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Alkami CEO has $101,977 in shares withheld for taxes

Alkami’s CEO had shares withheld to cover RSU tax obligations, remaining directly invested with over 1.18 million shares.

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALKAMI TECHNOLOGY, INC. (ALKT) reported that Chief Executive Officer and director Alex Shootman had 5,205 shares of common stock withheld on September 1, 2026 to satisfy tax withholding obligations tied to vesting restricted stock units, at a value of $19.44 per share. After this tax-withholding disposition, he directly holds 1,185,597 shares of Alkami common stock. No Rule 10b5-1 trading plan is reported for this transaction.

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Insights

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Insider Shootman Alex
Role Chief Executive Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 5,205 $19.44 $101K
Holdings After Transaction: Common Stock — 1,185,597 shares (Direct)
Footnotes (1)
  1. F1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Shares withheld for taxes 5,205 shares Common stock withheld on September 1, 2026 to satisfy tax withholding obligations on RSU vesting
Per-share value for withholding $19.44 per share Valuation used for the 5,205 withheld shares on September 1, 2026
Value of shares withheld $101,977.20 5,205 shares multiplied by $19.44 per share for tax withholding
Shares held after transaction 1,185,597 shares Direct common stock ownership of CEO Alex Shootman after the September 1, 2026 transaction
Transaction date September 1, 2026 Date of the tax-withholding disposition related to restricted stock units
restricted stock units financial
"in connection with the vesting and settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy the Reporting Person's tax withholding obligations in connection"
withheld by the Issuer financial
"Represents shares withheld by the Issuer to satisfy the Reporting Person's"

FAQ

What insider transaction did ALKT report for CEO Alex Shootman?
Alkami reported that CEO Alex Shootman had 5,205 shares of common stock withheld on September 1, 2026 to pay tax withholding obligations arising from vesting restricted stock units, at $19.44 per share.

Was the ALKT insider transaction an open-market sale?
No. The 5,205 shares were withheld by Alkami to satisfy Alex Shootman’s tax withholding obligations related to the vesting and settlement of restricted stock units, rather than sold in the open market.

How many ALKT shares does the CEO hold after this transaction?
After the tax-withholding disposition, CEO Alex Shootman directly holds 1,185,597 shares of Alkami Technology, Inc. common stock, as reported in the Form 4 filing.

At what price were the ALKT shares valued for the tax withholding?
The shares withheld to satisfy tax obligations were valued at $19.44 per share for the 5,205 shares used to cover the tax withholding tied to vesting restricted stock units.

Was the ALKT insider transaction made under a Rule 10b5-1 trading plan?
No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to this tax-withholding transaction for CEO Alex Shootman.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shootman Alex
(Last)(First)(Middle)
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120
(Street)
PLANO TEXAS 75024
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026F5,205(1)D$19.441,185,597D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR