ALOT Form 4: Director Richard Warzala receives 3,471 restricted shares

Rhea-AI Filing Summary

AstroNova, Inc. (ALOT) director Richard S. Warzala received a restricted stock award of 3,471 shares on 08/28/2025 under the company's Amended and Restated Non-Employee Director Annual Compensation Program. The award was reported as having a price of $0 (restricted grant), and after the transaction the reporting person beneficially owned 67,866 shares. The Form 4 was signed by power of attorney on 09/02/2025. The filing reflects a routine, compensatory equity grant to a non-employee director and does not disclose cash consideration or derivative transactions.

Positive

• Increased insider ownership: Director Richard S. Warzala's beneficial ownership increased to 67,866 shares following the award.
• Compensatory grant aligns interests: The 3,471-share restricted award was granted under the Non-Employee Director Annual Compensation Program, aligning board incentives with shareholders.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine director compensation grant increasing insider alignment without disclosed cash payment.

This Form 4 documents a standard restricted stock award to a non-employee director under the company’s board compensation plan. The grant of 3,471 shares increases the director’s stake to 67,866 shares, which can align the director’s interests with shareholders. The award is reported with a $0 price, indicating a restricted compensation grant rather than an open-market purchase. No derivative activity or cash proceeds are shown, and the filing does not disclose vesting terms or potential dilution impact.

Securities Analyst

TL;DR: Non-material insider grant reported; typical for annual director compensation programs.

The transaction appears to be a compensatory restricted stock award recorded on 08/28/2025. The number of shares (3,471) is modest relative to total outstanding shares for most listed companies, and the report shows beneficial ownership of 67,866 shares post-grant. There is no indication of sales, option exercises, or purchases on the open market. Absent additional context such as vesting schedule or percent of outstanding shares, this filing is informational and likely neutral for valuation.

09/02/2025 - 05:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WARZALA RICHARD S

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RI 02893

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2025		A(1)		3,471	A	$0	67,866	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

	/s/ Daniel Clevenger, by Power of Attorney	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Richard S. Warzala report on the Form 4 for ALOT?

The Form 4 reports a restricted stock award of 3,471 shares granted on 08/28/2025 under the company's non-employee director compensation program.

How many ALOT shares does the reporting person own after the transaction?

The reporting person beneficially owned 67,866 shares following the reported transaction.

Was cash paid for the shares reported on the Form 4 for ALOT?

No cash amount is reported; the transaction is shown with a price of $0, indicating a restricted grant rather than a purchase.

Does the Form 4 report any option exercises or derivative transactions for ALOT?

No derivative securities, option exercises, or dispositions are reported in this filing.

When was the Form 4 signed and by whom?

The Form 4 was signed by power of attorney (/s/ Daniel Clevenger) on 09/02/2025.