Allison director receives 3 dividend share rights

Allison Transmission director Gustave Perna received additional dividend equivalent rights linked to prior RSU awards, modestly increasing his derivative-based equity compensation.

Rhea-AI Filing Summary

Allison Transmission Holdings Inc (ALSN) director Gustave Perna reported an acquisition of derivative-based compensation on August 31, 2026. He received 3 Dividend Equivalent Rights, each tied to previously awarded restricted stock units and economically equivalent to one share of common stock, bringing his total reported Dividend Equivalent Rights holdings to 6.

Insider Trade Summary

Grant/Award: 3 shares

Grant/Award 1 txn

Insider Perna Gustave

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights F1	3	$0.00	$0.00

Holdings After Transaction: Dividend Equivalent Rights — 6 contracts (Direct)

Footnotes (1)

1. F1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Key Figures

Dividend Equivalent Rights granted: 3 rights Dividend Equivalent Rights following transaction: 6 rights Underlying common stock per right: 1 share equivalent per right

3 metrics

Dividend Equivalent Rights granted 3 rights Grant to director Gustave Perna on August 31, 2026

Dividend Equivalent Rights following transaction 6 rights Total Dividend Equivalent Rights held after August 31, 2026 grant

Underlying common stock per right 1 share equivalent per right Each Dividend Equivalent Right is the economic equivalent of one share of common stock

Key Terms

Dividend Equivalent Rights, restricted stock units ("RSUs"), economic equivalent

3 terms

Dividend Equivalent Rights financial

"The dividend equivalent rights accrued on previously awarded restricted stock units"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

restricted stock units ("RSUs") financial

"accrued on previously awarded restricted stock units ("RSUs") and vest proportionately"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

economic equivalent financial

"Each dividend equivalent right is the economic equivalent of one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ALSN director Gustave Perna report?

Gustave Perna reported a grant of 3 Dividend Equivalent Rights on August 31, 2026. These rights are linked to previously awarded RSUs and are economically equivalent to shares of Allison Transmission Holdings Inc common stock.

How many Dividend Equivalent Rights does Gustave Perna hold in ALSN after this Form 4?

After the August 31, 2026 grant, Gustave Perna holds 6 Dividend Equivalent Rights in total, according to the Form 4 filing.

What are Dividend Equivalent Rights in the context of ALSN’s Form 4?

Dividend Equivalent Rights for ALSN accrued on previously awarded RSUs and vest proportionately with those RSUs. Each right is the economic equivalent of one share of Allison Transmission Holdings Inc common stock.

Was the ALSN insider transaction a market purchase or sale of common stock?

No. The Form 4 reports a grant of Dividend Equivalent Rights, a form of derivative-based equity compensation, rather than a market purchase or sale of common stock.

Were the ALSN dividend equivalent rights granted under a Rule 10b5-1 trading plan?

The filing indicates no Rule 10b5-1 trading plan affirmation for this transaction; the related checkbox is not marked as a plan transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:00 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perna Gustave

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS INDIANA 46222

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	(1)	08/31/2026		A		3		(1)	(1)	Common Stock	3	$0	6	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)