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Juniper group (ALNT) reports 3.5% Allient Inc. stake after $18.8M share sale

(Moderate)
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Allient Inc. common stock is the subject of an amended Schedule 13D filed by several related Juniper investment entities and individuals Alexis P. Michas and John A. Bartholdson. The group collectively reports beneficial ownership of 596,314 Allient shares, representing 3.5% of the company’s 17,002,511 shares outstanding as of August 5, 2026. Juniper Targeted Opportunity Fund, L.P. holds 591,704 shares and Juniper Multi-Strategy Fund, L.P. holds 4,610 shares, with upstream entities and managers deemed beneficial owners through their roles as general partners or investment advisor. Between August 11 and August 13, 2026, Juniper Targeted Opportunity Fund, L.P. sold 165,991 shares of Allient in open-market transactions for an aggregate consideration of approximately $18,792,719, including brokerage commissions, and the filing updates the group’s reported ownership and voting/dispositive power following these sales.

Positive

  • None.

Negative

  • None.

Filing Explained

Although labeled a “Major Shareholder Report,” the amendment reports that the Juniper group collectively owns 3.5% of Allient, below the 5% ownership level described in the supplied Schedule 13D/13G purpose note; it records the group’s post-sale position rather than an ownership above that level.

Shares outstanding 17,002,511 shares Allient shares outstanding as of August 5, 2026, per Form 10-Q
Juniper group holdings 596,314 shares Aggregate Allient shares beneficially owned by reporting persons
Ownership percentage 3.5% Juniper group’s beneficial ownership of Allient shares as of Record Date
Juniper Fund holdings 591,704 shares Allient shares beneficially owned by Juniper Targeted Opportunity Fund, L.P.
Juniper Multi-Strategy holdings 4,610 shares Allient shares beneficially owned by Juniper Multi-Strategy Fund, L.P.
Shares sold 165,991 shares Allient shares sold by Juniper Targeted Opportunity Fund, L.P. between August 11–13, 2026
Aggregate sale proceeds $18,792,719 Approximate aggregate price, including brokerage commissions, for 165,991 shares sold
Schedule 13D regulatory
"This is being filed by the Reporting Persons as an amended Schedule 13D"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
beneficial ownership financial
"the Reporting Persons are deemed to beneficially own the Subject Shares as detailed in Items 1 and 5"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Rule 13d-3 regulatory
"may be deemed to own beneficially (as that term is defined in Rule 13d-3 ) the 591,704 Shares"
Rule 13d-3 defines who is treated as the beneficial owner of a company’s shares for U.S. securities disclosure rules — essentially anyone who has the power to vote or direct how shares are voted, or the power to buy or sell them, even if they don’t hold the certificates. For investors this matters because crossing certain ownership thresholds triggers public filing and disclosure obligations and signals potential control or influence, much like having the keys to a car implies you can drive it even if it’s registered to someone else.
general partner financial
"Juniper HF Investors II, LLC, a Delaware limited liability company and the general partner of Juniper Fund"
A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.
investment advisor financial
"Juniper Investment Company provides investment advisory and management services and acts as the investment manager"
An investment advisor is a person or firm that provides personalized guidance on buying, selling and managing investments and often oversees client portfolios for a fee. For investors this matters because the advisor shapes risk, costs and long-term returns, and is typically required by law to act in the client’s best interests — think of them as a financial coach or GPS that helps navigate choices and avoid costly detours.
dispositive power financial
"the sole power to dispose or direct the disposition of such Shares"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

FAQ

What ownership stake in Allient Inc. (ALNT) does the Juniper group now report?

The Juniper reporting group collectively reports beneficial ownership of 596,314 shares of Allient Inc., representing approximately 3.5% of the company’s 17,002,511 shares outstanding as of August 5, 2026, based on Allient’s Form 10-Q disclosure.

Which Juniper entities hold Allient Inc. (ALNT) shares and in what amounts?

Juniper Targeted Opportunity Fund, L.P. beneficially owns 591,704 Allient shares, while Juniper Multi-Strategy Fund, L.P. beneficially owns 4,610 shares. Related Juniper entities and individuals are deemed beneficial owners through their roles as general partners or investment advisor.

How many Allient Inc. (ALNT) shares did Juniper sell and for how much?

Between August 11 and August 13, 2026, Juniper Targeted Opportunity Fund, L.P. sold 165,991 Allient shares in open-market transactions for an aggregate price of approximately $18,792,719, including brokerage commissions, according to the amended Schedule 13D disclosure.

What is the share count Allient Inc. (ALNT) used to calculate Juniper’s ownership percentage?

The ownership percentages are calculated using 17,002,511 Allient shares outstanding as of August 5, 2026, as reported by Allient in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026.

Who are the individual reporting persons in this Allient Inc. (ALNT) Schedule 13D/A?

The individual reporting persons are Alexis P. Michas and John A. Bartholdson, each a United States citizen and a managing member of Juniper HF Investors II, LLC, Juniper HF Investors, LLC, and Juniper Investment Company, LLC, and each may be deemed a beneficial owner of the reported shares.

Do the Juniper reporting persons disclose any special agreements regarding Allient Inc. (ALNT) shares?

They state that, except as described in the Schedule 13D/A, there are no contracts, arrangements, understandings, or relationships among the reporting persons or with others concerning Allient securities, including voting, transfers, options, or profit-sharing agreements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





019330109

(CUSIP Number)
John A. Bartholdson
Juniper Investment Company, LLC, 555 Madison Avenue, 24th Floor
New York, NY, 10022
(212) 339-8500

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
08/11/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




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SCHEDULE 13D






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SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


Juniper Targeted Opportunity Fund, L.P.
Signature:/s/ John A. Bartholdson
Name/Title:Managing Member of its General Partner, Juniper HF Investors II, LLC
Date:08/13/2026
Juniper HF Investors II, LLC
Signature:/s/ John A. Bartholdson
Name/Title:Managing Member
Date:08/13/2026
Juniper Multi-Strategy Fund, L.P.
Signature:/s/ John A. Bartholdson
Name/Title:Managing Member of its General Partner, Juniper Targeted Opportunity Investors, LLC
Date:08/13/2026
Juniper HF Investors, LLC
Signature:/s/ John A. Bartholdson
Name/Title:Managing Member
Date:08/13/2026
Juniper Investment Company, LLC
Signature:/s/ John A. Bartholdson
Name/Title:Managing Member
Date:08/13/2026
Alexis P. Michas
Signature:/s/ Alexis P. Michas
Name/Title:Managing Member
Date:08/13/2026
John A. Bartholdson
Signature:/s/ John A. Bartholdson
Name/Title:Managing Member
Date:08/13/2026