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Director at Alkami (NASDAQ: ALKT) receives 457-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FOX JEFFREY H reported acquisition or exercise transactions in this Form 4 filing.

ALKAMI TECHNOLOGY, INC. director Jeffrey H. Fox received a grant of 457 shares of Common Stock as compensation, recorded at a price of $0.00 per share. After this award, he directly holds 20,780 shares. According to the footnote, he elected to defer receipt of these shares under the company’s 2021 Incentive Award Plan.

Positive

  • None.

Negative

  • None.
Insider FOX JEFFREY H
Role null
Type Security Shares Price Value
Grant/Award Common Stock 457 $0.00 --
Holdings After Transaction: Common Stock — 20,780 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 457 shares Common Stock grant to director on 2026-07-05
Grant price $0.00 per share Stock-based compensation, non-cash award
Shares held after grant 20,780 shares Total direct Common Stock holdings after transaction
2021 Incentive Award Plan financial
"under the terms of the 2021 Incentive Award Plan"
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
defer receipt financial
"The reporting person elected to defer receipt of these shares"
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FAQ

What did Alkami Technology (ALKT) director Jeffrey H. Fox report on this Form 4?

Jeffrey H. Fox reported receiving a grant of 457 Alkami Technology Common Stock shares. The award was recorded at a price of $0.00 per share, reflecting a stock-based compensation grant rather than a market purchase or sale.

How many Alkami Technology (ALKT) shares does Jeffrey H. Fox hold after this grant?

After the reported grant, Jeffrey H. Fox directly holds 20,780 shares of Alkami Technology Common Stock. This total includes the newly granted 457 shares that were added to his existing direct holdings as disclosed in the Form 4 filing.

Was Jeffrey H. Fox’s Alkami (ALKT) stock grant an open-market purchase?

No, the 457-share grant to Jeffrey H. Fox was not an open-market purchase. It is classified as a grant or award acquisition with a transaction price of $0.00 per share, indicating stock-based compensation rather than a cash-funded market transaction.

What does it mean that Jeffrey H. Fox deferred receipt of Alkami (ALKT) shares?

Deferring receipt means Jeffrey H. Fox chose not to take immediate delivery of the 457 granted shares. Instead, under Alkami’s 2021 Incentive Award Plan, delivery is postponed according to the plan’s deferral terms, which can affect when he actually receives and can use the shares.

Is the Form 4 transaction for Jeffrey H. Fox in Alkami (ALKT) a buy or a sell?

The transaction is classified as an acquisition through a grant or award, not a buy or sell. It reflects 457 shares of Common Stock granted as compensation, with no shares sold and no open-market buying activity reported in this specific Form 4 filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FOX JEFFREY H

(Last)(First)(Middle)
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120

(Street)
PLANO TEXAS 75024

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/05/2026A457(1)A$020,780D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Jeffrey H. Fox07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)