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AlTi Global (ALTI) director Norma Corio exercises RSUs and receives new equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global director Norma Corio reported equity compensation activity involving restricted stock units (RSUs) and Class A Common Stock. On June 16, 2026, she exercised 30,732.266 RSUs into the same number of Class A Common shares, leaving no remaining balance from that RSU award and bringing her direct common stock holdings to 71,408.58 shares.

On June 17, 2026, she received a new grant of 34,736.476 RSUs as compensation. Each RSU represents a contingent right to receive one share of Class A Common Stock. According to the footnotes, these RSUs vest in whole on the earlier of specified future annual meeting dates or June 30, 2026 and June 30, 2027, respectively, aligning the awards with upcoming shareholder meetings.

Positive

  • None.

Negative

  • None.
Insider Corio Norma
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 34,736.476 $0.00 --
Exercise Restricted Stock Units 30,732.266 $0.00 --
Exercise Class A Common Stock 30,732.266 $0.00 --
Holdings After Transaction: Restricted Stock Units — 34,736.476 shares (Direct, null); Class A Common Stock — 71,408.58 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
New RSU grant 34,736.476 RSUs Awarded on June 17, 2026
RSUs exercised 30,732.266 units Converted to Class A Common Stock on June 16, 2026
Shares after exercise 71,408.58 shares Class A Common Stock directly held following June 16, 2026 transaction
Exercise price $0.0000 per unit Reported for RSU exercise and grant
RSU-to-share ratio 1 RSU : 1 share Each restricted stock unit equals one Class A Common share
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual general meeting financial
"The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026."
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Corio Norma
(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/16/2026M30,732.266A(1)71,408.58D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/16/2026M30,732.266 (2) (2)Class A Common Stock30,732.266$00D
Restricted Stock Units(1)06/17/2026A34,736.476 (3) (3)Class A Common Stock34,736.476$034,736.476D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.
2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
/s/ Colleen Graham, Attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did Norma Corio receive in AlTi Global (ALTI)'s latest Form 4?

Norma Corio received a grant of 34,736.476 restricted stock units. Each unit represents a contingent right to one share of AlTi Global Class A Common Stock, expanding her equity-based compensation position as a company director.

How many AlTi Global (ALTI) shares did Norma Corio acquire through RSU exercise?

Norma Corio exercised 30,732.266 restricted stock units into 30,732.266 shares of AlTi Global Class A Common Stock. After this exercise, her direct holdings in Class A Common Stock increased to 71,408.58 shares according to the Form 4.

When do Norma Corio’s new AlTi Global (ALTI) restricted stock units vest?

The restricted stock units vest in whole on the earlier of the business day immediately before AlTi Global’s 2026 or 2027 annual general meetings, or on June 30, 2026 and June 30, 2027, respectively, as disclosed in the filing footnotes.

Did Norma Corio sell any AlTi Global (ALTI) shares in this Form 4 filing?

The Form 4 shows no reported sales. It records an exercise of 30,732.266 restricted stock units into Class A Common Stock and a new grant of 34,736.476 restricted stock units, all categorized as acquisition-type transactions.

What is Norma Corio’s direct AlTi Global (ALTI) shareholding after these transactions?

Following the reported transactions, Norma Corio directly holds 71,408.58 shares of AlTi Global Class A Common Stock. This reflects the exercise of 30,732.266 restricted stock units into common shares with no corresponding open-market sales disclosed.