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Allegion (NYSE: ALLE) CEO gains 30,532 shares, 12,393 withheld

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Allegion plc President and CEO John H. Stone reported equity compensation activity tied to performance awards. On February 4, 2026, he acquired 30,532 ordinary shares at $0, representing performance-based restricted stock units granted in February 2023 that were earned and vested based on certified performance.

On the same date, 12,393 ordinary shares were withheld by Allegion to cover tax obligations upon vesting of these units at a price of $171.205 per share. Following these transactions, Stone beneficially owns 142,261 ordinary shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stone John H

(Last) (First) (Middle)
C/O SCHLAGE LOCK COMPANY LLC
11819 N. PENNSYLVANIA STREET

(Street)
CARMEL IN 46032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 02/04/2026 A 30,532(1) A $0 154,654 D
Ordinary Shares 02/04/2026 F 12,393(2) D $171.205 142,261 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of ordinary shares underlying performance-based restricted stock units (PSUs) granted in February 2023 that were earned and have vested based on the level of performance achieved, as certified by the Issuer's Compensation and Human Capital Committee on February 4, 2026.
2. Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of the PSUs.
Remarks:
/s/ Tandra M. Foster, Attorney-In-Fact 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Allegion (ALLE) CEO John H. Stone report?

Allegion CEO John H. Stone reported equity compensation changes involving performance-based restricted stock units. He received 30,532 ordinary shares upon vesting of PSUs and had 12,393 shares withheld by the company to satisfy tax withholding obligations related to that vesting event.

How many Allegion (ALLE) shares does CEO John H. Stone own after this Form 4?

After the reported transactions, John H. Stone beneficially owns 142,261 Allegion ordinary shares directly. This figure reflects both the 30,532 vested PSU shares added and the 12,393 shares withheld by Allegion to cover associated tax withholding obligations on February 4, 2026.

What are the 30,532 Allegion (ALLE) shares reported as acquired by the CEO?

The 30,532 Allegion ordinary shares represent performance-based restricted stock units granted in February 2023. These PSUs were earned and vested based on the performance level achieved, as certified by Allegion’s Compensation and Human Capital Committee on February 4, 2026.

Why were 12,393 Allegion (ALLE) shares withheld in John H. Stone’s filing?

Allegion withheld 12,393 ordinary shares from John H. Stone to cover tax withholding obligations. These withholding shares relate to the vesting of his performance-based restricted stock units, and were valued at a transaction price of $171.205 per share on February 4, 2026.

Is John H. Stone’s Allegion (ALLE) transaction a market purchase or sale?

The reported activity is primarily equity compensation-related, not an open-market trade. Shares were acquired at $0 from vested performance-based restricted stock units, and additional shares were withheld by Allegion to satisfy tax obligations, rather than being bought or sold on the market.

What role did Allegion’s Compensation and Human Capital Committee play in this PSU vesting?

Allegion’s Compensation and Human Capital Committee certified the performance level for the February 2023 PSUs on February 4, 2026. That certification determined that 30,532 underlying ordinary shares were earned and vested for John H. Stone, leading to the reported share acquisition.
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