Ally Financial's Patterson sells 12,831 shares

A separate 31,047-share withholding entry is tied to tax obligations when a previously reported restricted stock unit award vested.

Rhea-AI Filing Summary

Ally Financial Inc. Chief HR & Corp Citizenship officer Kathleen L. Patterson reported selling 12,831 common shares on October 21, 2026, at a weighted average price of $38.6473 per share; the sales occurred in multiple transactions priced from $38.605 to $38.67, inclusive. No Rule 10b5-1 plan is reported. On October 20, 2026, the company withheld 31,047 shares to satisfy her tax withholding obligations upon vesting of a previously reported restricted stock unit award.

Insider Trade Summary

Net Seller: 12,831 shares

Net Sell 2 txns

Insider Patterson Kathleen L.

Role Chief HR & Corp Citizenship

Sold 12,831 shs ($496K)

Type	Security	Shares	Price	Value
Sale	Common Stock F2	12,831	$38.6473	$496K
Tax Withholding	Common Stock F1	31,047	$37.97	$1.18M

Holdings After Transaction: Common Stock — 67,781 shares (Direct)

Footnotes (2)

1. F1. Represents shares withheld by the Company to satisfy the Reporting Person's tax withholding obligations upon the vesting of a previously reported award of restricted stock units.
2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.605 to $38.67, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Key Figures

Common shares sold: 12,831 shares Weighted average sale price: $38.6473 per share Sale price range: $38.605-$38.67 per share +1 more

4 metrics

Common shares sold 12,831 shares October 21, 2026

Weighted average sale price $38.6473 per share October 21, 2026

Sale price range $38.605-$38.67 per share Multiple transactions on October 21, 2026; inclusive

Shares withheld 31,047 shares For tax withholding obligations upon vesting of a previously reported restricted stock unit award on October 20, 2026

Key Terms

weighted average price, restricted stock units, tax withholding obligations

3 terms

weighted average price financial

"the sale's weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock units financial

"vesting of a previously reported award of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"shares withheld to satisfy tax withholding obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ALLY shares did Kathleen L. Patterson sell, and at what price?

Kathleen L. Patterson sold 12,831 Ally Financial Inc. common shares on October 21, 2026, at a weighted average price of $38.6473 per share. The sales occurred in multiple transactions priced from $38.605 to $38.67, inclusive. No Rule 10b5-1 plan is reported.

Why were ALLY shares withheld from Kathleen L. Patterson?

Ally Financial Inc. withheld 31,047 common shares on October 20, 2026, to satisfy Kathleen L. Patterson's tax withholding obligations when a previously reported restricted stock unit award vested.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/22/2026 - 04:42 PM EDT Accepted by SEC EDGAR 10/22/2026 - 04:42 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Patterson Kathleen L.

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief HR & Corp Citizenship

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/20/2026		F		31,047(1)	D	$37.97	80,612	D
Common Stock	10/21/2026		S		12,831	D	$38.6473(2)	67,781	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Company to satisfy the Reporting Person's tax withholding obligations upon the vesting of a previously reported award of restricted stock units.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.605 to $38.67, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Ms. Patterson	10/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)