STOCK TITAN

[Form 4] Alight, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Filing type: Form 4 reporting changes in beneficial ownership for Alight, Inc. (ALIT) by reporting person Felli Martin, an officer.

On 09/03/2025 the reporting person had 4,417 shares withheld to satisfy tax withholding arising from the vesting of previously reported restricted stock units. Those withheld shares were relinquished and cancelled by the reporting person in exchange for the issuer agreeing to pay the related federal and state tax withholding obligations. After the transaction the reporting person beneficially owned 218,611 shares (direct), which includes restricted stock units scheduled to vest in the future. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact on 09/04/2025.

Tipo di deposito: Modulo 4 che segnala variazioni nella proprietà beneficiaria di Alight, Inc. (ALIT) da parte della persone che segnala Felli Martin, un dirigente.

Il 03/09/2025 la persona che segnala ha avuto 4.417 azioni trattenute per soddisfare le ritenute fiscali dovute al vesting di unità azionarie soggette a restrizioni precedentemente segnalate. Quelle azioni trattenute sono state cessionate e cancellate dalla persona che segnala in cambio dell'impegno dell'emittente a pagare le relative ritenute fiscali federali e statali. Dopo la transazione la persona che segnala possedeva beneficiariamente 218.611 azioni (dirette), che includono unità azionarie soggette a restrizioni previste per il futuro. Il Modulo 4 è stato firmato per conto della persona che segnala da un procuratore il 04/09/2025.

Tipo de presentación: Formulario 4 que informa cambios en la propiedad beneficiaria de Alight, Inc. (ALIT) por la persona informante Felli Martin, una directiva.

El 03/09/2025 la persona informante tuvo 4.417 acciones retenidas para cubrir las retenciones fiscales derivadas del vencimiento (vesting) de unidades de acciones restringidas previamente notificadas. Esas acciones retenidas fueron transferidas y canceladas por la persona informante a cambio de que el emisor se comprometiera a pagar las retenciones fiscales federales y estatales correspondientes. Tras la operación, la persona informante poseía beneficiariamente 218.611 acciones (directas), que incluyen unidades de acciones restringidas programadas para el futuro. El Formulario 4 fue firmado en nombre de la persona informante por un apoderado el 04/09/2025.

서류 유형: 보고인 Felli Martin(임원)에 의해 Alight, Inc. (ALIT)의 실소유 지분 변동을 보고하는 Form 4.

2025-09-03에 보고인은 이전에 보고된 제한주식단위(RSU)의 베스팅으로 인한 세금 원천징수를 충당하기 위해 4,417주를 원천징수받았습니다. 해당 원천징수된 주식은 발행회사가 관련 연방 및 주 세금 원천징수액을 부담하기로 합의하는 대가로 보고인이 양도 및 취소했습니다. 거래 후 보고인은 제한주식단위의 향후 베스팅분을 포함하여 직접 보유 218,611주를 실질적으로 보유하고 있었습니다. Form 4는 2025-09-04에 보고인을 대신해 대리인이 서명했습니다.

Type de dépôt : Formulaire 4 déclarant des changements de propriété bénéficiaire pour Alight, Inc. (ALIT) par la personne déclarante Felli Martin, une dirigeante.

Le 03/09/2025, la personne déclarante a vu 4 417 actions retenues pour satisfaire les retenues fiscales résultant de la levée d’acquisition (vesting) d’unités d’actions restreintes précédemment déclarées. Ces actions retenues ont été cédées et annulées par la personne déclarante en échange de l’engagement de l’émetteur à payer les retenues fiscales fédérales et étatiques correspondantes. Après la transaction, la personne déclarante détenait bénéficiairement 218 611 actions (directes), incluant des unités d’actions restreintes programmées pour l’avenir. Le Formulaire 4 a été signé au nom de la personne déclarante par un mandataire le 04/09/2025.

Art der Einreichung: Formular 4, das Änderungen des wirtschaftlichen Eigentums an Alight, Inc. (ALIT) durch die meldende Person Felli Martin, eine Beamtin/Führungskraft, meldet.

Am 03.09.2025 wurden der meldenden Person 4.417 Aktien einbehalten, um die Steuerabzüge infolge der Vesting von zuvor gemeldeten Restricted Stock Units zu erfüllen. Diese einbehaltenen Aktien wurden von der meldenden Person abgetreten und storniert, im Austausch dafür, dass der Emittent sich bereit erklärte, die entsprechenden bundes- und landesrechtlichen Steuerabzugsverpflichtungen zu übernehmen. Nach der Transaktion besaß die meldende Person wirtschaftlich 218.611 Aktien (direkt), einschließlich Restricted Stock Units, die zukünftig vesten sollen. Das Formular 4 wurde am 04.09.2025 im Namen der meldenden Person von einem Bevollmächtigten unterzeichnet.

Positive
  • Transparent disclosure of the tax-withholding transaction under Section 16, filed on Form 4
  • Reporting person retains 218,611 shares (direct), including RSUs scheduled to vest
Negative
  • None.

Insights

TL;DR: Routine tax-withholding sale of vested RSUs reduced reported shares by 4,417; remaining direct holdings are 218,611 shares.

This Form 4 documents a non-discretionary disposition coded F, indicating shares were withheld to cover tax liabilities on vested restricted stock units rather than sold on the open market. The price per share recorded is $3.92, and the transaction does not represent an active market sale or a substantive change in voting control. For investors, this is a routine personnel tax-related adjustment to outstanding insider holdings rather than an indicator of a change in insider conviction.

