Allient Director Sells, Repurchases 457 Shares

The taxable-account sale and 401(k) repurchase were matchable under Section 16(b), with $137.10 payable to Allient.

Rhea-AI Filing Summary

Allient Inc director Michael R. Winter reported a gift disposition of 374 common shares and, on September 23, 2026, a sale of 457 shares at $109.27 per share followed by a purchase of 457 shares at $108.97 per share through his Individual 401(k) Plan. The sale and repurchase accompanied a transfer from a taxable account to a non-taxable account; his broker sold the shares and used the proceeds to repurchase stock. The reported position after the purchase was 1,304 shares in the plan. The transactions were matchable under Section 16(b), and Winter agreed to pay Allient $137.10, representing the full profit realized. No Rule 10b5-1 plan is reported.

Insider Trade Summary

374 shares gifted

Gift 3 txns

Insider Winter Michael R

Role Director

Bought 457 shs ($50K)

Sold 457 shs ($50K)

Type	Security	Shares	Price	Value
Gift	Common Stock F1	374	--	--
Sale	Common Stock F2	457	$109.27	$50K
Purchase	Common Stock F2	457	$108.97	$50K

Holdings After Transaction: Common Stock — 39,154 shares (Direct); Common Stock — 1,304 shares (Indirect, By Individual 401(k) Plan)

Footnotes (2)

1. F1. Bona fide gift of securities.
2. F2. The Reporting Person transferred 457 shares of Allient common stock from a taxable account to a non-taxable account. Internal Revenue Service rules provide that non-rollover contributions to an individual 401(k) plan may not be made by direct transfer of securities, therefore the Reporting Person's broker sold the shares into the open market and the proceeds of such sale were used to repurchase the stock in the open market. As a result of these transactions, the Reporting Person's sale and subsequent purchase of 457 shares of Allient common stock were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has agreed to pay to Allient $137.10, representing the full amount of the profit realized in connection with the short-swing transaction.

Key Figures

Gift disposition: 374 shares Shares sold: 457 shares Sale price: $109.27 per share +4 more

7 metrics

Gift disposition 374 shares September 23, 2026

Shares sold 457 shares September 23, 2026

Sale price $109.27 per share September 23, 2026

Shares purchased 457 shares Through the Individual 401(k) Plan on September 23, 2026

Purchase price $108.97 per share September 23, 2026

Individual 401(k) Plan holdings after purchase 1,304 shares Reported following the September 23, 2026 purchase

Agreed payment to Allient $137.10 Full amount of profit realized in connection with the short-swing transaction

Key Terms

Section 16(b), short-swing transaction, non-rollover contributions

3 terms

Section 16(b) regulatory

"matchable under Section 16(b) of the Securities Exchange Act of 1934"

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

short-swing transaction regulatory

"profit realized in connection with the short-swing transaction"

non-rollover contributions financial

"non-rollover contributions to an individual 401(k) plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ALNT shares did Michael R. Winter sell and buy?

Michael R. Winter sold 457 shares at $109.27 per share and purchased 457 shares at $108.97 per share on September 23, 2026. The sale was from a taxable account, and the purchase was through his Individual 401(k) Plan; the reported position after the purchase was 1,304 shares in that plan.

Why did Michael R. Winter sell and repurchase ALNT shares?

The transactions accompanied a transfer of 457 Allient common shares from a taxable account to a non-taxable account. The footnote states that non-rollover contributions to an individual 401(k) plan may not be made by direct transfer of securities, so the broker sold the shares and used the proceeds to repurchase stock in the open market.

How much did Michael R. Winter agree to pay Allient under Section 16(b)?

Winter agreed to pay Allient $137.10, representing the full amount of profit realized in connection with the short-swing transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/23/2026 - 05:23 PM Accepted by SEC EDGAR 09/23/2026 - 05:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Winter Michael R

(Last) (First) (Middle)

C/O ALLIENT INC.

6400 MAIN STREET, SUITE 150

(Street)

WILLIAMSVILLE NEW YORK 14221

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALLIENT INC [ ALNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/23/2026		G		374	D	(1)	39,611	D
Common Stock	09/23/2026		S(2)		457	D	$109.27	39,154	D
Common Stock	09/23/2026		P(2)		457	A	$108.97	1,304	I	By Individual 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Bona fide gift of securities.

2. The Reporting Person transferred 457 shares of Allient common stock from a taxable account to a non-taxable account. Internal Revenue Service rules provide that non-rollover contributions to an individual 401(k) plan may not be made by direct transfer of securities, therefore the Reporting Person's broker sold the shares into the open market and the proceeds of such sale were used to repurchase the stock in the open market. As a result of these transactions, the Reporting Person's sale and subsequent purchase of 457 shares of Allient common stock were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has agreed to pay to Allient $137.10, representing the full amount of the profit realized in connection with the short-swing transaction.

	/s/ Michael C. Donlon, attorney-in-fact for Michael R. Winter	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)