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[Form 4] Alight, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alight, Inc. Form 4 summary: The report shows that Deepika Duggirala, Chief Technology Officer of Alight, Inc. (ALIT), had 3,533 shares of Class A common stock withheld and surrendered on 08/15/2025 to cover tax withholding arising from vesting of previously reported restricted stock units; those shares were cancelled in exchange for the company agreeing to pay the reporting person’s federal and state tax withholding. After this transaction, the reporting person beneficially owns 276,712 shares, which includes restricted stock units scheduled to vest in the future. The Form 4 was signed by an attorney-in-fact on 08/19/2025.

Positive

  • Reporting person retains beneficial ownership of 276,712 shares, including restricted stock units scheduled to vest, maintaining alignment with shareholders

Negative

  • None.

Insights

TL;DR: Routine tax-withholding disposition on vested RSUs; no change in role or additional transfers disclosed.

The Form 4 discloses a standard withholding and surrender of 3,533 Class A shares to satisfy tax obligations triggered by RSU vesting. The reporting person remains a senior officer and continues to beneficially own 276,712 shares, including unvested RSUs. This filing contains no indication of additional compensation arrangements, stock sales, or transfers beyond the tax-withholding election. For governance review, this is a routine, non-material insider transaction reflecting compensation settlement mechanics.

TL;DR: Insider surrendered a small number of shares for taxes; net beneficial position remains materially unchanged.

The disposition of 3,533 shares at $3.66 per share represents withholding to cover tax liabilities from previously disclosed RSU vesting rather than an open-market sale. The report lists 276,712 shares beneficially owned following the transaction, which includes RSUs scheduled to vest. There are no derivative transactions reported and no indications of active trading or portfolio rebalancing by the officer. This is a routine Form 4 disclosure with neutral market implications.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Duggirala Deepika

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 F 3,533(1) D $3.66 276,712(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Deepika Duggirala report on Form 4 for ALIT?

The Form 4 reports that 3,533 Class A shares were withheld and surrendered on 08/15/2025 to cover tax withholding from vested restricted stock units.

How many ALIT shares does the reporting person beneficially own after the transaction?

After the reported disposition, the reporting person beneficially owns 276,712 shares, which includes restricted stock units scheduled to vest in the future.

Was the disposition an open-market sale or tax withholding?

The shares were relinquished and cancelled as part of a tax-withholding arrangement related to RSU vesting; they were not reported as an open-market sale.

What price is shown for the surrendered shares?

The Form 4 lists a price of $3.66 per share for the shares reported as disposed of to cover taxes.

Who signed the Form 4 filing for the reporting person?

The filing was signed on behalf of the reporting person by John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact on 08/19/2025.
Alight Inc

NYSE:ALIT

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1.04B
500.85M
3.85%
105.14%
6.01%
Software - Application
Services-business Services, Nec
Link
United States
LINCOLNSHIRE