Director Adam Putnam receives 785-share stock grant at Alico (NASDAQ: ALCO)

Rhea-AI Filing Summary

ALICO, INC. director Adam Putnam reported receiving a stock grant under the company’s Amended and Restated Stock Incentive Plan of 2015. He was awarded 785 shares of Alico common stock at a stated price of $0.00 per share as a compensation-related grant, not an open-market purchase.

Following this award, Putnam directly holds 18,484 shares of Alico common stock. The transaction is classified as a grant, award, or other acquisition, reflecting routine equity compensation rather than a market-driven buy or sell decision.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Putnam Adam

Role null

Type	Security	Shares	Price	Value
Grant/Award	Alico, Inc., Common Stock, Par Value $1.00	785	$0.00	--

Holdings After Transaction: Alico, Inc., Common Stock, Par Value $1.00 — 18,484 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Stock grant: 785 shares Grant price per share: $0.00 per share Shares held after grant: 18,484 shares

3 metrics

Stock grant 785 shares Director equity award on 2026-07-01

Grant price per share $0.00 per share Stated price for compensation award

Shares held after grant 18,484 shares Total direct holdings following transaction

Key Terms

Grant, award, or other acquisition, Amended and Restated Stock Incentive Plan of 2015, Form 4

3 terms

Grant, award, or other acquisition financial

"The transaction is classified as a grant, award, or other acquisition."

Amended and Restated Stock Incentive Plan of 2015 financial

"These shares were issued under the Amended and Restated Stock Incentive Plan of 2015."

Form 4 regulatory

"Adam Putnam reported the transaction on a Form 4 insider filing."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 07:12 AM Accepted by SEC EDGAR 07/02/2026 - 07:12 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Putnam Adam

(Last) (First) (Middle)

PO BOX 1400

(Street)

BARTOW FLORIDA 33831

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALICO, INC. [ ALCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Alico, Inc., Common Stock, Par Value $1.00	07/01/2026		A		785(1)	A	$0	18,484	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

Remarks:

	/s/ Brad Heine, Attorney-in-Fact for Adam H. Putnam	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ALICO (ALCO) director Adam Putnam report?

Adam Putnam reported receiving a grant of 785 shares of Alico common stock. The shares were issued as equity compensation, not bought in the open market, under the Amended and Restated Stock Incentive Plan of 2015.

How many ALICO (ALCO) shares does Adam Putnam hold after this Form 4?

After the reported grant, Adam Putnam directly holds 18,484 Alico common shares. This figure reflects his updated ownership position following the 785-share award reported in the Form 4 insider transaction filing.

Was the ALICO (ALCO) insider transaction an open-market purchase or a stock grant?

The transaction was a stock grant, not an open-market purchase. The Form 4 classifies it as a grant, award, or other acquisition with a $0.00 per-share price under Alico’s Amended and Restated Stock Incentive Plan of 2015.

What does transaction code A mean in the ALICO (ALCO) Form 4 filing?

Transaction code A in this Form 4 indicates a grant, award, or other acquisition of shares. For Adam Putnam, it reflects a 785-share equity award as director compensation, rather than a discretionary market trade in Alico stock.

Is the ALICO (ALCO) Adam Putnam stock grant considered a buy or sell signal?

The reported transaction is a compensation-related grant, not a buy or sell in the market. Such awards generally provide routine equity compensation and carry weaker trading signals than open-market purchases or sales by insiders.