Alight CLO has 244 shares withheld for taxes

Alight’s Chief Legal Officer had shares withheld and cancelled to satisfy tax obligations from vesting equity awards, with 28,324 shares reported as held afterward.

Rhea-AI Filing Summary

Alight, Inc. (ALIT) reported that its Chief Legal Officer, Martin Felli, had 244 shares of Class A common stock withheld on September 3, 2026 to cover tax liability from the vesting of previously reported restricted stock units. These shares were cancelled in exchange for Alight paying the related federal and state tax withholding obligations. After this tax-withholding transaction, Felli held 28,324 shares of Alight stock, which include restricted stock units scheduled to vest in the future. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Tax Withholding: 244 shares

Tax Withholding 1 txn

Insider Felli Martin

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock F1, F2	244	$14.89	$4K

Holdings After Transaction: Class A Common Stock — 28,324 shares (Direct)

Footnotes (2)

1. F1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. F2. Includes restricted stock units scheduled to vest in the future.

Key Figures

Shares withheld for tax liability: 244 shares Per-share value for withheld shares: $14.89 per share Shares held after transaction: 28,324 shares

3 metrics

Shares withheld for tax liability 244 shares Relinquished and cancelled on September 3, 2026 to cover tax from vesting restricted stock units

Per-share value for withheld shares $14.89 per share Applied to the 244 shares withheld for tax obligations

Shares held after transaction 28,324 shares Holdings of Martin Felli after the September 3, 2026 tax-withholding event, including restricted stock units scheduled to vest

Key Terms

restricted stock units, tax liability, tax withholding obligations

3 terms

restricted stock units financial

"upon the vesting of previously reported restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax liability financial

"shares withheld to cover tax liability incurred upon the vesting"

tax withholding obligations financial

"in exchange for the Issuer's agreement to pay federal and state tax withholding obligations"

FAQ

What insider transaction did ALIT report for Chief Legal Officer Martin Felli?

Alight reported that 244 shares of Class A common stock were withheld from Martin Felli on September 3, 2026, and cancelled in exchange for Alight paying his federal and state tax withholding obligations arising from vested restricted stock units.

How many ALIT shares does Martin Felli hold after the September 3, 2026 transaction?

After the September 3, 2026 tax-withholding transaction, Martin Felli is reported as holding 28,324 shares of Alight Class A common stock, and this amount includes restricted stock units that are scheduled to vest in the future.

Was the ALIT insider transaction by Martin Felli a market sale or a tax withholding?

The transaction was a tax-withholding event, not an open-market sale. Shares were relinquished by Martin Felli and cancelled by Alight in exchange for the company’s agreement to pay his federal and state tax withholding obligations from vested restricted stock units.

What was the price used for the ALIT shares withheld from Martin Felli?

The per-share value used for the withheld shares was $14.89. This value applied to the 244 shares that were relinquished and cancelled in connection with the payment of tax withholding obligations on vested restricted stock units.

Was Martin Felli’s ALIT transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to this transaction. The event reflects shares withheld and cancelled solely to satisfy tax liabilities from the vesting of restricted stock units.

Do the reported ALIT holdings for Martin Felli include unvested restricted stock units?

Yes. The disclosure states that the 28,324 shares reported after the transaction include restricted stock units that are scheduled to vest in the future.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 05:06 PM Accepted by SEC EDGAR 09/08/2026 - 05:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Felli Martin

(Last) (First) (Middle)

C/O ALIGHT, INC.

510 LAKE COOK ROAD, SUITE 400

(Street)

DEERFIELD ILLINOIS 60015

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/03/2026		F		244(1)	D	$14.89	28,324(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.

2. Includes restricted stock units scheduled to vest in the future.

Remarks:

	/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)