Director Adam Putnam receives 789-share stock award at ALICO, INC. (ALCO)

Rhea-AI Filing Summary

Putnam Adam reported acquisition or exercise transactions in this Form 4 filing.

ALICO, INC. director Adam Putnam received an award of 789 shares of common stock on April 1, 2026, valued at $41.21 per share. These shares were issued under the company’s Amended and Restated Stock Incentive Plan of 2015. Following this grant, he directly owns 17,699 shares.

Insights

Equity compensation analyst

Director received a routine equity grant that modestly increases his holdings.

Director Adam Putnam acquired 789 shares of ALICO, INC. common stock through a grant under the Amended and Restated Stock Incentive Plan of 2015. This is classified as a non-derivative, compensation-related award rather than an open-market purchase.

After the transaction, he holds 17,699 shares directly, so the grant increases his stake but remains relatively small in absolute terms. Because it is a standard stock incentive award and not a market trade, it carries limited signaling value about his view of the company’s share price.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Putnam Adam

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Alico, Inc., Common Stock, Par Value $1.00	789	$41.21	$33K

Holdings After Transaction: Alico, Inc., Common Stock, Par Value $1.00 — 17,699 shares (Direct)

Footnotes (1)

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Key Figures

Shares granted: 789 shares Grant price per share: $41.21 per share Shares owned after grant: 17,699 shares +2 more

5 metrics

Shares granted 789 shares Equity award reported with code A on April 1, 2026

Grant price per share $41.21 per share Reported transaction price for the 789-share award

Shares owned after grant 17,699 shares Total direct holdings following the reported Form 4 transaction

Transaction code A Classified as grant, award, or other acquisition (non-derivative)

Buy/sell activity 0 buys, 0 sells transactionSummary shows only one acquisition, no sales

Key Terms

Grant, award, or other acquisition, Amended and Restated Stock Incentive Plan of 2015, non-derivative, Common Stock, Par Value $1.00

4 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Amended and Restated Stock Incentive Plan of 2015 financial

"These shares were issued under the Amended and Restated Stock Incentive Plan of 2015."

non-derivative financial

""transaction_type": "non-derivative""

Common Stock, Par Value $1.00 financial

"Alico, Inc., Common Stock, Par Value $1.00"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Putnam Adam

(Last) (First) (Middle)

PO BOX 1400

(Street)

BARTOW FLORIDA 33831

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALICO, INC. [ ALCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Alico, Inc., Common Stock, Par Value $1.00	04/01/2026		A		789(1)	A	$41.21	17,699	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

Remarks:

	/s/ Brad Heine, Attorney-in-Fact for Adam H. Putnam	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Adam Putnam report in his latest Form 4 for ALICO, INC. (ALCO)?

Adam Putnam reported receiving 789 shares of ALICO, INC. common stock as an equity award. The shares were issued on April 1, 2026 under the company’s Amended and Restated Stock Incentive Plan of 2015, increasing his direct ownership to 17,699 shares.

Was Adam Putnam’s ALCO Form 4 transaction a stock purchase or an award?

The Form 4 shows a stock award, not an open-market purchase. Code A identifies the transaction as a grant, award, or other acquisition. The 789 shares were issued under ALICO, INC.’s Amended and Restated Stock Incentive Plan of 2015 as equity compensation.

What price and value are associated with Adam Putnam’s 789-share award of ALCO stock?

The award is reported at a transaction price of $41.21 per share for 789 shares of ALICO, INC. common stock. This figure reflects the value used for reporting purposes on the grant date, providing an approximate grant-date value for the equity compensation received.

How many ALICO, INC. (ALCO) shares does Adam Putnam own after this Form 4 transaction?

After receiving the 789-share equity award, Adam Putnam directly owns 17,699 shares of ALICO, INC. common stock. The filing classifies his ownership as direct, with no indication of intermediating entities, and reflects his updated stake immediately following the reported grant transaction.

What plan was used for Adam Putnam’s ALCO stock grant reported on Form 4?

The 789 shares granted to Adam Putnam were issued under ALICO, INC.’s Amended and Restated Stock Incentive Plan of 2015. This plan authorizes stock-based compensation awards to directors and other participants, aligning their interests with shareholders through equity ownership in the company.

Does Adam Putnam’s Form 4 for ALCO indicate any stock sales or disposals?

The Form 4 reports only an acquisition through a grant, with no stock sales or disposals. Transaction code A and the acquire classification confirm a grant or award of 789 shares, and the transactionSummary shows zero sell or dispose transactions for the reported period.