Ally Financial withholds 10,614 shares for taxes

Ally Financial Inc.'s President - Corporate Finance reported 206,982 directly held shares after the transaction, including 603 acquired through the Employee Stock Purchase Plan.

Rhea-AI Filing Summary

Ally Financial Inc. reported that President - Corporate Finance William Cadik Hall Jr. had 10,614 common shares withheld by the company on October 20, 2026, to satisfy tax withholding obligations when a previously reported restricted stock unit award vested. The reported transaction price was $37.9700 per share. He reported direct holdings of 206,982 shares afterward, including 603 shares acquired under the Employee Stock Purchase Plan on May 29, 2026.

Insider Trade Summary

Tax Withholding: 10,614 shares

Tax Withholding 1 txn

Insider Hall William Cadik Jr.

Role President - Corporate Finance

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2	10,614	$37.97	$403K

Holdings After Transaction: Common Stock — 206,982 shares (Direct)

Footnotes (2)

1. F1. Represents shares withheld by the Company to satisfy the Reporting Person's tax withholding obligations upon the vesting of a previously reported award of restricted stock units.
2. F2. Includes 603 shares acquired under the Company's Employee Stock Purchase Plan on May 29, 2026.

Key Figures

Shares withheld: 10,614 shares Reported transaction price: $37.9700 per share Direct holdings after transaction: 206,982 shares +1 more

4 metrics

Shares withheld 10,614 shares October 20, 2026; tax withholding upon vesting of a previously reported restricted stock unit award

Reported transaction price $37.9700 per share October 20, 2026

Direct holdings after transaction 206,982 shares Reported following the October 20, 2026 transaction

Employee Stock Purchase Plan shares 603 shares Acquired May 29, 2026; included in reported post-transaction holdings

Key Terms

restricted stock units, Employee Stock Purchase Plan, tax withholding obligations

3 terms

restricted stock units financial

"vesting of a previously reported award of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"acquired under the Company's Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

tax withholding obligations financial

"satisfy the Reporting Person's tax withholding obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ALLY shares were withheld for tax withholding?

William Cadik Hall Jr., Ally Financial Inc.'s President - Corporate Finance, had 10,614 shares withheld on October 20, 2026, to satisfy tax withholding obligations upon vesting of a previously reported restricted stock unit award. The reported transaction price was $37.9700 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/22/2026 - 04:33 PM EDT Accepted by SEC EDGAR 10/22/2026 - 04:33 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hall William Cadik Jr.

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President - Corporate Finance

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/20/2026		F		10,614(1)	D	$37.97	206,982(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Company to satisfy the Reporting Person's tax withholding obligations upon the vesting of a previously reported award of restricted stock units.

2. Includes 603 shares acquired under the Company's Employee Stock Purchase Plan on May 29, 2026.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Mr. Hall	10/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)