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AlTi Global (ALTI) president acquires shares via RSU conversions

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. reported that President and COO Kevin P. Moran acquired shares through the exercise and conversion of restricted stock units. On February 15, 2026, three blocks of restricted stock units were converted into equal numbers of Class A Common Stock at a price of $0.0000 per share. The reported block sizes were 47,397.7000, 13,785.3100 and 35,488.1300 units, each representing the right to receive one share of Class A Common Stock. After these transactions, Moran held 156,982.2700 shares of Class A Common Stock directly.

Positive

  • None.

Negative

  • None.
Insider Moran Kevin P.
Role President and COO
Type Security Shares Price Value
Exercise Restricted Stock Units 47,397.7 $0.00 --
Exercise Restricted Stock Units 13,785.31 $0.00 --
Exercise Restricted Stock Units 35,488.13 $0.00 --
Exercise Class A Common Stock 47,397.7 $0.00 --
Exercise Class A Common Stock 13,785.31 $0.00 --
Exercise Class A Common Stock 35,488.13 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 107,708.83 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning February 15, 2024. The restricted stock units vest in three equal annual installments beginning February 15, 2025. The restricted stock units vest in three equal annual installments beginning February 15, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moran Kevin P.
(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NY 10017
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/15/2026 M 47,397.7 A $0(1) 107,708.83 D
Class A Common Stock 02/15/2026 M 13,785.31 A $0(1) 121,494.14 D
Class A Common Stock 02/15/2026 M 35,488.13 A $0(1) 156,982.27 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/15/2026 M 47,397.7 (2) (2) Class A Common Stock 47,397.7 $0 0 D
Restricted Stock Units (1) 02/15/2026 M 13,785.31 (3) (3) Class A Common Stock 13,785.31 $0 13,785.31 D
Restricted Stock Units (1) 02/15/2026 M 35,488.13 (4) (4) Class A Common Stock 35,488.13 $0 70,976.25 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
2. The restricted stock units vest in three equal annual installments beginning February 15, 2024.
3. The restricted stock units vest in three equal annual installments beginning February 15, 2025.
4. The restricted stock units vest in three equal annual installments beginning February 15, 2026.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AlTi (ALTI) report for Kevin P. Moran?

AlTi reported that President and COO Kevin P. Moran acquired Class A Common Stock by exercising and converting multiple blocks of restricted stock units on February 15, 2026, at a reported per-share price of $0.0000, reflecting equity-based compensation vesting.

How many restricted stock units did Kevin P. Moran convert at AlTi (ALTI)?

Kevin P. Moran converted three blocks of restricted stock units into Class A Common Stock, in reported amounts of 47,397.7000, 13,785.3100 and 35,488.1300 units, with each unit representing a contingent right to receive one share of AlTi Class A Common Stock.

What type of securities were involved in Kevin P. Moran’s AlTi (ALTI) Form 4?

The Form 4 shows transactions in restricted stock units and the corresponding AlTi Class A Common Stock. The restricted stock units were derivative securities that, when exercised or converted, delivered one share of Class A Common Stock for each unit reported.

At what price were Kevin P. Moran’s AlTi (ALTI) shares acquired?

The reported per-share transaction price for Kevin P. Moran’s acquisitions of AlTi Class A Common Stock was $0.0000. This reflects that the shares were obtained through the exercise and conversion of restricted stock units granted as equity compensation, rather than open-market purchases.

How many AlTi (ALTI) shares did Kevin P. Moran hold after these transactions?

After the reported derivative exercises and conversions on February 15, 2026, Kevin P. Moran’s direct ownership in AlTi Class A Common Stock was 156,982.2700 shares, as disclosed in the post-transaction ownership column of the non-derivative transaction entries.

How do Kevin P. Moran’s restricted stock units vest at AlTi (ALTI)?

The restricted stock units vest in three equal annual installments, with separate grants beginning vesting on February 15, 2024, February 15, 2025 and February 15, 2026. Each vested unit entitles the holder to receive one share of AlTi Class A Common Stock upon settlement.