STOCK TITAN

ALNT Insider Amendment Corrects Withholding to 1,399 Shares at $42.29

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Allient Inc. (ALNT) Form 4/A: This amended Form 4 reports that James A. Michaud, the company's Chief Financial Officer and a director, instructed the company to withhold 1,399 shares of common stock to satisfy tax withholding obligations upon the vesting of restricted stock. The withholding transaction was recorded as a disposition on 08/07/2025 at a price of $42.29 per share. After the reported transaction, Michaud beneficially owns 9,551 shares, held directly. The amendment corrects an earlier filing that had reported withholding of 972 shares; this filing updates the withheld amount to 1,399 shares.

Positive

  • Amendment improves transparency by correcting the previously reported withheld shares from 972 to 1,399, aligning public records with actual withholding.
  • Routine tax-withholding tied to restricted stock vesting indicates standard compensation processes rather than discretionary sale activity.

Negative

  • None.

Insights

TL;DR: Amendment corrects withheld shares for tax on vested restricted stock; transaction is routine and non-material to shareholder control.

The filing documents a routine tax-withholding disposition tied to restricted stock vesting. The corrected withheld amount increases from 972 to 1,399 shares, reflecting an administrative update rather than a new economic action by the reporting person. The disposition price of $42.29 reflects the sale/withholding value used by the company for tax purposes on 08/07/2025. The reporting person retains 9,551 shares after the withholding, indicating no change in beneficial ownership control. Impact on investors and company capitalization is minimal.

TL;DR: Administrative correction improves disclosure accuracy; demonstrates compliance with Section 16 reporting requirements.

The amendment clarifies an earlier misreported withholding amount and is signed by an attorney-in-fact, indicating procedural attention to accurate insider reporting. This enhances the public record and reduces disclosure risk, but does not represent a change in insider intent or an additional transfer of economic interest beyond tax withholding for vested restricted shares. No governance red flags or executive departures are indicated.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Michaud James A

(Last) (First) (Middle)
C/O ALLIENT INC.
495 COMMERCE DRIVE

(Street)
AMHERST NY 14228

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIENT INC [ ALNT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/11/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2025 F(1) 1,399 D $42.29 9,551 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.
Remarks:
On August 11, 2025, the Reporting Person filed a Form 4 which inadvertently reported the withholding of 972 shares of common stock to cover tax withholding obligations upon the vesting of restricted stock. This amendment updates the Form 4 to reflect the withholding of 1,399 shares of common stock.
/s/ Michael C. Donlon, Attorney-in-Fact for James A. Michaud 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change does the ALNT Form 4/A report for James A. Michaud?

The amendment updates the number of shares withheld for tax on vested restricted stock to 1,399 shares (previously reported as 972).

What was the transaction date and price on the amended Form 4/A for ALNT?

The withholding disposition is dated 08/07/2025 at a price of $42.29 per share.

How many ALNT shares does James A. Michaud beneficially own after the reported transaction?

Following the reported withholding, Michaud beneficially owns 9,551 shares, held directly.

Why was the Form 4 amended?

The amendment corrects an earlier filing that inadvertently reported withholding of 972 shares; the corrected withholding amount is 1,399 shares.

Does the amended Form 4/A indicate a sale of shares by the insider?

The filing reports a withholding disposition to cover tax obligations upon vesting of restricted stock, which is a standard administrative action rather than an open-market sale.
Allied Motion

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