Alkami director granted 533 ALKT shares

Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 07/07/2026 - 06:46 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.

ALKAMI TECHNOLOGY, INC. director Steven R. Mitchell reported an equity award and updated share holdings. He received a grant of 533 shares of common stock with no cash paid per share, increasing his direct holdings to 98,026 shares.

The filing also reports 2,521,611 shares of common stock held indirectly through ARG Private Equity II, LLC, an entity with which Mitchell is associated. He may be deemed to have beneficial ownership of those shares but disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 533 shares

Grant/Award 1 txn

Insider Mitchell Steven R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	533	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 98,026 shares (Direct); Common Stock — 2,521,611 shares (Indirect, See footnote)

Holdings Before and After: Common Stock, 97,493 to 98,026 shares (Direct)

Footnotes (2)

1. F1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
2. F2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Key Figures

Equity award: 533 shares Direct holdings after award: 98,026 shares Indirect holdings via APE II: 2,521,611 shares +1 more

4 metrics

Equity award 533 shares Common Stock grant to director Steven R. Mitchell

Direct holdings after award 98,026 shares Common Stock directly owned following the transaction

Indirect holdings via APE II 2,521,611 shares Common Stock held by ARG Private Equity II, LLC

Award price per share $0.0000 per share Grant, award, or other acquisition code A

Key Terms

2021 Incentive Award Plan, beneficial ownership, pecuniary interest

3 terms

2021 Incentive Award Plan financial

"The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan."

beneficial ownership financial

"may be deemed to have beneficial ownership of the shares held by APE II."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ALKT director Steven R. Mitchell report on this Form 4?

Steven R. Mitchell reported receiving a grant of 533 shares of Alkami Technology common stock. The shares were acquired as an award with no cash price per share, reflecting compensation rather than an open-market purchase or sale.

How many ALKT shares does Steven R. Mitchell hold directly after this transaction?

After the reported equity grant, Steven R. Mitchell directly holds 98,026 shares of Alkami Technology common stock. This figure represents his direct ownership position following the 533-share award reported in the Form 4 filing.

What indirect ALKT shareholdings are associated with Steven R. Mitchell?

The filing notes 2,521,611 Alkami Technology shares held indirectly through ARG Private Equity II, LLC. Mitchell may be deemed to have beneficial ownership via this entity but disclaims beneficial ownership except for any pecuniary interest he has.

Was the 533-share ALKT award to Steven R. Mitchell an open-market purchase?

No, the 533 shares reported were acquired as a grant or award with a per-share price of 0.0000. This indicates a compensation-related equity award, not an open-market stock purchase by the director.

Does Steven R. Mitchell fully own the ALKT shares held by ARG Private Equity II, LLC?

The filing states that shares are held by ARG Private Equity II, LLC and that Mitchell may be deemed a beneficial owner. However, he expressly disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.

What plan governs Steven R. Mitchell’s reported ALKT share award?

The footnotes explain that Mitchell elected to defer receipt of these shares under the 2021 Incentive Award Plan. This indicates the award is structured under Alkami Technology’s 2021 equity incentive compensation program for eligible participants.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mitchell Steven R

(Last) (First) (Middle)

C/O ARGONAUT PRIVATE EQUITY

7030 S. YALE AVE., STE. 810

(Street)

TULSA OKLAHOMA 74136

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/05/2026		A		533(1)	A	$0	98,026	D
Common Stock								2,521,611	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)