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AstroNova (ALOT) CEO awarded 13,115 restricted stock units vesting from 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AstroNova, Inc. reported that Chief Executive Officer Jorik Ittmann acquired 13,115 restricted stock units as an equity award. Each unit represents a contingent right to receive one share of AstroNova common stock. The units vest in three equal annual installments beginning on February 26, 2027, aligning the CEO’s compensation with future company performance.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ittmann Jorik

(Last) (First) (Middle)
C/O ASTRONOVA, INC.
600 EAST GREENWICH AVENUE

(Street)
WEST WARWICK RI 02893

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/26/2026 A 13,115 (2) (2) Common Stock 13,115 $0 13,115 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
2. The restricted stock units vest in three equal annual installments beginning February 26, 2027.
/s/ Daniel Clevenger, by Power of Attorney 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AstroNova (ALOT) report for CEO Jorik Ittmann?

AstroNova reported that CEO Jorik Ittmann received a grant of 13,115 restricted stock units. These units are part of his equity compensation and each unit represents a contingent right to receive one share of AstroNova common stock, subject to vesting conditions over time.

How many restricted stock units did the AstroNova (ALOT) CEO receive?

The CEO received 13,115 restricted stock units. This grant represents contingent rights to 13,115 shares of AstroNova common stock, which will only be delivered as the units vest according to the schedule beginning in 2027, encouraging longer-term alignment with shareholders.

When do the AstroNova (ALOT) CEO’s restricted stock units start vesting?

The restricted stock units start vesting on February 26, 2027. Vesting occurs in three equal annual installments beginning on that date, meaning the award will fully vest over three years, subject to continued service and any additional plan conditions that may apply.

What does each restricted stock unit for AstroNova (ALOT) represent?

Each restricted stock unit represents a contingent right to receive one share of AstroNova common stock. Shares are not issued immediately; they are delivered only as the units vest over the three-year schedule starting February 26, 2027, linking compensation to future performance.

Was the AstroNova (ALOT) CEO’s Form 4 transaction a purchase or a grant?

The transaction was a grant of restricted stock units, not an open-market purchase. It is classified as an acquisition under a grant or award, with 13,115 units awarded at a stated price of zero, reflecting non-cash equity compensation to the Chief Executive Officer.
Astronova

NASDAQ:ALOT

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