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Alkami CAO has 1,421 shares withheld for taxes

Alkami’s chief accounting officer had shares withheld to cover taxes on RSU vesting, leaving 85,001 common shares directly held.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALKAMI TECHNOLOGY, INC. (ALKT) reported that Chief Accounting Officer Prerna Sachdeva had 1,421 shares of common stock withheld on September 1, 2026 to satisfy tax withholding obligations related to vesting of restricted stock units. After this withholding, she directly held 85,001 shares of common stock.

No Rule 10b5-1 trading plan is reported for this transaction, which is characterized as stock withheld for taxes rather than an open-market sale.

Positive

  • None.

Negative

  • None.
Insider Sachdeva Prerna
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 1,421 $19.44 $28K
Holdings After Transaction: Common Stock — 85,001 shares (Direct)
Footnotes (1)
  1. F1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Shares withheld for taxes 1,421 shares Common stock withheld on September 1, 2026 to satisfy tax withholding obligations on RSU vesting
Per-share value for withholding $19.44 per share Value used for the 1,421 shares withheld to satisfy tax withholding obligations
Shares held after transaction 85,001 shares Direct holdings of Alkami common stock by Chief Accounting Officer Prerna Sachdeva after the withholding
restricted stock units financial
"in connection with the vesting and settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy the Reporting Person's tax withholding obligations in connection"
withheld by the Issuer financial
"Represents shares withheld by the Issuer to satisfy the Reporting"

FAQ

What insider transaction did ALKT disclose for Chief Accounting Officer Prerna Sachdeva?
The company disclosed that 1,421 shares of Alkami common stock were withheld on September 1, 2026 to satisfy tax withholding obligations arising from the vesting and settlement of restricted stock units held by Chief Accounting Officer Prerna Sachdeva.

Was the ALKT insider transaction a market sale of shares?
No. The filing states the 1,421 shares represent stock withheld by the issuer to cover Prerna Sachdeva’s tax withholding obligations in connection with RSU vesting, rather than an open-market purchase or sale transaction.

How many ALKT shares does the chief accounting officer hold after the transaction?
After the September 1, 2026 tax withholding event, Chief Accounting Officer Prerna Sachdeva directly holds 85,001 shares of Alkami Technology, Inc. common stock, as reported in the Form 4 filing.

At what price were the ALKT shares valued for the tax withholding?
The 1,421 withheld shares were valued at $19.44 per share for purposes of satisfying Prerna Sachdeva’s tax withholding obligations related to the vesting and settlement of restricted stock units.

Was the ALKT insider transaction made under a Rule 10b5-1 trading plan?
No. The filing does not report use of a Rule 10b5-1 trading plan; the disposition is described as shares withheld by Alkami Technology, Inc. to pay tax withholding obligations from restricted stock unit vesting.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sachdeva Prerna
(Last)(First)(Middle)
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120
(Street)
PLANO TEXAS 75024
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026F1,421(1)D$19.4485,001D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Prerna Sachdeva09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR