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[Form 4] ALX ONCOLOGY HOLDINGS INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

ALX Oncology (ALXO) reported an insider equity award. On October 14, 2025, the company granted its SVP, Finance and CAO an employee stock option for 140,000 shares of common stock at a $1.70 exercise price, recorded as a grant at $0 price and held directly.

The option vests in two steps: one‑third on April 30, 2026 and the remaining two‑thirds on October 31, 2026. Following the transaction, 140,000 derivative securities were beneficially owned.

ALX Oncology (ALXO) ha riportato un premio azionario interno. Il 14 ottobre 2025, la società ha concesso al suo SVP, Finanza e CAO un opzione di acquisto azionario per dipendenti per 140.000 azioni ordinarie a un prezzo di esercizio di $1,70, registrata come concessione a un prezzo di $0 e detenuta direttamente.

L'opzione matura in due fasi: un terzo il 30 aprile 2026 e i restanti due terzi il 31 ottobre 2026. A seguito della transazione, 140.000 strumenti derivati sono stati detenuti beneficiariamente.

ALX Oncology (ALXO) informó sobre una premiación de acciones para insiders. El 14 de octubre de 2025, la compañía otorgó a su SVP de Finanzas y CAO una opción de compra de acciones para empleados por 140.000 acciones de acciones ordinarias a un precio de ejercicio de $1,70, registrada como una concesión a un precio de $0 y mantenida directamente.

La opción se consolida en dos pasos: un tercio el 30 de abril de 2026 y los restantes dos tercios el 31 de octubre de 2026. Tras la transacción, se poseían beneficiosamente 140.000 valores derivados.

ALX Oncology (ALXO)는 내부자 주식 보상을 보고했다. 2025년 10월 14일에 이 회사는 SVP, 재무 및 CAO에게 종업원 주식 매수선택권140,000주의 보통주를 대상으로 $1.70의 행사 가격으로 부여했고, $0의 가격으로 기록되어 직접 보유되었다.

이 옵션은 두 단계로 vest된다: 2026년 4월 30일에 1/3이고 남은 2/3은 2026년 10월 31일에 vest한다. 거래 후 140,000개의 파생증권이 수익적으로 소유되었다.

ALX Oncology (ALXO) a rapporté une attribution d'actions à des initiés. Le 14 octobre 2025, la société a accordé à son SVP, Finances et CAO une option d'achat d'actions pour 140 000 actions ordinaires à un prix d'exercice de 1,70 $, enregistrée comme une attribution à un prix de 0 $ et détenue directement.

L'option vest en deux étapes: un tiers le 30 avril 2026 et les deux tiers restants le 31 octobre 2026. Suite à la transaction, 140 000 valeurs dérivées ont été détenues bénéficiairement.

ALX Oncology (ALXO) meldete eine Insider-Aktienzuteilung. Am 14. Oktober 2025 gewährte das Unternehmen seinem SVP Finanzen und CAO eine Mitarbeiter-Aktienoption für 140.000 Aktien der Stammaktien zu einem Ausübungspreis von $1,70, verbucht als eine Zuteilung zu einem Preis von $0 und direkt gehalten.

Die Option vestet in zwei Schritten: ein Drittel am 30. April 2026 und die restlichen zwei Drittel am 31. Oktober 2026. Nach der Transaktion waren 140.000 Derivatewerte wirtschaftlich im Besitz.

ALX Oncology (ALXO) أَفادت بمنحة أسهم داخلية. في 14 أكتوبر 2025، منحت الشركة نائب الرئيس الأول للشؤون المالية ورئيس المحاسبة التنفيذي خياراً للأسهم للموظفين بمقدار 140,000 سهم من الأسهم العادية بسعر تمارين قدره $1.70، وتم تسجيله كمنحة بسعر $0 وتَمّ الاحتفاظ به مباشرةً.

يتأتى vesting الخيار على مرحلتين: ثلث واحد في 30 أبريل 2026 و الثلثان المتبقيان في 31 أكتوبر 2026. عقب الصفقة، كانت هناك ملكية مفيدة لـ 140,000 أداة مشتقات.

ALX Oncology (ALXO) 报告了一项内部人权益奖励。于 2025年10月14日,公司授予其 财务及CAO高级副总裁 一项 员工股票期权,涉及 140,000 股的普通股,行权价为 $1.70,记为 $0 的授予价格且以 直接 持有。

该期权分两步归属:2026年4月30日归属三分之一,2026年10月31日归属其余三分之二。交易完成后,140,000 份衍生证券被受益所有。

Positive
  • None.
Negative
  • None.

