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Autoliv (NYSE: ALV) EVP Anthony Nellis reports new RSU and PRSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Autoliv Inc. executive Anthony Nellis, EVP Legal and General Counsel, reported changes in his equity holdings through a Form 4. On December 10, 2025, he received small additional amounts of performance-based restricted stock units (RSUs) from 2023 and 2024 grants and several time-based RSU awards, all at a price of $0 per unit.

The additional units, such as 14.3698 and 6.5099 performance-based RSUs and several smaller time-based RSU increments, reflect dividend equivalent rights that accrue as extra RSUs instead of cash. Each RSU represents a contingent right to receive one share of Autoliv common stock.

The performance-based RSUs vest and convert to shares in a single installment after three one-year performance periods ending December 31, 2025 and December 31, 2026, once the Leadership Development and Compensation Committee certifies achievement of the performance objectives. The time-based RSUs have specific vesting dates in 2026–2028, at which point they are scheduled to convert into common shares if vesting conditions are met.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nellis Anthony J

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-111 64

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Legal and General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2023 Grant) (1) 12/10/2025 A(2) 14.3698 (3) (3) Common Stock 14.3698 $0 1,994.264 D
Performance-Based Restricted Stock Units (2024 Grant) (1) 12/10/2025 A(2) 6.5099 (4) (4) Common Stock 6.5099 $0 903.4597 D
Restricted Stock Unit (1) 12/10/2025 A(2) 4.7899 02/15/2026 02/15/2026 Common Stock 4.7899 $0 664.7547 D
Restricted Stock Unit (1) 12/10/2025 A(2) 5.9724 02/20/2027 02/20/2027 Common Stock 5.9724 $0 828.8621 D
Restricted Stock Unit (1) 12/10/2025 A(2) 7.5134 02/20/2028 02/20/2028 Common Stock 7.5134 $0 1,042.7277 D
Restricted Stock Unit (1) 12/10/2025 A(2) 36.1812 05/15/2028 05/15/2028 Common Stock 36.1812 $0 5,021.291 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Anthony Nellis 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Autoliv (ALV) report for Anthony Nellis?

The filing shows Anthony Nellis, Autoliv's EVP Legal and General Counsel, received small additional amounts of restricted stock units and performance-based RSUs on December 10, 2025, all at a price of $0 per unit.

What type of securities did the Autoliv (ALV) Form 4 disclose?

The Form 4 discloses multiple restricted stock units (RSUs) and performance-based restricted stock units that each represent a contingent right to receive one share of Autoliv common stock.

Why did Anthony Nellis receive additional RSUs in this Autoliv (ALV) filing?

The additional RSUs arose from dividend equivalent rights, where cash dividends on underlying RSUs are credited as extra RSUs that follow the same vesting schedule as the original awards.

How do the performance-based RSUs in the Autoliv (ALV) Form 4 vest?

The filing states that performance-based RSUs vest and convert to shares in one installment after completing three one-year performance periods ending December 31, 2025 and December 31, 2026, following committee certification of performance.

What are the vesting dates for the time-based RSUs reported for Autoliv (ALV)?

The time-based RSUs in the filing have vesting and expiration dates on February 15, 2026, February 20, 2027, February 20, 2028, and May 15, 2028, when they are scheduled to convert into Autoliv common stock if conditions are met.

Does the Autoliv (ALV) Form 4 involve any cash transactions?

No cash changed hands for these awards; the RSUs and performance-based RSUs reported were acquired at a price of $0 per unit, reflecting equity compensation and dividend equivalents.

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