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[Form 3] AstroNova, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership (Form 3) filed for Jorik Ittmann, who has been appointed as Senior Vice President of AstroNova (ALOT). The filing, dated June 28, 2025, discloses Ittmann's initial equity holdings following the triggering event on June 10, 2025.

Current holdings include:

  • 755.1021 shares of common stock held directly
  • 3,500 Restricted Stock Units (RSUs) vesting in three equal annual installments from September 10, 2025
  • 4,527 RSUs vesting in three equal annual installments from April 14, 2026

All RSUs represent contingent rights to receive one share of ALOT common stock each at no cost ($0.00 conversion price). The filing was executed by Daniel Clevenger through Power of Attorney on June 20, 2025.

Dichiarazione Iniziale di Proprietà Beneficiaria (Modulo 3) presentata per Jorik Ittmann, nominato Senior Vice President di AstroNova (ALOT). La dichiarazione, datata 28 giugno 2025, rivela le partecipazioni azionarie iniziali di Ittmann a seguito dell'evento scatenante del 10 giugno 2025.

Le partecipazioni attuali includono:

  • 755,1021 azioni ordinarie detenute direttamente
  • 3.500 Unità di Azioni Vincolate (RSU) che matureranno in tre rate annuali uguali a partire dal 10 settembre 2025
  • 4.527 RSU che matureranno in tre rate annuali uguali a partire dal 14 aprile 2026

Tutte le RSU rappresentano diritti contingenti di ricevere una azione ordinaria ALOT ciascuna senza alcun costo (prezzo di conversione pari a $0,00). La dichiarazione è stata firmata da Daniel Clevenger tramite procura il 20 giugno 2025.

Declaración Inicial de Propiedad Beneficiaria (Formulario 3) presentada para Jorik Ittmann, quien ha sido nombrado Vicepresidente Senior de AstroNova (ALOT). La presentación, fechada el 28 de junio de 2025, revela las participaciones iniciales de Ittmann tras el evento desencadenante del 10 de junio de 2025.

Las participaciones actuales incluyen:

  • 755,1021 acciones ordinarias en propiedad directa
  • 3.500 Unidades de Acciones Restringidas (RSU) que se consolidan en tres cuotas anuales iguales a partir del 10 de septiembre de 2025
  • 4.527 RSU que se consolidan en tres cuotas anuales iguales a partir del 14 de abril de 2026

Todas las RSU representan derechos contingentes para recibir una acción ordinaria de ALOT cada una sin coste alguno (precio de conversión de $0,00). La presentación fue firmada por Daniel Clevenger mediante poder notarial el 20 de junio de 2025.

초기 실질 소유자 신고서(Form 3)가 AstroNova(ALOT)의 수석 부사장으로 임명된 Jorik Ittmann을 위해 제출되었습니다. 2025년 6월 28일자 제출서류는 2025년 6월 10일 발생한 사건 이후 Ittmann의 초기 주식 보유 내역을 공개합니다.

현재 보유 내역은 다음과 같습니다:

  • 755.1021주 보통주 직접 보유
  • 3,500 제한 주식 단위(RSU)가 2025년 9월 10일부터 3년에 걸쳐 매년 동일한 비율로 베스팅
  • 4,527 RSU가 2026년 4월 14일부터 3년에 걸쳐 매년 동일한 비율로 베스팅

모든 RSU는 각각 비용 없이($0.00 전환가) ALOT 보통주 1주를 받을 수 있는 조건부 권리를 나타냅니다. 이 제출서는 2025년 6월 20일 Daniel Clevenger가 위임장을 통해 실행했습니다.

Déclaration Initiale de Propriété Bénéficiaire (Formulaire 3) déposée pour Jorik Ittmann, nommé Vice-Président Senior d'AstroNova (ALOT). Le dépôt, daté du 28 juin 2025, révèle les participations initiales d'Ittmann suite à l'événement déclencheur du 10 juin 2025.

