ALSN Form 4: Director Everitt Acquires 95 Shares via Dividend Equivalents

Everitt David C, a director of Allison Transmission Holdings, Inc. (ALSN), reported an acquisition on 08/29/2025 of 95 shares of common stock resulting from dividend equivalent rights tied to previously awarded deferred stock units (DSUs).

Rhea-AI Filing Summary

Everitt David C, a director of Allison Transmission Holdings, Inc. (ALSN), reported an acquisition on 08/29/2025 of 95 shares of common stock resulting from dividend equivalent rights tied to previously awarded deferred stock units (DSUs). The reported transaction shows a zero dollar price because these shares were issued as dividend equivalents rather than purchased.

Following the acquisition, Mr. Everitt beneficially owns 3,519 shares directly. The Form 4 was executed by an attorney-in-fact on 09/03/2025. The filing discloses the mechanics: dividend equivalent rights accrue and vest with the related DSUs and each right is economically equivalent to one share of common stock.

Positive

• Transparent disclosure of the insider transaction with explanation of dividend equivalent mechanics
• Non-cash compensation converted to equity (95 shares) aligning director interests with shareholders

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Small non-cash acquisition from vested DSU dividend equivalents; routine insider disclosure.

The filing documents a standard equity compensation conversion where dividend equivalent rights tied to deferred stock units were settled into 95 shares. This is a common mechanism to compensate directors while preserving cash and aligning interests with shareholders. The resulting beneficial ownership of 3,519 shares is modest for a director and does not indicate a change in control or significant shift in governance influence. Documentation and timely reporting meet Section 16 disclosure expectations.

Securities Analyst

TL;DR: Non-material issuance of 95 shares via dividend equivalents; unlikely to affect valuation or market perception.

The transaction is coded as an acquisition (A) with a price of $0 because it reflects dividend equivalent rights converting into shares rather than a market purchase. The size—95 shares increasing direct ownership to 3,519—is small relative to a public company equity base and therefore has negligible market impact. The form contains the required explanation tying the shares to previously awarded DSUs, supporting transparency for investors and regulators.

Insider Trade Summary

Grant/Award: 95 shares

Grant/Award 1 txn

Insider EVERITT DAVID C

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights	95	$0.00	$0.00

Holdings After Transaction: Dividend Equivalent Rights — 3,519 contracts (Direct)

Footnotes (1)

1. F1. The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

FAQ

What did ALSN director Everitt David C report on Form 4?

He reported the acquisition of 95 shares on 08/29/2025 resulting from dividend equivalent rights tied to previously awarded DSUs.

How many shares does Everitt beneficially own after the transaction?

The filing shows direct beneficial ownership of 3,519 shares following the reported transaction.

Was there a cash purchase price for the 95 shares?

No; the Form 4 reports a $0 price because the shares were issued as dividend equivalents, not purchased.

What is the nature of the dividend equivalent rights disclosed?

The filing explains each dividend equivalent right is the economic equivalent of one ALSN common share and vests proportionately with the related DSUs.

When was the Form 4 signed on behalf of the reporting person?

The Form 4 was executed by an attorney-in-fact on 09/03/2025.

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Accepted by SEC EDGAR 09/03/2025 - 04:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

EVERITT DAVID C

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS IN 46222

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	(1)	08/29/2025		A		95		(1)	(1)	Common Stock	95	$0	3,519	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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