STOCK TITAN

[Form 4] Alight, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Alight, Inc. Form 4 summary: The report shows that Deepika Duggirala, Chief Technology Officer of Alight, Inc. (ALIT), had 3,533 shares of Class A common stock withheld and surrendered on 08/15/2025 to cover tax withholding arising from vesting of previously reported restricted stock units; those shares were cancelled in exchange for the company agreeing to pay the reporting person’s federal and state tax withholding. After this transaction, the reporting person beneficially owns 276,712 shares, which includes restricted stock units scheduled to vest in the future. The Form 4 was signed by an attorney-in-fact on 08/19/2025.

Sommario del Modulo 4 di Alight, Inc.: Il rapporto indica che Deepika Duggirala, Chief Technology Officer di Alight, Inc. (ALIT), ha avuto 3.533 azioni ordinarie di Classe A trattenute e consegnate in data 15/08/2025 per coprire le ritenute fiscali derivanti dalla maturazione di unità azionarie vincolate già precedentemente segnalate; tali azioni sono state annullate in cambio dell'impegno della società a pagare le ritenute fiscali federali e statali della persona segnalante. Dopo questa operazione, la persona segnalante detiene utilmente 276.712 azioni, che includono unità azionarie vincolate previste per la maturazione futura. Il Modulo 4 è stato firmato per procura in data 19/08/2025.

Resumen del Formulario 4 de Alight, Inc.: El informe muestra que Deepika Duggirala, directora de tecnología (CTO) de Alight, Inc. (ALIT), tuvo 3.533 acciones ordinarias Clase A retenidas y entregadas el 15/08/2025 para cubrir las retenciones fiscales derivadas de la consolidación de unidades de acciones restringidas previamente informadas; esas acciones fueron canceladas a cambio de que la compañía aceptara pagar las retenciones fiscales federales y estatales de la persona informante. Tras esta operación, la persona informante posee de forma beneficiosa 276.712 acciones, que incluyen unidades de acciones restringidas programadas para consolidarse en el futuro. El Formulario 4 fue firmado por un apoderado el 19/08/2025.

Alight, Inc. Form 4 요약: 보고서에 따르면 Alight, Inc.(ALIT)의 최고기술책임자(CTO) Deepika Duggirala는 2025/08/15에 이전에 보고된 제한 주식 단위(RSU)의 베스팅으로 인한 세금 원천징수를 위해 클래스 A 보통주 3,533주를 원천징수 후 포기했으며, 해당 주식은 회사가 보고인의 연방 및 주 세금 원천징수를 대납하기로 합의하는 대가로 소각되었습니다. 이 거래 후 보고인은 향후 베스팅될 예정인 제한 주식 단위를 포함하여 총 276,712주를 실질적으로 보유하고 있습니다. Form 4는 2025/08/19에 대리인(Attorney-in-fact)에 의해 서명되었습니다.

Résumé du formulaire 4 d'Alight, Inc. : Le rapport indique que Deepika Duggirala, directrice technique (CTO) d'Alight, Inc. (ALIT), a eu 3.533 actions ordinaires de catégorie A retenues et remises le 15/08/2025 afin de couvrir les retenues fiscales liées à la acquisition de droits sur des unités d'actions restreintes précédemment déclarées ; ces actions ont été annulées en contrepartie de l'accord de la société de prendre en charge les retenues fiscales fédérales et étatiques de la personne déclarée. Après cette opération, la personne déclarée détient à titre bénéficiaire 276.712 actions, incluant des unités d'actions restreintes devant acquérir des droits à l'avenir. Le formulaire 4 a été signé par un mandataire le 19/08/2025.

Zusammenfassung des Formulars 4 von Alight, Inc.: Der Bericht zeigt, dass Deepika Duggirala, Chief Technology Officer von Alight, Inc. (ALIT), am 15.08.2025 insgesamt 3.533 Stammaktien der Klasse A einbehalten und übergeben hat, um die Steuerabzüge im Zusammenhang mit der Vesting zuvor gemeldeter Restricted Stock Units zu decken; diese Aktien wurden annulliert, im Gegenzug dafür, dass das Unternehmen zusagte, die bundesstaatlichen und staatlichen Lohnsteuern der meldepflichtigen Person zu übernehmen. Nach dieser Transaktion besitzt die meldepflichtige Person wirtschaftlich 276.712 Aktien, einschließlich Restricted Stock Units, die künftig vesten sollen. Das Formular 4 wurde am 19.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Reporting person retains beneficial ownership of 276,712 shares, including restricted stock units scheduled to vest, maintaining alignment with shareholders
Negative
  • None.

Insights

TL;DR: Routine tax-withholding disposition on vested RSUs; no change in role or additional transfers disclosed.

The Form 4 discloses a standard withholding and surrender of 3,533 Class A shares to satisfy tax obligations triggered by RSU vesting. The reporting person remains a senior officer and continues to beneficially own 276,712 shares, including unvested RSUs. This filing contains no indication of additional compensation arrangements, stock sales, or transfers beyond the tax-withholding election. For governance review, this is a routine, non-material insider transaction reflecting compensation settlement mechanics.

TL;DR: Insider surrendered a small number of shares for taxes; net beneficial position remains materially unchanged.

