Allison Transmission Hldgs Inc SEC Filings

Allison Transmission Holdings Inc (ALSN) filed a Form 144 notifying a proposed sale of 1,788 shares of common stock through Merrill Lynch on the NYSE with an aggregate market value of $150,764.16. The notices state the shares were acquired on 02/28/2025 by vesting of a performance share award granted under the issuer's equity compensation plan. The filer reports no securities sold in the past 3 months. The form includes the standard representation that the seller does not possess undisclosed material adverse information. Several contact and filer identifier fields in the filing appear blank.

Eric C. Scroggins, Vice President, General Counsel and Assistant Secretary of Allison Transmission Holdings, Inc. (ALSN), reported acquisition of 9 dividend equivalent rights that accrue on previously awarded restricted stock units and vest proportionately with those RSUs. The transaction date is 08/29/2025 and the reported action is an acquisition at $0, reflecting dividend equivalent credits rather than a cash purchase. Following the reported transaction, Mr. Scroggins beneficially owns 70 shares of common stock directly. The filing was signed by an attorney-in-fact on 09/03/2025.

Barbour D. Scott, a director of Allison Transmission Holdings, Inc. (ALSN), reported a non-derivative acquisition on 08/29/2025 consisting of 4 dividend equivalent rights that accrue on previously awarded restricted stock units (RSUs) and vest proportionately with those RSUs. Each dividend equivalent right is described as the economic equivalent of one share of common stock. The report shows 4 underlying shares from the dividend equivalents and a total of 8 shares beneficially owned following the reported transaction, held in a direct ownership form. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/03/2025.

Insider acquisition via dividend equivalents: Allison Transmission Holdings, Inc. director and VP Teresa van Niekerk was credited with 10 additional shares on 08/29/2025 as dividend equivalent rights that vest with previously awarded restricted stock units (RSUs). Those 10 shares were reported as an acquisition at $0 price and increased her total beneficial ownership to 71 shares, held directly. The filing was submitted on behalf of the reporting person by an attorney-in-fact and identifies the reporting person as VP, Chief Procurement Officer and a director.

Insider report: Ryan A. Milburn, Vice President, Engineering & Technical Development at Allison Transmission Holdings, Inc. (ALSN), reported an acquisition on 08/29/2025 of 9 dividend equivalent rights tied to previously awarded restricted stock units (RSUs). Those rights are the economic equivalent of one share each and vest proportionately with the underlying RSUs. The reported transaction shows a $0 price for the dividend equivalents and brings Mr. Milburn's total reported beneficial ownership to 70 shares on a direct basis. The Form 4 was signed by an attorney-in-fact on 09/03/2025.

Shivram Krishna, a director of Allison Transmission Holdings, Inc. (ALSN), reported a transaction on 08/29/2025 showing the acquisition of 4 dividend equivalent rights tied to previously awarded restricted stock units (RSUs). The filing states each dividend equivalent right is the economic equivalent of one share of common stock and that these rights vest proportionately with the related RSUs. Following the reported transaction the filing lists 8 shares beneficially owned by the reporting person in a direct ownership form. The transaction was reported on Form 4 and signed by an attorney-in-fact on 09/03/2025.

Judy L. Altmaier, a director of Allison Transmission Holdings, Inc. (ALSN), reported a transaction dated 08/29/2025 in which 64 dividend equivalent rights were acquired at a price of $0. These dividend equivalents accrued on previously awarded deferred stock units (DSUs) and vest proportionately with those DSUs, with each dividend equivalent being the economic equivalent of one share of common stock.

Following the reported transaction, Ms. Altmaier beneficially owns 1,264 shares of Allison Transmission common stock in a direct ownership form. The filing was signed by an attorney-in-fact on 09/03/2025. No other transactions or derivative positions are disclosed in this Form 4.

Insider transaction reported for Allison Transmission Holdings, Inc. (ALSN). Coll John, identified as SVP, Global MSS and an officer of the company, reported a derivative-to-common conversion on 08/29/2025 that resulted in 19 shares of common stock being acquired as dividend equivalent rights tied to previously awarded restricted stock units (RSUs). After the transaction, the reporting person beneficially owned 133 shares of common stock. The filing was signed by attorney-in-fact Preston B. Ray on 09/03/2025. The disclosure states each dividend equivalent right is economically equivalent to one share and vests proportionately with the related RSUs.

Perna Gustave, a director of Allison Transmission Holdings, Inc. (ALSN), reported the acquisition of dividend equivalent rights tied to previously awarded restricted stock units. The Form 4 shows a transaction dated 08/29/2025 in which 4 dividend equivalent rights were acquired at a $0 price and are treated as economic equivalents of common shares. After the reported transaction, the filing indicates 8 dividend equivalent rights/underlying shares are beneficially owned in a direct capacity. The filing explains these rights vest proportionately with the related RSUs and represent the economic equivalent of common stock.