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Director Katherine English awarded 483 ALICO (ALCO) shares under 2015 incentive plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

English Katherine reported acquisition or exercise transactions in this Form 4 filing.

ALICO, INC. director Katherine English received a grant of 483 shares of Alico common stock as a compensation award, with no cash paid per share. After this stock award, she directly owns 15,382 shares. The shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

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Insider English Katherine
Role null
Type Security Shares Price Value
Grant/Award Alico, Inc., Common Stock, Par Value $1.00 483 $0.00 --
Holdings After Transaction: Alico, Inc., Common Stock, Par Value $1.00 — 15,382 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock grant size 483 shares Director equity award on July 1, 2026
Grant price $0.00 per share Awarded shares, non-cash compensation
Shares owned after grant 15,382 shares Total direct holdings after transaction
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Amended and Restated Stock Incentive Plan of 2015 financial
"These shares were issued under the Amended and Restated Stock Incentive Plan of 2015."
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
English Katherine

(Last)(First)(Middle)
7951 DENI DRIVE

(Street)
NORTH FORT MYERS FLORIDA 33917

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALICO, INC. [ ALCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Alico, Inc., Common Stock, Par Value $1.0007/01/2026A483(1)A$015,382D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.
Remarks:
/s/ Brad Heine, Attorney-in-Fact for Katherine R. English07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ALICO (ALCO) director Katherine English report?

Director Katherine English reported receiving 483 shares of ALICO common stock as a grant. The shares were awarded at no cash cost per share under the company’s Amended and Restated Stock Incentive Plan of 2015 as part of her compensation.

How many ALICO (ALCO) shares does Katherine English hold after this Form 4?

After this award, Katherine English directly owns 15,382 ALICO shares. This reflects her total direct holdings following the 483-share stock grant reported, giving investors a clearer view of her current equity position in the company.

Was the ALICO (ALCO) stock award to Katherine English a market purchase?

No, the 483 ALICO shares were not a market purchase. They were issued as a grant or award at a stated price of $0.00 per share under the company’s Amended and Restated Stock Incentive Plan of 2015.

What compensation plan did ALICO (ALCO) use for Katherine English’s share grant?

The 483-share award to Katherine English was issued under ALICO’s Amended and Restated Stock Incentive Plan of 2015. This plan provides equity-based compensation, aligning director interests with shareholders by granting stock rather than cash.

Does the Form 4 for ALICO (ALCO) show any stock sales by Katherine English?

The Form 4 shows no stock sales by Katherine English. It reports only one acquisition transaction: a grant of 483 ALICO common shares, increasing her direct holdings to a total of 15,382 shares after the transaction.