Les participations actuelles comprennent :

  • 755,1021 actions ordinaires détenues directement
  • 3 500 unités d'actions restreintes (RSU) acquises en trois versements annuels égaux à partir du 10 septembre 2025
  • 4 527 RSU acquises en trois versements annuels égaux à partir du 14 avril 2026

Toutes les RSU représentent des droits conditionnels à recevoir une action ordinaire d'ALOT chacune, sans frais (prix de conversion de 0,00 $). Le dépôt a été signé par Daniel Clevenger par procuration le 20 juin 2025.

Erstanmeldung des wirtschaftlich Berechtigten (Formular 3) eingereicht für Jorik Ittmann, der zum Senior Vice President von AstroNova (ALOT) ernannt wurde. Die Einreichung vom 28. Juni 2025 offenbart Ittmanns anfängliche Aktienbestände nach dem auslösenden Ereignis am 10. Juni 2025.

Aktuelle Bestände umfassen:

  • 755,1021 Stammaktien, die direkt gehalten werden
  • 3.500 Restricted Stock Units (RSUs), die in drei gleichen jährlichen Raten ab dem 10. September 2025 vesten
  • 4.527 RSUs, die in drei gleichen jährlichen Raten ab dem 14. April 2026 vesten

Alle RSUs stellen bedingte Rechte dar, jeweils eine ALOT-Stammaktie kostenfrei (Umwandlungspreis $0,00) zu erhalten. Die Einreichung wurde am 20. Juni 2025 von Daniel Clevenger mittels Vollmacht ausgeführt.

Positive
  • None.
Negative
  • None.

Dichiarazione Iniziale di Proprietà Beneficiaria (Modulo 3) presentata per Jorik Ittmann, nominato Senior Vice President di AstroNova (ALOT). La dichiarazione, datata 28 giugno 2025, rivela le partecipazioni azionarie iniziali di Ittmann a seguito dell'evento scatenante del 10 giugno 2025.

Le partecipazioni attuali includono:

  • 755,1021 azioni ordinarie detenute direttamente
  • 3.500 Unità di Azioni Vincolate (RSU) che matureranno in tre rate annuali uguali a partire dal 10 settembre 2025
  • 4.527 RSU che matureranno in tre rate annuali uguali a partire dal 14 aprile 2026

Tutte le RSU rappresentano diritti contingenti di ricevere una azione ordinaria ALOT ciascuna senza alcun costo (prezzo di conversione pari a $0,00). La dichiarazione è stata firmata da Daniel Clevenger tramite procura il 20 giugno 2025.

Declaración Inicial de Propiedad Beneficiaria (Formulario 3) presentada para Jorik Ittmann, quien ha sido nombrado Vicepresidente Senior de AstroNova (ALOT). La presentación, fechada el 28 de junio de 2025, revela las participaciones iniciales de Ittmann tras el evento desencadenante del 10 de junio de 2025.

Las participaciones actuales incluyen:

  • 755,1021 acciones ordinarias en propiedad directa
  • 3.500 Unidades de Acciones Restringidas (RSU) que se consolidan en tres cuotas anuales iguales a partir del 10 de septiembre de 2025
  • 4.527 RSU que se consolidan en tres cuotas anuales iguales a partir del 14 de abril de 2026

Todas las RSU representan derechos contingentes para recibir una acción ordinaria de ALOT cada una sin coste alguno (precio de conversión de $0,00). La presentación fue firmada por Daniel Clevenger mediante poder notarial el 20 de junio de 2025.

초기 실질 소유자 신고서(Form 3)가 AstroNova(ALOT)의 수석 부사장으로 임명된 Jorik Ittmann을 위해 제출되었습니다. 2025년 6월 28일자 제출서류는 2025년 6월 10일 발생한 사건 이후 Ittmann의 초기 주식 보유 내역을 공개합니다.