TL;DR: Compliance disclosure is timely and clear; transaction reflects issuer-facilitated tax withholding on RSU vesting.

The filing clearly states the mechanics: shares were relinquished and cancelled in exchange for the issuer agreeing to pay withholding obligations, which is an established equity-compensation practice. The reporting person remains a direct beneficial owner of 218,611 shares, including unvested RSUs. From a governance perspective, the Form 4 provides the required transparency on insider compensation-related transactions and does not signal an unusual governance event.

Tipo di deposito: Modulo 4 che segnala variazioni nella proprietà beneficiaria di Alight, Inc. (ALIT) da parte della persone che segnala Felli Martin, un dirigente.

Il 03/09/2025 la persona che segnala ha avuto 4.417 azioni trattenute per soddisfare le ritenute fiscali dovute al vesting di unità azionarie soggette a restrizioni precedentemente segnalate. Quelle azioni trattenute sono state cessionate e cancellate dalla persona che segnala in cambio dell'impegno dell'emittente a pagare le relative ritenute fiscali federali e statali. Dopo la transazione la persona che segnala possedeva beneficiariamente 218.611 azioni (dirette), che includono unità azionarie soggette a restrizioni previste per il futuro. Il Modulo 4 è stato firmato per conto della persona che segnala da un procuratore il 04/09/2025.

Tipo de presentación: Formulario 4 que informa cambios en la propiedad beneficiaria de Alight, Inc. (ALIT) por la persona informante Felli Martin, una directiva.

El 03/09/2025 la persona informante tuvo 4.417 acciones retenidas para cubrir las retenciones fiscales derivadas del vencimiento (vesting) de unidades de acciones restringidas previamente notificadas. Esas acciones retenidas fueron transferidas y canceladas por la persona informante a cambio de que el emisor se comprometiera a pagar las retenciones fiscales federales y estatales correspondientes. Tras la operación, la persona informante poseía beneficiariamente 218.611 acciones (directas), que incluyen unidades de acciones restringidas programadas para el futuro. El Formulario 4 fue firmado en nombre de la persona informante por un apoderado el 04/09/2025.

서류 유형: 보고인 Felli Martin(임원)에 의해 Alight, Inc. (ALIT)의 실소유 지분 변동을 보고하는 Form 4.

2025-09-03에 보고인은 이전에 보고된 제한주식단위(RSU)의 베스팅으로 인한 세금 원천징수를 충당하기 위해 4,417주를 원천징수받았습니다. 해당 원천징수된 주식은 발행회사가 관련 연방 및 주 세금 원천징수액을 부담하기로 합의하는 대가로 보고인이 양도 및 취소했습니다. 거래 후 보고인은 제한주식단위의 향후 베스팅분을 포함하여 직접 보유 218,611주를 실질적으로 보유하고 있었습니다. Form 4는 2025-09-04에 보고인을 대신해 대리인이 서명했습니다.

Type de dépôt : Formulaire 4 déclarant des changements de propriété bénéficiaire pour Alight, Inc. (ALIT) par la personne déclarante Felli Martin, une dirigeante.

Le 03/09/2025, la personne déclarante a vu 4 417 actions retenues pour satisfaire les retenues fiscales résultant de la levée d’acquisition (vesting) d’unités d’actions restreintes précédemment déclarées. Ces actions retenues ont été cédées et annulées par la personne déclarante en échange de l’engagement de l’émetteur à payer les retenues fiscales fédérales et étatiques correspondantes. Après la transaction, la personne déclarante détenait bénéficiairement 218 611 actions (directes), incluant des unités d’actions restreintes programmées pour l’avenir. Le Formulaire 4 a été signé au nom de la personne déclarante par un mandataire le 04/09/2025.

Art der Einreichung: Formular 4, das Änderungen des wirtschaftlichen Eigentums an Alight, Inc. (ALIT) durch die meldende Person Felli Martin, eine Beamtin/Führungskraft, meldet.

Am 03.09.2025 wurden der meldenden Person 4.417 Aktien einbehalten, um die Steuerabzüge infolge der Vesting von zuvor gemeldeten Restricted Stock Units zu erfüllen. Diese einbehaltenen Aktien wurden von der meldenden Person abgetreten und storniert, im Austausch dafür, dass der Emittent sich bereit erklärte, die entsprechenden bundes- und landesrechtlichen Steuerabzugsverpflichtungen zu übernehmen. Nach der Transaktion besaß die meldende Person wirtschaftlich 218.611 Aktien (direkt), einschließlich Restricted Stock Units, die zukünftig vesten sollen. Das Formular 4 wurde am 04.09.2025 im Namen der meldenden Person von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Felli Martin

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/03/2025 F 4,417(1) D $3.92 218,611(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Felli Martin report on the Form 4 for ALIT?

The Form 4 reports that 4,417 shares were withheld to cover tax liabilities from vested restricted stock units and were relinquished and cancelled.

When did the transaction occur and when was the Form 4 filed?

The transaction date is 09/03/2025 and the Form 4 was signed by an attorney-in-fact on 09/04/2025.

How many ALIT shares does the reporting person own after the transaction?

The reporting person beneficially owns 218,611 shares (direct) following the reported transaction, which includes RSUs scheduled to vest.

What does transaction code F mean on this Form 4?

Code F indicates a disposition of securities to satisfy tax withholding obligations related to the vesting of equity awards, not a public market sale.

At what price were the withheld shares recorded?

The withheld shares are recorded at a price of $3.92 per share on the Form 4.
Alight Inc

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