STOCK TITAN

AstroNova (ALOT) director exits at $29 in merger deal

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AstroNova, Inc. (ALOT) director Shawn W. Kravetz reported a disposition of common stock in connection with a merger. On 2026-08-26, he disposed of 9,464 shares of AstroNova common stock at $29.00 per share in a disposition to the issuer, executed pursuant to an Agreement and Plan of Merger among AstroNova, Orion Merger Parent, Inc., and Orion MergerCo X, Inc. Following this transaction, Kravetz reported 0 shares of AstroNova common stock held directly.

Positive

  • None.

Negative

  • None.
Insider Kravetz Shawn W
Role Director
Type Security Shares Price Value
Disposition Common Stock F1 9,464 $29.00 $274K
Holdings After Transaction: Common Stock — 0 shares (Direct)
Footnotes (1)
  1. F1. Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
Shares disposed 9,464 shares of Common Stock Disposition to issuer on 2026-08-26
Transaction price per share $29.00 per share Price for the 9,464 shares disposed on 2026-08-26
Shares owned after transaction 0 shares Direct holdings of Shawn W. Kravetz following the disposition
Disposition to issuer financial
"transaction_action: "issuer disposition" and code description "Disposition to issuer""
Agreement and Plan of Merger regulatory
"Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Merger Agreement regulatory
"as it may be amended from time to time, the "Merger Agreement""
A merger agreement is a binding contract that lays out the exact terms for two companies to combine, including the price, what each side will deliver, and the conditions that must be met before the deal is completed. Investors care because it sets the timetable, payouts and risks — like a blueprint or prenup that shows whether the deal is likely to close, how ownership will change, and what could cancel or alter the payout they expect.

FAQ

What transaction did AstroNova (ALOT) director Shawn W. Kravetz report on this Form 4?

He reported a disposition to the issuer of 9,464 shares of AstroNova common stock on 2026-08-26 at a reported price of $29.00 per share, leaving him with 0 directly held shares after the transaction.

How many AstroNova (ALOT) shares did Shawn W. Kravetz hold after the reported transaction?

After the transaction, Shawn W. Kravetz reported holding 0 shares of AstroNova common stock directly, according to the post-transaction ownership figure in the Form 4 data.

What was the price per share in Shawn W. Kravetz’s AstroNova (ALOT) disposition?

The disposition of AstroNova common stock by Shawn W. Kravetz was reported at $29.00 per share for the 9,464 shares that were disposed of to the issuer on 2026-08-26.

What was the nature of Shawn W. Kravetz’s AstroNova (ALOT) Form 4 transaction?

The Form 4 describes the transaction as a Disposition to issuer of common stock, coded as transaction code D, meaning the shares were returned or transferred to AstroNova rather than sold in an open-market transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kravetz Shawn W

(Last)(First)(Middle)
C/O ASTRONOVA, INC.
600 EAST GREENWICH AVENUE

(Street)
WEST WARWICK RHODE ISLAND 02893

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/26/2026D9,464D$29(1)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
/s/ Daniel Clevenger, by Power of Attorney08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)