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Avalon GloboCare Corp. (ALBT) grants director Michael Mathews 100,000 options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Avalon GloboCare Corp. director Michael Mathews received a grant of 100,000 stock options on June 29, 2026. The options have an exercise price of $0.2820 per share, are fully vested on the grant date, and are exercisable for Common Stock until June 29, 2029. Following this award, he holds 100,000 derivative securities directly.

Positive

  • None.

Negative

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Insider Mathews Michael
Role Director
Type Security Shares Price Value
Grant/Award Options (right to buy) 100,000 $0.00 --
Holdings After Transaction: Options (right to buy) — 100,000 shares (Direct)
Footnotes (1)
  1. [object Object]
Options granted 100,000 options Grant of options (right to buy) on June 29, 2026
Exercise price $0.2820 per share Conversion or exercise price for the options
Underlying shares 100,000 shares Common Stock underlying the options granted
Expiration date June 29, 2029 Expiration of the reported stock options
Holdings after transaction 100,000 derivative securities Total options held directly by Michael Mathews after the grant
Options (right to buy) financial
"security_title: Options (right to buy)"
exercise price financial
"conversion_or_exercise_price: 0.2820"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
derivative securities financial
"total_shares_following_transaction as 100000.0000 derivative securities"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
expiration date financial
"expiration_date: 2029-06-29T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
vest in full on the grant date financial
"100% of the shares subject to the Option shall vest in full on the grant date"
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FAQ

What did Avalon GloboCare (ALBT) director Michael Mathews report on this Form 4?

Michael Mathews reported a grant of 100,000 stock options. These derivative securities give him the right to buy 100,000 shares of Avalon GloboCare Common Stock at a fixed exercise price.

What is the exercise price of the options granted to the Avalon GloboCare (ALBT) director?

The options granted to Michael Mathews carry an exercise price of $0.2820 per share. This is the price at which he may purchase Avalon GloboCare Common Stock upon exercising the options.

When do Michael Mathews’ Avalon GloboCare (ALBT) options vest?

According to the footnote, 100% of the 100,000 options vest in full on the grant date. This means the options are fully exercisable immediately as of June 29, 2026.

When do the Avalon GloboCare (ALBT) options granted to Michael Mathews expire?

The options granted to Michael Mathews expire on June 29, 2029. He may exercise the right to buy Avalon GloboCare Common Stock at $0.2820 per share any time before that date.

How many derivative securities does Michael Mathews hold in Avalon GloboCare (ALBT) after this grant?

Following the reported grant, Michael Mathews holds 100,000 derivative securities directly. These represent options (rights to buy) underlying an equal number of shares of Avalon GloboCare Common Stock.

Is the Form 4 transaction for Avalon GloboCare (ALBT) a market purchase or a grant?

The filing reports a grant or award acquisition of options coded as “A,” not a market trade. It reflects compensation-related derivative securities rather than an open-market buy or sell.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mathews Michael

(Last)(First)(Middle)
C/O AVALON GLOBOCARE CORP.
4400 ROUTE 9, SUITE 3100

(Street)
FREEHOLD NEW JERSEY 07728

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Avalon GloboCare Corp. [ ALBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (right to buy)$0.28206/29/2026A100,00006/29/2026(1)06/29/2029Common Stock100,000$0100,000D
Explanation of Responses:
1. One hundred percent (100%) of the shares subject to the Option shall vest in full on the grant date.
/s/ Michael Mathews07/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)