 4 provides the necessary details for investors to track insider liquidity and remaining insider alignment via RSUs, but it does not indicate any associated derivative activity or changes to compensation structure within this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosenblum Jay

(Last) (First) (Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE SE

(Street)

ATLANTA GA 30339

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CLO

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2025		S		3,900	D	$208.5273(1)	7,875(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.1150 through $208.8050 inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

2. Includes restricted stock units.

	Lisa Richter, Attorney-in-Fact	08/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Jay Rosenblum (AIZ) report on the Form 4?

The filing reports a sale of 3,900 shares of Assurant common stock on 08/12/2025 at a weighted average price of $208.5273.

How many Assurant shares does the reporting person own after the transaction?

Following the reported sale, beneficial ownership is 7,875 shares, and the filing states this total includes restricted stock units.

Were any derivative transactions reported in this Form 4 for AIZ?

No. The filing lists only non-derivative common stock transactions and shows no options, warrants, puts, calls, or other derivative activity.

What price range was disclosed for the sales?

The filing discloses sales executed at prices ranging from $208.1150 to $208.8050, with a weighted average of $208.5273.

Does the Form 4 explain the breakdown of shares sold at each price?

The footnote states the reporting person will provide, upon request, full information about the number of shares sold at each separate price within the disclosed range.