Allison Transmission amends Form 144 on equity sales

Allison Transmission Holdings Inc filed an amendment to a Form 144 reporting proposed sales and recent equity award transactions.

Accepted by SEC EDGAR 02/26/2026 - 05:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Allison Transmission Holdings Inc filed an amendment to a Form 144 reporting proposed sales and recent equity award transactions. The filing lists a broker-assisted cashless exercise of 2,120 shares on 02/26/2026 and earlier exercises/vestings including 233 shares on 03/04/2021, 618 on 02/10/2022, 1,339 on 02/20/2022, and multiple restricted stock unit vestings in 2023 totaling several hundred shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Allison Transmission's Form 144/A disclosure show?

It reports proposed sales and equity award transactions including specific exercises and vestings. The amendment lists a broker-assisted cashless exercise of 2,120 shares on 02/26/2026 and several prior award vestings dated 2021–2023.

How many shares were listed for the broker-assisted cashless exercise?

The filing lists 2,120 shares for a broker-assisted cashless exercise. This transaction is dated 02/26/2026 and appears in the amended Form 144/A schedule of securities to be sold.

Are restricted stock units mentioned in the Form 144/A amendment?

Yes. The amendment records multiple RSU vestings, including 618 shares on 02/10/2022, 1,339 on 02/20/2022, and several 2023 vesting entries totaling hundreds of shares.

Does the filing disclose who receives proceeds from the sales?

The amendment does not state proceeds recipients or use; it lists the types and dates of exercises and vestings. Cash‑flow treatment is not described in the provided excerpt.

Which broker is associated with the listed transactions?

The filing names Merrill Lynch at 225 Liberty St, Floor 37, New York, NY. The broker appears linked to the broker-assisted cashless exercise recorded on 02/26/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001918190
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001964306-26-000129
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	Allison Transmission Holdings Inc
SEC File Number	001-35456
Address of Issuer	ONE ALLISON WAY Indianapolis INDIANA 46222
Phone	(317) 242-5000
Name of Person for Whose Account the Securities are To Be Sold	van Niekerk Teresa
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lycnh 225 Liberty St Floor 37 New York NY 10281	6320	790949.24	82805592	02/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/26/2026	Exercise of employee stock options	Allison Transmission Holdings Inc			2120	02/26/2026	Broker assisted cashless exercise
Common Stock	03/04/2021	Exercise of employee stock options	Allison Transmission Holdings Inc			233	03/04/2021	Broker assisted cashless exercise
Common Stock	02/10/2022	Vesting of restricted stock unit award	Allison Transmission Holdings Inc			618	02/10/2022	Granted as part of issuer equity compensation plan
Common Stock	02/20/2022	Vesting of restricted stock unit award	Allison Transmission Holdings Inc			1339	02/20/2022	Granted as part of issuer equity compensation plan
Common Stock	02/10/2023	Vesting of restricted stock unit award	Allison Transmission Holdings Inc			631	02/10/2023	Granted as part of issuer equity compensation plan
Common Stock	02/23/2023	Vesting of restricted stock unit award	Allison Transmission Holdings Inc			741	02/23/2023	Granted as part of issuer equity compensation plan
Common Stock	02/25/2023	Vesting of restricted stock unit award	Allison Transmission Holdings Inc			638	02/25/2023	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks	Corrected Number of Shares or Other Units To Be Sold to 6320.
Date of Notice	02/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Teresa van Niekirk
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)