Allison Transmission officer granted 11 dividend rights

Allison Transmission’s CLO received a small grant of dividend equivalent rights tied to existing RSUs.

Rhea-AI Filing Summary

Allison Transmission Holdings Inc (symbol: ALSN) is the issuer of record for a Form 4 filing submitted to the SEC. Scroggins Eric C. reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc (ALSN) reported that officer Eric C. Scroggins, CLO & Asst. Secretary, received a grant of 11 Dividend Equivalent Rights on August 31, 2026. After this grant, he holds 61 Dividend Equivalent Rights, each economically equivalent to one share of common stock and vesting proportionately with the related RSUs.

Insider Trade Summary

Grant/Award: 11 shares

Grant/Award 1 txn

Insider Scroggins Eric C.

Role CLO & Asst. Secretary

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights F1	11	$0.00	$0.00

Holdings After Transaction: Dividend Equivalent Rights — 61 contracts (Direct)

Footnotes (1)

1. F1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Key Figures

Dividend Equivalent Rights granted: 11 rights Dividend Equivalent Rights held after transaction: 61 rights Per-right economic equivalence: 1 share of common stock per right +1 more

4 metrics

Dividend Equivalent Rights granted 11 rights Grant to Eric C. Scroggins on August 31, 2026

Dividend Equivalent Rights held after transaction 61 rights Total direct holdings of Dividend Equivalent Rights after the grant

Per-right economic equivalence 1 share of common stock per right Each Dividend Equivalent Right is the economic equivalent of one common share

Transaction price per right $0.00 Grant or award acquisition with no cash price per right

Key Terms

Dividend Equivalent Rights, restricted stock units, economic equivalent

3 terms

Dividend Equivalent Rights financial

"The dividend equivalent rights accrued on previously awarded restricted stock units"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

restricted stock units financial

"accrued on previously awarded restricted stock units ("RSUs") and vest proportionately"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each dividend equivalent right is the economic equivalent of one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ALSN report for Eric C. Scroggins?

The company reported that Eric C. Scroggins, CLO & Asst. Secretary, received a grant of 11 Dividend Equivalent Rights on August 31, 2026, increasing his holdings of these rights to 61.

What are the Dividend Equivalent Rights reported by ALSN?

Dividend Equivalent Rights are rights that accrued on previously awarded restricted stock units (RSUs) and vest proportionately with those RSUs. Each right is the economic equivalent of one share of Allison Transmission common stock.

How many Dividend Equivalent Rights does the ALSN officer hold after this Form 4 transaction?

Following the reported grant, the officer holds a total of 61 Dividend Equivalent Rights, each economically equivalent to one share of Allison Transmission common stock, all held as direct ownership.

Was the ALSN Form 4 transaction made under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan for this transaction; the document-level 10b5-1 affirmation checkbox is explicitly shown as unchecked.

Does this ALSN Form 4 involve any sale of common stock?

No. The Form 4 reports only an acquisition of 11 Dividend Equivalent Rights as a grant or award. There are no sales or dispositions of common stock or derivative securities in this report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:01 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Scroggins Eric C.

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS INDIANA 46222

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Asst. Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	(1)	08/31/2026		A		11		(1)	(1)	Common Stock	11	$0	61	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)