AlTi Global (NASDAQ: ALTI) delays 2025 Form 10-K, expects filing within 15 days

Rhea-AI Filing Summary

AlTi Global, Inc. is unable to timely file its Form 10-K for the year ended December 31, 2025 and requires additional time to complete its financial close and finalize consolidated financial statements. The company anticipates it will file within the fifteen-day grace period provided by Rule 12b-25.

Insights

Accounting Controller

Delay reflects close-process completion, not disclosed restatement.

The filing states the company needs more time to finish its financial reporting close and consolidated financial statements. This is a timing issue tied to internal close procedures rather than an explicit accounting disagreement or audit qualification.

Watch subsequent filings for the filed Form 10-K and any attached accountant's statement; the company cites the fifteen-day grace period provided by Rule 12b-25.

Corporate Secretary

Regulatory relief sought under Rule 12b-25; no earnings change disclosed.

The notification invokes Rule 12b-25 and states the registrant anticipates filing within the permitted grace period. The form explicitly answers that this concerns the Form 10-K for the period ended December 31, 2025.

Subsequent disclosure to confirm on-time submission within the 15‑day window and any accountant exhibits will clarify regulatory closure.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 12b-25 

SEC FILE NUMBER: 001-40103

CUSIP NUMBER: 02157E114

NOTIFICATION OF LATE FILING

(Check One):						☒    Form 10-K     ☐  Form 20-F     ☐  Form 11-K     ☐  Form 10-Q ☐  Form 10-D     ☐  Form N-CEN     ☐  Form N-CSR
						For Period Ended: December 31, 2025
						☐  Transition Report on Form 10-K
						☐  Transition Report on Form 20-F
						☐  Transition Report on Form 11-K
						☐  Transition Report on Form 10-Q
						☐  Transition Report on Form N-SAR
						For the Transition Period Ended:

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A

PART I – REGISTRANT INFORMATION

AlTi Global, Inc.

Full Name of Registrant

N/A

Former Name if Applicable

22 Vanderbilt Avenue, 27th Floor

Address of Principal Executive Office (Street and Number)

New York, New York 10017

City, State and Zip Code

PART II – RULES 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

☒

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III – NARRATIVE

State below in reasonable detail the reasons why the Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra sheets if needed)

AlTi Global, Inc. (the “Company”) is unable to file its Form 10-K for the year ended December 31, 2025 within the prescribed time period without unreasonable effort or expense. The Company requires additional time to complete its financial reporting close process and finalize its consolidated financial statements and related disclosures. The Company anticipates that it will file its Form 10-K within the fifteen-day grace period provided by Rule 12b-25 under the Securities Exchange Act of 1934, as amended.

PART IV – OTHER INFORMATION

(1)

Name and telephone number of person to contact in regard to this notification

Michael W. Harrington

(212)

396-5900

(Name)

(Area Code)

(Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).    ☒  Yes    ☐  No

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?    ☐  Yes    ☒  No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

AlTi Global, Inc.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date: March 16, 2026

By:

/s/ Michael W. Harrington

Michael W. Harrington, Chief Financial Officer

FAQ

Why did AlTi Global (ALTI) file an NT 10-K notification?

The company reported it needs more time to complete its financial close and finalize consolidated financial statements. It says it will use the fifteen-day grace period under Rule 12b-25 to file the Form 10-K for the year ended December 31, 2025.

When does AlTi Global expect to file its Form 10-K for 2025?

AlTi Global anticipates filing the Form 10-K within the fifteen-day grace period provided by Rule 12b-25. The notification states the filing covers the period ended December 31, 2025 and requests the additional time to complete closing procedures.

Does the NT 10-K state there will be a change in reported results?

The form answers that there is no indication of significant change in results for the period; the company did not state anticipated changes. It limited the explanation to timing and completion of consolidated financial statements.

Who signed the late-filing notification for AlTi Global?

The notification was signed by Michael W. Harrington, Chief Financial Officer. Contact information listed is telephone (212) 396-5900 for questions regarding the NT 10-K filing and the anticipated submission.