STOCK TITAN

AstroNova Strengthens Leadership Team with New Senior Vice President Appointment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Initial Statement of Beneficial Ownership (Form 3) filed for Jorik Ittmann, who has been appointed as Senior Vice President of AstroNova (ALOT). The filing, dated June 28, 2025, discloses Ittmann's initial equity holdings following the triggering event on June 10, 2025.

Current holdings include:

  • 755.1021 shares of common stock held directly
  • 3,500 Restricted Stock Units (RSUs) vesting in three equal annual installments from September 10, 2025
  • 4,527 RSUs vesting in three equal annual installments from April 14, 2026

All RSUs represent contingent rights to receive one share of ALOT common stock each at no cost ($0.00 conversion price). The filing was executed by Daniel Clevenger through Power of Attorney on June 20, 2025.

Positive

  • None.

Negative

  • None.
Insider Ittmann Jorik
Role Senior Vice President
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 3,500 shares (Direct); Common Stock — 755.102 shares (Direct)
Footnotes (1)
  1. The restricted stock units vest in three equal annual installments beginning September 10, 2025. The restricted stock units vest in three equal annual installments beginning April 14, 2026. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Ittmann Jorik

(Last) (First) (Middle)
C/O ASTRONOVA, INC.
600 EAST GREENWICH AVENUE

(Street)
WEST WARWICK RI 02893

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2025
3. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 755.1021 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 3,500 $0.00(3) D
Restricted Stock Units (2) (2) Common Stock 4,527 $0.00(3) D
Explanation of Responses:
1. The restricted stock units vest in three equal annual installments beginning September 10, 2025.
2. The restricted stock units vest in three equal annual installments beginning April 14, 2026.
3. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
/s/ Daniel Clevenger, by Power of Attorney 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the new Senior Vice President at ALOT (AstroNova) appointed in June 2025?

Jorik Ittmann was appointed as Senior Vice President at AstroNova (ALOT). This is disclosed in a Form 3 filing dated June 28, 2025, which reports his initial beneficial ownership of company securities.

How many shares of ALOT stock does Jorik Ittmann directly own?

According to the Form 3 filing, Jorik Ittmann directly owns 755.1021 shares of ALOT common stock as of the filing date.

What restricted stock units (RSUs) were granted to ALOT's new Senior Vice President?

The executive received two RSU grants: 3,500 units vesting in three equal annual installments beginning September 10, 2025, and 4,527 units vesting in three equal annual installments beginning April 14, 2026. Each RSU represents a right to receive one share of ALOT common stock.

When will ALOT's new Senior Vice President's restricted stock units vest?

The executive's RSUs have two different vesting schedules: the first grant of 3,500 units will vest in three equal annual installments starting September 10, 2025, and the second grant of 4,527 units will vest in three equal annual installments starting April 14, 2026.