Allison CEO granted 131 dividend rights

Q: What are Dividend Equivalent Rights in the ALSN Form 4 filing?

The filing states that the Dividend Equivalent Rights accrued on previously awarded RSUs, vest proportionately with those RSUs, and that each right is the economic equivalent of one share of Allison Transmission common stock.

Q: Was the ALSN CEO’s August 31, 2026 award made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not selected, so this grant of 131 Dividend Equivalent Rights is reported without being made pursuant to an affirmed Rule 10b5-1 trading plan.

Q: Does the ALSN Form 4 report any stock sales by the CEO?

No. The Form 4 reports only an acquisition of 131 Dividend Equivalent Rights as a grant or award and shows no sales, dispositions, or exercises by David S. Graziosi in this filing.

Allison Transmission’s CEO received additional dividend equivalent rights tied to existing RSUs, modestly increasing his equity-linked compensation exposure.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Allison Transmission Holdings Inc (symbol: ALSN) is the issuer of record for a Form 4 filing submitted to the SEC. Graziosi David S. reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc (ALSN) reported that Chair, President and CEO David S. Graziosi received a grant of 131 Dividend Equivalent Rights on August 31, 2026. These rights accrued on previously awarded restricted stock units and are each the economic equivalent of one share of common stock, bringing his directly held dividend equivalent rights to 799.

Insider Trade Summary

Grant/Award: 131 shares

Grant/Award 1 txn

Insider Graziosi David S.

Role Chair, President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights ^F1	131	$0.00	$0.00

Holdings After Transaction: Dividend Equivalent Rights — 799 contracts (Direct)

Footnotes (1)

F1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Key Figures

Dividend Equivalent Rights granted: 131 rights Dividend Equivalent Rights after transaction: 799 rights Transaction price per right: $0.00 +1 more

4 metrics

Dividend Equivalent Rights granted 131 rights Grant to CEO David S. Graziosi on August 31, 2026

Dividend Equivalent Rights after transaction 799 rights Directly held by David S. Graziosi following the grant

Transaction price per right $0.00 Reported grant price per Dividend Equivalent Right

Underlying common shares per right 1 share equivalent Each Dividend Equivalent Right is the economic equivalent of one common share

Key Terms

Dividend Equivalent Rights, restricted stock units, economic equivalent

3 terms

Dividend Equivalent Rights financial

"The dividend equivalent rights accrued on previously awarded restricted stock units"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

restricted stock units financial

"accrued on previously awarded restricted stock units ("RSUs") and vest proportionately"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each dividend equivalent right is the economic equivalent of one share"

FAQ

What insider transaction did ALSN report for David S. Graziosi?

Allison Transmission reported that David S. Graziosi received a grant of 131 Dividend Equivalent Rights on August 31, 2026, accruing on previously awarded restricted stock units and economically equivalent to common shares.

How many Dividend Equivalent Rights does the ALSN CEO hold after this transaction?

Following the August 31, 2026 grant, David S. Graziosi directly holds 799 Dividend Equivalent Rights, each representing the economic equivalent of one share of Allison Transmission common stock.

What are Dividend Equivalent Rights in the ALSN Form 4 filing?

The filing states that the Dividend Equivalent Rights accrued on previously awarded RSUs, vest proportionately with those RSUs, and that each right is the economic equivalent of one share of Allison Transmission common stock.

Was the ALSN CEO’s August 31, 2026 award made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not selected, so this grant of 131 Dividend Equivalent Rights is reported without being made pursuant to an affirmed Rule 10b5-1 trading plan.

Does the ALSN Form 4 report any stock sales by the CEO?

No. The Form 4 reports only an acquisition of 131 Dividend Equivalent Rights as a grant or award and shows no sales, dispositions, or exercises by David S. Graziosi in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:00 PM Accepted by SEC EDGAR 09/02/2026 - 04:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Graziosi David S.

(Last)

(First)

(Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS

INDIANA

46222

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chair, President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Dividend Equivalent Rights	⁽¹⁾	08/31/2026		A		131		⁽¹⁾	⁽¹⁾	Common Stock	131	$0	799	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR