STOCK TITAN

Avalon GloboCare (ALBT) grants director Lu Wenzhao 200,000 options at $0.282

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Avalon GloboCare Corp. director Lu Wenzhao received a grant of 200,000 options to acquire Avalon GloboCare common stock. The options have an exercise price of $0.2820 per share and expire on June 29, 2029. All 200,000 options vest in full on the grant date, and this grant brings Lu’s reported derivative holdings from this award to 200,000 options held directly.

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Insider Lu Wenzhao
Role Director
Type Security Shares Price Value
Grant/Award Options (right to buy) 200,000 $0.00 --
Holdings After Transaction: Options (right to buy) — 200,000 shares (Direct)
Footnotes (1)
  1. [object Object]
Options Granted 200,000 options Grant of options to director Lu Wenzhao on June 29, 2026
Exercise Price $0.2820 per share Exercise price of options to acquire Avalon GloboCare common stock
Underlying Shares 200,000 shares Common stock underlying the granted options
Expiration Date June 29, 2029 Expiration of the granted options
Post-Grant Derivative Holdings 200,000 options Total options held directly by Lu Wenzhao after this award
Options (right to buy) financial
"The security title reported is "Options (right to buy)""
exercise price financial
"The options have an exercise price of $0.2820 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"The options carry an expiration date of June 29, 2029"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vest in full on the grant date financial
"One hundred percent of the shares subject to the Option vest in full on the grant date"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Avalon GloboCare (ALBT) director Lu Wenzhao report on this Form 4?

Director Lu Wenzhao reported a grant of 200,000 stock options to acquire Avalon GloboCare common stock. These options were awarded at an exercise price of $0.2820 per share and expire on June 29, 2029.

How many Avalon GloboCare (ALBT) options were granted to Lu Wenzhao and at what price?

Lu Wenzhao was granted 200,000 options to buy Avalon GloboCare common stock. The options carry an exercise price of $0.2820 per share, defining the cost to acquire each underlying share upon exercise.

When do Lu Wenzhao’s Avalon GloboCare (ALBT) options vest and expire?

The 200,000 options granted to Lu Wenzhao vest 100% on the grant date. The options have an expiration date of June 29, 2029, after which any unexercised options from this grant would no longer be exercisable.

What does total derivative ownership look like for Lu Wenzhao after this ALBT option grant?

Following this award, Lu Wenzhao is reported as directly holding 200,000 derivative securities from this grant. These consist of options to purchase 200,000 shares of Avalon GloboCare common stock at the stated exercise price.

Is Lu Wenzhao’s Form 4 transaction in ALBT an open-market buy or a compensation grant?

The Form 4 reflects a grant/award acquisition of options, coded as “A”, rather than an open-market purchase. The options were awarded at an exercise price of $0.2820 and vest entirely on the grant date.

What underlying security is covered by Lu Wenzhao’s Avalon GloboCare (ALBT) options?

The granted derivative security is Options (right to buy) with an underlying security of Avalon GloboCare common stock. Each option corresponds to one underlying share, totaling 200,000 underlying shares for this grant.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Wenzhao

(Last)(First)(Middle)
C/O AVALON GLOBOCARE CORP.
4400 ROUTE 9, SUITE 3100

(Street)
FREEHOLD NEW JERSEY 07728

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Avalon GloboCare Corp. [ ALBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (right to buy)$0.28206/29/2026A200,00006/29/2026(1)06/29/2029Common Stock200,000$0200,000D
Explanation of Responses:
1. One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date.
/s/ Wenzhao Lu07/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)