Allison Transmission Hldgs Inc SEC Filings

Allison Transmission Holdings (ALSN) filed a Form 4 reporting a routine director compensation grant. On 11/07/2025, a director received 144 shares of common stock, recorded at a price basis tied to the $81.95 closing price on the grant date. The filing lists the transaction as an acquisition for $0, reflecting stock received in lieu of cash under the company’s Non-Employee Director Compensation Policy.

Following the grant, the reporting person beneficially owns 11,501 shares, held directly. The quarterly retainer is paid in arrears and can be taken in cash or common stock at the director’s discretion.

Allison Transmission Holdings (ALSN) reported an insider transaction: a director acquired 144 shares of common stock on 11/07/2025 as a quarterly payment of the annual retainer under the company’s Non‑Employee Director Compensation Policy.

The grant was made at $0 per share and calculated using the stock’s $81.95 closing price on the grant date. Following this transaction, the director beneficially owns 8,788 shares, held directly. The policy allows the retainer to be paid in cash or stock at the director’s discretion.

Allison Transmission Holdings (ALSN) announced financing steps to support its previously disclosed acquisition of Dana Incorporated’s off-highway business. Its subsidiary priced $500 million of 5.875% Senior Notes due 2033 in a private placement and arranged a new senior secured incremental term loan facility of $1,200 million bearing interest at Term SOFR + 1.75%.

ATI intends to use net proceeds from the notes, borrowings under the incremental term loan and its revolving credit facility, along with cash on hand and anticipated future cash flow, to fund the acquisition and related fees and expenses. The notes offering is expected to close on or about November 21, 2025, subject to customary conditions, and the incremental term loan facility is expected to close concurrently with the acquisition. The notes are being offered in a transaction exempt from registration under the Securities Act.

Allison Transmission (ALSN) announced that its subsidiary intends to privately place approximately $500 million in aggregate principal amount of senior notes, subject to market conditions. The company is also seeking a Credit Agreement Amendment to add a senior secured first‑lien incremental term loan facility of $1.2 billion. Portions of a preliminary offering memorandum for the notes are being made available to prospective purchasers.

If completed, the company intends to use net proceeds from the notes, borrowings under the incremental term facility and its revolving credit facility, together with cash on hand, to finance the previously announced acquisition of the off‑highway business of Dana Incorporated and to pay related fees and expenses. The company cautions there can be no assurance the offering or the credit agreement amendment will be completed.

Allison Transmission Holdings, Inc. announced that its subsidiary, Allison Transmission, Inc., is seeking to amend its credit agreement to add a senior secured first-lien incremental term loan facility of $1.2 billion. The company intends to use borrowings from this facility, together with its revolving credit facility and cash on hand, to finance the previously announced acquisition of Dana Incorporated’s off-highway business and to pay related fees and expenses.

The company cautioned that there can be no assurance it will be able to enter into the amendment on favorable terms or at all. Allison also made portions of a lender presentation available to prospective lenders as Exhibit 99.1.

Allison Transmission (ALSN) reported lower Q3 results as cyclical end markets softened. Net sales were $693 million versus $824 million a year ago, and net income was $137 million versus $200 million. Diluted EPS was $1.63. Nine‑month net sales were $2,273 million and net income was $524 million.

Performance reflected mixed demand by end market: North America On‑Highway fell 28%, Global Off‑Highway declined, while Defense rose 47% on tracked vehicle demand and pricing. Adjusted EBITDA was $256 million in Q3. Operating cash flow reached $593 million year‑to‑date; the company repurchased $283 million of stock and paid $69 million in dividends.

Liquidity remains solid with cash of $902 million and long‑term debt of $2,410 million; $745 million was available on the revolver. Allison agreed to acquire Dana’s off‑highway business for about $2,732 million, with a committed bridge facility of up to $2,000 million, pending customary approvals. The new OBBBA tax law affected the quarter’s effective tax rate and is expected to provide cash tax savings in 2025.

Allison Transmission Holdings, Inc. (ALSN) furnished an earnings release for the three months ended September 30, 2025 and posted accompanying investor presentation materials. The company will discuss results on a conference call on October 29, 2025 at 5:00 p.m. ET. Both the earnings release (Exhibit 99.1) and the presentation (Exhibit 99.2) were posted on its website. The information, including exhibits, is being furnished and is not deemed filed under the Exchange Act.

John Coll, Senior Vice President, Global MSS at Allison Transmission Holdings Inc (ALSN), reported a sale of 1,788 shares of Allison common stock on 09/30/2025 at a price of $84.32 per share. After the reported sale, Mr. Coll directly owns 11,812 shares. The filing also discloses 8,906 shares held indirectly through the "John Coll Trust dated 5/2/2005.

The sale was executed under a pre-established Rule 10b5-1 trading plan adopted on November 26, 2024, indicating the transaction followed an automated plan rather than an ad hoc discretionary sale. The report presents a routine insider disposition rather than a change in employment, control, or company guidance.

Allison Transmission Holdings Inc (ALSN) filed a Form 144 notifying a proposed sale of 1,788 shares of common stock through Merrill Lynch on the NYSE with an aggregate market value of $150,764.16. The notices state the shares were acquired on 02/28/2025 by vesting of a performance share award granted under the issuer's equity compensation plan. The filer reports no securities sold in the past 3 months. The form includes the standard representation that the seller does not possess undisclosed material adverse information. Several contact and filer identifier fields in the filing appear blank.