STOCK TITAN

Alkami Technology (ALKT) director awarded 11,357 RSUs and updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.

ALKAMI TECHNOLOGY, INC. director Steven R. Mitchell received a grant of 11,357 restricted stock units (RSUs) of common stock. These RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date, and he elected to defer receipt of the shares under the 2021 Incentive Plan.

After this award, Mitchell directly holds 97,493 shares of common stock. Separately, 2,521,611 shares are held indirectly through ARG Private Equity II, LLC, where he serves as an adviser and may be deemed a beneficial owner, though he disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

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Insider Mitchell Steven R
Role null
Type Security Shares Price Value
Grant/Award Common Stock 11,357 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 97,493 shares (Direct, null); Common Stock — 2,521,611 shares (Indirect, See footnote)
Footnotes (1)
  1. Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
RSU grant size 11,357 RSUs Restricted stock units granted to director on May 19, 2026
Direct holdings after grant 97,493 shares Common stock directly owned by Steven R. Mitchell after RSU grant
Indirect holdings via APE II 2,521,611 shares Common stock held by ARG Private Equity II, LLC
Transaction price per RSU $0.0000 per share Indicates RSUs were granted as compensation, not purchased
Vesting trigger Earlier of 1-year or Annual Meeting RSUs vest on first anniversary or before the next Annual Meeting
restricted stock units (RSUs) financial
"Represents restricted stock units (RSUs) which vest in full on the earlier of"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
2021 Incentive Plan financial
"The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan."
beneficial ownership financial
"may be deemed to have beneficial ownership of the shares held by APE II."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein."
deferred receipt financial
"The reporting person elected to defer receipt of these shares under the terms"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mitchell Steven R

(Last)(First)(Middle)
C/O ARGONAUT PRIVATE EQUITY
7030 S. YALE AVE., STE. 810

(Street)
TULSA OKLAHOMA 74136

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/19/2026A11,357(1)A$097,493D
Common Stock2,521,611ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan.
2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Alkami Technology (ALKT) director Steven R. Mitchell report on this Form 4?

He reported receiving a grant of 11,357 restricted stock units (RSUs) of Alkami common stock. These units are a stock-based compensation award and do not involve any open-market purchase or sale of shares.

How and when do Steven R. Mitchell’s new Alkami (ALKT) RSUs vest?

The 11,357 RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date. Upon vesting, each RSU entitles him to receive one share of common stock.

Did Steven R. Mitchell buy or sell Alkami (ALKT) shares in the market?

No open-market buys or sells are reported. The filing shows a grant of 11,357 RSUs as compensation and an entry reflecting indirect holdings, rather than a discretionary purchase or sale on the stock market.

How many Alkami (ALKT) shares does Steven R. Mitchell hold directly after this grant?

Following the RSU award, Mitchell directly holds 97,493 shares of Alkami common stock. This figure comes from the post-transaction balance reported for the non-derivative common stock position in his Form 4 filing.

What is ARG Private Equity II, LLC’s role in Steven R. Mitchell’s Alkami (ALKT) holdings?

ARG Private Equity II, LLC holds 2,521,611 Alkami shares reported as indirect holdings. Mitchell advises this entity and may be deemed a beneficial owner, but he disclaims beneficial ownership beyond his pecuniary interest in those shares.

Did Steven R. Mitchell defer his Alkami (ALKT) RSU shares under a plan?

Yes. He elected to defer receipt of the shares underlying the 11,357 RSUs under the terms of Alkami’s 2021 Incentive Plan, meaning delivery of the common stock will occur on a deferred schedule.