현재 보유 내역은 다음과 같습니다:

  • 755.1021주 보통주 직접 보유
  • 3,500 제한 주식 단위(RSU)가 2025년 9월 10일부터 3년에 걸쳐 매년 동일한 비율로 베스팅
  • 4,527 RSU가 2026년 4월 14일부터 3년에 걸쳐 매년 동일한 비율로 베스팅

모든 RSU는 각각 비용 없이($0.00 전환가) ALOT 보통주 1주를 받을 수 있는 조건부 권리를 나타냅니다. 이 제출서는 2025년 6월 20일 Daniel Clevenger가 위임장을 통해 실행했습니다.

Déclaration Initiale de Propriété Bénéficiaire (Formulaire 3) déposée pour Jorik Ittmann, nommé Vice-Président Senior d'AstroNova (ALOT). Le dépôt, daté du 28 juin 2025, révèle les participations initiales d'Ittmann suite à l'événement déclencheur du 10 juin 2025.

Les participations actuelles comprennent :

  • 755,1021 actions ordinaires détenues directement
  • 3 500 unités d'actions restreintes (RSU) acquises en trois versements annuels égaux à partir du 10 septembre 2025
  • 4 527 RSU acquises en trois versements annuels égaux à partir du 14 avril 2026

Toutes les RSU représentent des droits conditionnels à recevoir une action ordinaire d'ALOT chacune, sans frais (prix de conversion de 0,00 $). Le dépôt a été signé par Daniel Clevenger par procuration le 20 juin 2025.

Erstanmeldung des wirtschaftlich Berechtigten (Formular 3) eingereicht für Jorik Ittmann, der zum Senior Vice President von AstroNova (ALOT) ernannt wurde. Die Einreichung vom 28. Juni 2025 offenbart Ittmanns anfängliche Aktienbestände nach dem auslösenden Ereignis am 10. Juni 2025.

Aktuelle Bestände umfassen:

  • 755,1021 Stammaktien, die direkt gehalten werden
  • 3.500 Restricted Stock Units (RSUs), die in drei gleichen jährlichen Raten ab dem 10. September 2025 vesten
  • 4.527 RSUs, die in drei gleichen jährlichen Raten ab dem 14. April 2026 vesten

Alle RSUs stellen bedingte Rechte dar, jeweils eine ALOT-Stammaktie kostenfrei (Umwandlungspreis $0,00) zu erhalten. Die Einreichung wurde am 20. Juni 2025 von Daniel Clevenger mittels Vollmacht ausgeführt.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ittmann Jorik

(Last) (First) (Middle)
C/O ASTRONOVA, INC.
600 EAST GREENWICH AVENUE

(Street)
WEST WARWICK RI 02893

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2025
3. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 755.1021 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 3,500 $0.00(3) D
Restricted Stock Units (2) (2) Common Stock 4,527 $0.00(3) D
Explanation of Responses:
1. The restricted stock units vest in three equal annual installments beginning September 10, 2025.
2. The restricted stock units vest in three equal annual installments beginning April 14, 2026.
3. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
/s/ Daniel Clevenger, by Power of Attorney 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the new Senior Vice President at ALOT (AstroNova) appointed in June 2025?

Jorik Ittmann was appointed as Senior Vice President at AstroNova (ALOT). This is disclosed in a Form 3 filing dated June 28, 2025, which reports his initial beneficial ownership of company securities.

How many shares of ALOT stock does Jorik Ittmann directly own?

According to the Form 3 filing, Jorik Ittmann directly owns 755.1021 shares of ALOT common stock as of the filing date.

What restricted stock units (RSUs) were granted to ALOT's new Senior Vice President?

The executive received two RSU grants: 3,500 units vesting in three equal annual installments beginning September 10, 2025, and 4,527 units vesting in three equal annual installments beginning April 14, 2026. Each RSU represents a right to receive one share of ALOT common stock.

When will ALOT's new Senior Vice President's restricted stock units vest?

The executive's RSUs have two different vesting schedules: the first grant of 3,500 units will vest in three equal annual installments starting September 10, 2025, and the second grant of 4,527 units will vest in three equal annual installments starting April 14, 2026.
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