Allison Transmission director awarded dividend equivalent rights on RSUs

Allison Transmission Holdings Inc. reported a small equity-related change for one of its directors.

Accepted by SEC EDGAR 12/09/2025 - 04:00 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Allison Transmission Holdings Inc. reported a small equity-related change for one of its directors. A Form 4 shows the accrual of 4 dividend equivalent rights on previously granted restricted stock units on 12/05/2025. These rights arise when dividends are paid on the company’s common stock and are credited to outstanding RSUs.

Each dividend equivalent right is described as the economic equivalent of one share of Allison Transmission common stock and will vest in step with the underlying RSUs. The transaction was reported as a derivative security held in direct ownership, with no cash exercise price. This filing mainly updates the director’s reported holdings rather than indicating a new cash transaction.

Insider Trade Summary

Grant/Award: 4 shares

Grant/Award 1 txn

Insider Shivram Krishna

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights	4	$0.00	$0.00

Holdings After Transaction: Dividend Equivalent Rights — 12 contracts (Direct)

Footnotes (1)

1. F1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Allison Transmission (ALSN) report in this Form 4?

The filing reports that a director received 4 dividend equivalent rights on previously awarded restricted stock units on 12/05/2025.

What are the dividend equivalent rights reported for ALSN?

The dividend equivalent rights are described as the economic equivalent of one share of Allison Transmission common stock for each right and accrue on previously granted RSUs.

How do the ALSN dividend equivalent rights vest?

The filing states that the dividend equivalent rights vest proportionately with the restricted stock units to which they relate.

Is this ALSN Form 4 filed for a director or officer?

The individual is identified as a Director of Allison Transmission Holdings Inc., with the Form 4 filed for one reporting person.

What type of security is reported in Table II for ALSN?

Table II lists Dividend Equivalent Rights as derivative securities linked to Common Stock, with 4 underlying shares referenced.

What is the exercise price of the reported ALSN derivative securities?

The conversion or exercise price for the reported dividend equivalent rights is shown as $0, reflecting their nature as rights tied to RSUs rather than options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shivram Krishna

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS IN 46222

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	(1)	12/05/2025		A		4		(1)	(1)	Common Stock	4	$0	12	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	12/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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