Amalgamated officer proposes $1.5M stock sale

Amalgamated Financial Corp. (AMAL) is the issuer in a notice that officer Sam D. Brown, through Raymond James & Associates, may sell shares of the company’s common stock under Rule 144.

Available on EDGAR 09/08/2026 - 04:18 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:18 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Amalgamated Financial Corp. (AMAL) is the issuer in a notice that officer Sam D. Brown, through Raymond James & Associates, may sell shares of the company’s common stock under Rule 144. The notice lists a proposed sale of 30,898 shares of AMAL common stock on or after September 8, 2026.

These shares come from multiple awards and purchases, including restricted stock units (RSUs) and Employee Stock Purchase Plan (ESPP) acquisitions between 2022 and 2026. The filing also notes that additional lots are expected to be provided separately by email.

Key Figures

Shares to be sold: 30,898 shares Aggregate market value: $1,498,553.00 Shares outstanding: 29,900,000 shares +3 more

6 metrics

Shares to be sold 30,898 shares Common stock proposed for sale under Rule 144 through Raymond James & Associates

Aggregate market value $1,498,553.00 Reported value for the 30,898 AMAL shares covered by the Form 144 notice

Shares outstanding 29,900,000 shares AMAL common stock outstanding cited in the securities information section

Largest single RSU lot listed 3,563 shares RSU-based common shares with date of acquisition August 24, 2025

Notice date September 8, 2026 Date of notice associated with the planned Rule 144 sale

Planned sale start date September 8, 2026 Proposed date of sale for the 30,898 AMAL shares

Key Terms

Rule 144, restricted stock units, Employee Stock Purchase Plan, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"Common | 09/01/2026 | RSU | iSSUER | | | 2424"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"Common | 12/30/2022 | ESPP | Issuer | | | 210"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

attorney-in-fact regulatory

"as attorney-in-fact for Sam D Brown"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Amalgamated Financial Corp. (AMAL)?

The filing discloses that officer Sam D. Brown, using Raymond James & Associates, may sell 30,898 shares of Amalgamated Financial Corp. common stock under Rule 144, with a proposed sale date of September 8, 2026 on the Nasdaq market.

How many AMAL shares are covered by this Rule 144 notice?

The notice covers a proposed sale of 30,898 shares of Amalgamated Financial Corp. common stock. This figure appears in the securities information section associated with the planned sale through Raymond James & Associates.

What is the reported market value of the AMAL shares in this Form 144?

The filing reports an aggregate market value of $1,498,553.00 for the 30,898 shares of Amalgamated Financial Corp. common stock listed in the proposed Rule 144 sale through Raymond James & Associates.

What is the total number of Amalgamated Financial Corp. shares outstanding cited in the Form 144?

The Form 144 cites 29,900,000 shares of Amalgamated Financial Corp. common stock as outstanding. This is provided as context in the securities information section of the notice.

What types of awards or plans are the AMAL shares derived from in this filing?

The shares listed to be sold are derived from multiple sources, including restricted stock units (RSUs) and Employee Stock Purchase Plan (ESPP) purchases dated between December 30, 2022 and February 19, 2026, each with specified share amounts.

Who is executing the proposed sale of AMAL shares and in what capacity?

The proposed sale is to be executed through Raymond James & Associates, Inc.. The notice is signed by Rashida Mitchell, acting as a duly authorized representative and attorney-in-fact for Sam D. Brown in connection with this Rule 144 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001848228
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Amalgamated Financial Corp.
SEC File Number	001-40136
Address of Issuer	275 SEVENTH AVE. NEW YORK NEW YORK 10001
Phone	(212) 255-6200
Name of Person for Whose Account the Securities are To Be Sold	Brown Sam D.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James and Assoiciates 880 Carillon Parkway St. Petersburg FL 33716	30898	1498553.00	29900000	09/08/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2026	RSU	iSSUER			2424	09/01/2026	Cash
Common	09/30/2025	RSU	iSSUER			148	09/30/2025	Cash
Common	11/20/2025	RSU	Issuer			15	11/20/2025	Cash
Common	12/30/2022	ESPP	Issuer			210	12/30/2022	Cash
Common	03/31/2023	ESPP	issuer			1079	03/31/2023	Cash
Common	03/28/2024	ESPP	Issuer			351	03/28/2024	Cash
Common	06/28/2024	ESPP	Issuer			573	06/28/2024	Cash
Common	08/24/2024	RSU	Issuer			2888	08/24/2024	Cash
Common	09/30/2024	ESPP	Issuer			88	09/30/2024	Cash
Common	11/21/2024	RSY	Issuer			54	11/21/2024	Cash
Common	02/15/2025	RSU	Issuer			878	02/15/2025	Cash
Common	02/15/2025	RSU	Issuer			1242	02/15/2025	Cash
Common	02/15/2025	RSU	Issuer			1873	02/15/2025	Cash
Common	02/15/2025	RSU	Issuer			1960	02/15/2025	Cash
Common	02/27/2025	RSU	Issuer			35	02/27/2025	Cash
Common	03/01/2025	RSU	Issuer			1432	03/01/2025	Cash
Common	04/01/2025	RSU	Issuer			1213	04/01/2025	Cash
Common	05/22/2025	ESPP	Issuer			11	05/22/2025	Cash
Common	05/22/2025	RSU	Issuer			79	05/22/2025	Cash
Common	06/30/2025	ESPP	Issuer			522	06/30/2025	Cash
Common	08/21/2025	ESPP	Issuer			14	08/21/2025	Cash
Common	08/21/2025	RSU	Issuer			82	08/21/2025	Cash
Common	08/24/2025	RSU	Issuer			3563	08/24/2025	Cash
Common	11/20/2025	RSU	Issuer			102	11/20/2025	Cash
Common	01/01/2026	RSU	Issuer			2480	01/01/2026	Cash
Common	02/15/2026	RSU	Issuer			1206	02/15/2026	Cash
Common	02/15/2026	RSU	Issuer			2692	02/15/2026	Cash
Common	02/19/2026	RSU	Issuer			76	02/19/2026	Cash
Common	02/19/2026	RSU	Issuer			956	02/19/2026	Cash
Common	03/01/2026	RSU	Issuer			1433	03/01/2026	Cash
Common	04/01/2026	RSU	Issuer			958	04/01/2026	Cash
Common	05/21/2026	RSU	Issuer			100	05/21/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Additional lots to be sent via email.
Date of Notice	09/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Rashida Mitchell, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Sam D Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)