STOCK TITAN

ALIT insider filing: RSU tax-withholding reduced holdings to 218,611 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Filing type: Form 4 reporting changes in beneficial ownership for Alight, Inc. (ALIT) by reporting person Felli Martin, an officer.

On 09/03/2025 the reporting person had 4,417 shares withheld to satisfy tax withholding arising from the vesting of previously reported restricted stock units. Those withheld shares were relinquished and cancelled by the reporting person in exchange for the issuer agreeing to pay the related federal and state tax withholding obligations. After the transaction the reporting person beneficially owned 218,611 shares (direct), which includes restricted stock units scheduled to vest in the future. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact on 09/04/2025.

Positive

  • Transparent disclosure of the tax-withholding transaction under Section 16, filed on Form 4
  • Reporting person retains 218,611 shares (direct), including RSUs scheduled to vest

Negative

  • None.

Insights

TL;DR: Routine tax-withholding sale of vested RSUs reduced reported shares by 4,417; remaining direct holdings are 218,611 shares.

This Form 4 documents a non-discretionary disposition coded F, indicating shares were withheld to cover tax liabilities on vested restricted stock units rather than sold on the open market. The price per share recorded is $3.92, and the transaction does not represent an active market sale or a substantive change in voting control. For investors, this is a routine personnel tax-related adjustment to outstanding insider holdings rather than an indicator of a change in insider conviction.

TL;DR: Compliance disclosure is timely and clear; transaction reflects issuer-facilitated tax withholding on RSU vesting.

The filing clearly states the mechanics: shares were relinquished and cancelled in exchange for the issuer agreeing to pay withholding obligations, which is an established equity-compensation practice. The reporting person remains a direct beneficial owner of 218,611 shares, including unvested RSUs. From a governance perspective, the Form 4 provides the required transparency on insider compensation-related transactions and does not signal an unusual governance event.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Felli Martin

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/03/2025 F 4,417(1) D $3.92 218,611(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Felli Martin report on the Form 4 for ALIT?

The Form 4 reports that 4,417 shares were withheld to cover tax liabilities from vested restricted stock units and were relinquished and cancelled.

When did the transaction occur and when was the Form 4 filed?

The transaction date is 09/03/2025 and the Form 4 was signed by an attorney-in-fact on 09/04/2025.

How many ALIT shares does the reporting person own after the transaction?

The reporting person beneficially owns 218,611 shares (direct) following the reported transaction, which includes RSUs scheduled to vest.

What does transaction code F mean on this Form 4?

Code F indicates a disposition of securities to satisfy tax withholding obligations related to the vesting of equity awards, not a public market sale.

At what price were the withheld shares recorded?

The withheld shares are recorded at a price of $3.92 per share on the Form 4.
Alight Inc

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831.22M
500.75M
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Software - Application
Services-business Services, Nec
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United States
LINCOLNSHIRE