The disposition of 3,533 shares at $3.66 per share represents withholding to cover tax liabilities from previously disclosed RSU vesting rather than an open-market sale. The report lists 276,712 shares beneficially owned following the transaction, which includes RSUs scheduled to vest. There are no derivative transactions reported and no indications of active trading or portfolio rebalancing by the officer. This is a routine Form 4 disclosure with neutral market implications.

Sommario del Modulo 4 di Alight, Inc.: Il rapporto indica che Deepika Duggirala, Chief Technology Officer di Alight, Inc. (ALIT), ha avuto 3.533 azioni ordinarie di Classe A trattenute e consegnate in data 15/08/2025 per coprire le ritenute fiscali derivanti dalla maturazione di unità azionarie vincolate già precedentemente segnalate; tali azioni sono state annullate in cambio dell'impegno della società a pagare le ritenute fiscali federali e statali della persona segnalante. Dopo questa operazione, la persona segnalante detiene utilmente 276.712 azioni, che includono unità azionarie vincolate previste per la maturazione futura. Il Modulo 4 è stato firmato per procura in data 19/08/2025.

Resumen del Formulario 4 de Alight, Inc.: El informe muestra que Deepika Duggirala, directora de tecnología (CTO) de Alight, Inc. (ALIT), tuvo 3.533 acciones ordinarias Clase A retenidas y entregadas el 15/08/2025 para cubrir las retenciones fiscales derivadas de la consolidación de unidades de acciones restringidas previamente informadas; esas acciones fueron canceladas a cambio de que la compañía aceptara pagar las retenciones fiscales federales y estatales de la persona informante. Tras esta operación, la persona informante posee de forma beneficiosa 276.712 acciones, que incluyen unidades de acciones restringidas programadas para consolidarse en el futuro. El Formulario 4 fue firmado por un apoderado el 19/08/2025.

Alight, Inc. Form 4 요약: 보고서에 따르면 Alight, Inc.(ALIT)의 최고기술책임자(CTO) Deepika Duggirala는 2025/08/15에 이전에 보고된 제한 주식 단위(RSU)의 베스팅으로 인한 세금 원천징수를 위해 클래스 A 보통주 3,533주를 원천징수 후 포기했으며, 해당 주식은 회사가 보고인의 연방 및 주 세금 원천징수를 대납하기로 합의하는 대가로 소각되었습니다. 이 거래 후 보고인은 향후 베스팅될 예정인 제한 주식 단위를 포함하여 총 276,712주를 실질적으로 보유하고 있습니다. Form 4는 2025/08/19에 대리인(Attorney-in-fact)에 의해 서명되었습니다.

Résumé du formulaire 4 d'Alight, Inc. : Le rapport indique que Deepika Duggirala, directrice technique (CTO) d'Alight, Inc. (ALIT), a eu 3.533 actions ordinaires de catégorie A retenues et remises le 15/08/2025 afin de couvrir les retenues fiscales liées à la acquisition de droits sur des unités d'actions restreintes précédemment déclarées ; ces actions ont été annulées en contrepartie de l'accord de la société de prendre en charge les retenues fiscales fédérales et étatiques de la personne déclarée. Après cette opération, la personne déclarée détient à titre bénéficiaire 276.712 actions, incluant des unités d'actions restreintes devant acquérir des droits à l'avenir. Le formulaire 4 a été signé par un mandataire le 19/08/2025.

Zusammenfassung des Formulars 4 von Alight, Inc.: Der Bericht zeigt, dass Deepika Duggirala, Chief Technology Officer von Alight, Inc. (ALIT), am 15.08.2025 insgesamt 3.533 Stammaktien der Klasse A einbehalten und übergeben hat, um die Steuerabzüge im Zusammenhang mit der Vesting zuvor gemeldeter Restricted Stock Units zu decken; diese Aktien wurden annulliert, im Gegenzug dafür, dass das Unternehmen zusagte, die bundesstaatlichen und staatlichen Lohnsteuern der meldepflichtigen Person zu übernehmen. Nach dieser Transaktion besitzt die meldepflichtige Person wirtschaftlich 276.712 Aktien, einschließlich Restricted Stock Units, die künftig vesten sollen. Das Formular 4 wurde am 19.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Duggirala Deepika

(Last) (First) (Middle)
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alight, Inc. / Delaware [ ALIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 F 3,533(1) D $3.66 276,712(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person.
2. Includes restricted stock units scheduled to vest in the future.
Remarks:
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Deepika Duggirala report on Form 4 for ALIT?

The Form 4 reports that 3,533 Class A shares were withheld and surrendered on 08/15/2025 to cover tax withholding from vested restricted stock units.

How many ALIT shares does the reporting person beneficially own after the transaction?

After the reported disposition, the reporting person beneficially owns 276,712 shares, which includes restricted stock units scheduled to vest in the future.

Was the disposition an open-market sale or tax withholding?

The shares were relinquished and cancelled as part of a tax-withholding arrangement related to RSU vesting; they were not reported as an open-market sale.

What price is shown for the surrendered shares?

The Form 4 lists a price of $3.66 per share for the shares reported as disposed of to cover taxes.

Who signed the Form 4 filing for the reporting person?

The filing was signed on behalf of the reporting person by John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact on 08/19/2025.
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