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ALV Form 4: Christian Swahn Receives Performance and Time-Based RSUs

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Christian Swahn, Executive Vice President, Supply Chain at Autoliv Inc. (ALV), reported acquisitions of restricted stock units on 09/23/2025. The Form 4 shows performance-based RSUs from the 2023 grant for 11.0959 underlying shares (bringing total to 1,666.0874 shares) and from the 2024 grant for 3.7096 underlying shares (total 474.7352). Several time-based RSUs were also credited: 3.6986 (vests 02/15/2026; total 555.3625), 2.8973 (vests 02/20/2027; total 435.0309), and 3.2772 (vests 02/21/2028; total 492.0841). Dividend equivalents were credited as additional RSUs and performance RSUs vest only after completion of specified one-year performance periods and committee certification.

Positive

  • Equity compensation aligns the EVP's incentives with shareholder performance via performance-based RSUs
  • Clear vesting schedule disclosed for time-based RSUs (02/15/2026, 02/20/2027, 02/21/2028)
  • Dividend equivalents credited as additional RSUs per award terms

Negative

  • None.

Insights

TL;DR: Routine equity-based compensation grants to a senior executive; performance RSUs carry multi-year vesting and committee certification.

The Form 4 documents additional restricted stock units granted to the EVP of Supply Chain, reflecting both performance-based and time-based awards. Performance-based RSUs convert after multi-year performance periods subject to certification, which ties pay to achievement metrics. Time-based RSUs have clear vesting dates in 2026–2028. These are standard practices for executive incentives and align management with shareholder outcomes, while increasing outstanding share-based obligations modestly.

TL;DR: Disclosure is complete for the reported awards and follows Section 16 reporting requirements; no governance red flags appear.

The filing identifies the reporting person, relationship (EVP), transaction dates, and detailed RSU treatment including dividend equivalents and vesting/ certification mechanics for performance awards. The use of dividend-equivalent RSUs and committee certification is disclosed explicitly. This is a routine insider reporting event and does not indicate material corporate governance concerns from the provided data.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Swahn Christian

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-11164

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Supply Chain Management
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2023 Grant) (1) 09/23/2025 A(2) 11.0959 (3) (3) Common Stock 11.0959 $0 1,666.0874 D
Performance-Based Restricted Stock Units (2024 Grant) (1) 09/23/2025 A(2) 3.7096 (4) (4) Common Stock 3.7096 $0 474.7352 D
Restricted Stock Unit (1) 09/23/2025 A(2) 3.6986 02/15/2026 02/15/2026 Common Stock 3.6986 $0 555.3625 D
Restricted Stock Unit (1) 09/23/2025 A(2) 2.8973 02/20/2027 02/20/2027 Common Stock 2.8973 $0 435.0309 D
Restricted Stock Unit (1) 09/23/2025 A(2) 3.2772 02/21/2028 02/21/2028 Common Stock 3.2772 $0 492.0841 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Christian Swahn 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Christian Swahn report on Form 4 for ALV?

He reported acquisitions of performance-based and time-based RSUs on 09/23/2025, including performance RSUs from 2023 and 2024 grants and multiple restricted stock unit awards.

How many shares do the reported RSUs represent after the transactions?

Totals reported: 1,666.0874 shares (2023 performance RSUs), 474.7352 shares (2024 performance RSUs), 555.3625, 435.0309, and 492.0841 shares for the respective time-based RSU groups.

When do the performance-based RSUs vest and convert to shares?

2023 performance RSUs vest after the third one-year performance period ending 12/31/2025 with committee certification; 2024 performance RSUs vest after the period ending 12/31/2026 with certification.

Are dividend equivalents included in these awards?

Yes. Dividend equivalent rights accrued as additional RSUs, subject to the same vesting schedule as the underlying RSUs.
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