Ally Financial (NYSE: ALLY) legal chief reports RSU award and tax share withholding

Rhea-AI Filing Summary

Ally Financial’s Chief Legal & Corporate Affairs officer Hope Mehlman reported routine equity-related transactions. On January 30, 2026, the company withheld 282 shares of common stock valued at $42.30 per share to cover taxes on vesting restricted stock units.

On February 3, 2026, Mehlman acquired 23,405 shares of common stock at $42.30 per share, representing restricted stock units that will settle in Ally common stock when they vest. After these transactions, she directly beneficially owned 102,900 shares of Ally common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mehlman Hope

(Last) (First) (Middle)

500 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Ally Financial Inc. [ ALLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Corp Affairs

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	01/30/2026		F		282	D	$42.3(2)	79,495	D
Common Stock(3)	02/03/2026		A		23,405	A	$42.3(2)	102,900	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

2. Represents the per share market value of the Company's common stock as of January 28, 2026.

3. Represents an equal number of restricted stock units that, when vested, may be settled only in shares of Company common stock.

Remarks:

	/s/ Joyce M. Daniels, attorney-in-fact for Ms. Mehlman	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Ally Financial (ALLY) report for Hope Mehlman?

Ally Financial reported that officer Hope Mehlman had 282 shares withheld for taxes and acquired 23,405 shares tied to restricted stock units. These transactions reflect equity compensation and tax withholding, leaving her with direct beneficial ownership of 102,900 shares of Ally common stock.

Why were 282 Ally Financial (ALLY) shares withheld from Hope Mehlman?

The 282 Ally Financial shares were withheld by the company to satisfy Hope Mehlman’s tax obligation on vesting restricted stock units. This is a common administrative transaction where shares are retained instead of the insider paying cash to cover associated tax liabilities.

What is the significance of the 23,405 Ally (ALLY) shares acquired by Hope Mehlman?

The 23,405 shares reflect restricted stock units that, when vested, may be settled only in Ally common stock. They were reported at a per share market value of $42.30. Until vesting and settlement, these RSUs function as a form of equity-based compensation.

At what price were Hope Mehlman’s Ally Financial (ALLY) transactions valued?

Both the tax-withheld 282 shares and the 23,405 restricted stock units were valued at $42.30 per share. This price represents the per share market value of Ally Financial’s common stock as of January 28, 2026, used for reporting these compensation-related transactions.

How many Ally Financial (ALLY) shares does Hope Mehlman own after these transactions?

After the reported transactions, Hope Mehlman directly beneficially owned 102,900 shares of Ally Financial common stock. This figure reflects her holdings following the 282-share tax withholding and the 23,405-share restricted stock unit-related acquisition disclosed in the Form 4 filing.

What role does Hope Mehlman hold at Ally Financial (ALLY) in this Form 4?

In this Form 4, Hope Mehlman is identified as an officer of Ally Financial, serving as Chief Legal & Corporate Affairs. The reported equity transactions relate to her position and compensation, including restricted stock units and associated tax withholding on vested awards.