ALX Oncology (ALXO) ha riportato un premio azionario interno. Il 14 ottobre 2025, la società ha concesso al suo SVP, Finanza e CAO un opzione di acquisto azionario per dipendenti per 140.000 azioni ordinarie a un prezzo di esercizio di $1,70, registrata come concessione a un prezzo di $0 e detenuta direttamente.

L'opzione matura in due fasi: un terzo il 30 aprile 2026 e i restanti due terzi il 31 ottobre 2026. A seguito della transazione, 140.000 strumenti derivati sono stati detenuti beneficiariamente.

ALX Oncology (ALXO) informó sobre una premiación de acciones para insiders. El 14 de octubre de 2025, la compañía otorgó a su SVP de Finanzas y CAO una opción de compra de acciones para empleados por 140.000 acciones de acciones ordinarias a un precio de ejercicio de $1,70, registrada como una concesión a un precio de $0 y mantenida directamente.

La opción se consolida en dos pasos: un tercio el 30 de abril de 2026 y los restantes dos tercios el 31 de octubre de 2026. Tras la transacción, se poseían beneficiosamente 140.000 valores derivados.

ALX Oncology (ALXO)는 내부자 주식 보상을 보고했다. 2025년 10월 14일에 이 회사는 SVP, 재무 및 CAO에게 종업원 주식 매수선택권140,000주의 보통주를 대상으로 $1.70의 행사 가격으로 부여했고, $0의 가격으로 기록되어 직접 보유되었다.

이 옵션은 두 단계로 vest된다: 2026년 4월 30일에 1/3이고 남은 2/3은 2026년 10월 31일에 vest한다. 거래 후 140,000개의 파생증권이 수익적으로 소유되었다.

ALX Oncology (ALXO) a rapporté une attribution d'actions à des initiés. Le 14 octobre 2025, la société a accordé à son SVP, Finances et CAO une option d'achat d'actions pour 140 000 actions ordinaires à un prix d'exercice de 1,70 $, enregistrée comme une attribution à un prix de 0 $ et détenue directement.

L'option vest en deux étapes: un tiers le 30 avril 2026 et les deux tiers restants le 31 octobre 2026. Suite à la transaction, 140 000 valeurs dérivées ont été détenues bénéficiairement.

ALX Oncology (ALXO) meldete eine Insider-Aktienzuteilung. Am 14. Oktober 2025 gewährte das Unternehmen seinem SVP Finanzen und CAO eine Mitarbeiter-Aktienoption für 140.000 Aktien der Stammaktien zu einem Ausübungspreis von $1,70, verbucht als eine Zuteilung zu einem Preis von $0 und direkt gehalten.

Die Option vestet in zwei Schritten: ein Drittel am 30. April 2026 und die restlichen zwei Drittel am 31. Oktober 2026. Nach der Transaktion waren 140.000 Derivatewerte wirtschaftlich im Besitz.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pinto Shelly

(Last) (First) (Middle)
C/O ALX ONCOLOGY HOLDINGS INC.
323 ALLERTON AVENUE

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALX ONCOLOGY HOLDINGS INC [ ALXO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, FINANCE AND CAO
3. Date of Earliest Transaction (Month/Day/Year)
10/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $1.7 10/14/2025 A 140,000 (1) 10/14/2035 Common Stock 140,000 $0 140,000 D
Explanation of Responses:
1. One-third of the shares subject to the option vest on April 30, 2026 and the remaining two-thirds of the option vest on October 31, 2026.
/s/ Shelly Pinto 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ALXO disclose in this Form 4?

An insider received an employee stock option covering 140,000 shares at a $1.70 exercise price on October 14, 2025.

Who is the reporting person and role at ALXO?

The reporting person is an Officer, serving as SVP, Finance and CAO.

What is the vesting schedule for the options?

The option vests one‑third on April 30, 2026 and the remaining two‑thirds on October 31, 2026.

How many derivative securities were owned after the transaction?

Following the grant, 140,000 derivative securities were beneficially owned.

What was the transaction price and form of ownership?

The grant was recorded at $0 (standard for option grants) and is held directly.

What type of security underlies the option?

The derivative is an employee stock option (right to buy) for common stock.
Alx Oncology Holdings Inc

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Biotechnology
Pharmaceutical Preparations
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United States
SOUTH SAN FRANCISCO