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ALTI officer awarded 30,939 PRSUs; up to 200% payout possible

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global (ALTI) reported an insider equity award. The company granted its Pres, Intl. Wealth Management performance restricted stock units (PRSUs) covering 30,939.716 shares on 05/22/2025 at a price of $0.

These PRSUs are tied to total shareholder return targets. 33.33% of the units become eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to continued service and performance thresholds. The maximum that may vest over three years is 61,879.432 shares (200% of target).

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Weeber Robert

(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres, Intl. Wealth Mmgt
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Peformance Restricted Stock Unit (1) 05/22/2025 A 30,939.716 (2) (2) Class A Common Stock 30,939.716 $0 30,939.716 D
Explanation of Responses:
1. Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
2. 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2026, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 61,879.432 (200% of the target number).
Remarks:
/s/ Colleen Graham, Attorney-in-fact 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ALTI disclose in this Form 4?

An officer received performance restricted stock units covering 30,939.716 shares on 05/22/2025 at a price of $0.

Who is the reporting person in ALTI’s filing?

An Officer of AlTi Global, listed as Pres, Intl. Wealth Mmgt.

How do the ALTI PRSUs vest?

33.33% become eligible to vest at the end of each of three annual performance periods starting March 31, 2026, based on total shareholder return thresholds.

What is the maximum vesting for ALTI’s PRSUs?

Up to 61,879.432 shares over three years, equal to 200% of the target number.

What is the ownership form after the transaction?

The derivative securities beneficially owned were listed as 30,939.716, with ownership form Direct (D).

Does the Form 4 mention a transaction price?

Yes. The PRSUs were reported with a price of $0.
AlTi Global

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