Amalgamated Financial (AMAL) executive gets RSU grant, shares withheld for taxes

Rhea-AI Filing Summary

Amalgamated Financial Corp. executive Sam D. Brown reported routine equity-related transactions in company common stock. On March 1, 2026, 686 shares were disposed of at $38.49 per share to cover tax withholding tied to a previously granted restricted stock unit vesting.

On the same date, Brown received a grant of 4,534 restricted stock units at no cost. These units vest in three annual installments beginning on the first anniversary of the March 1, 2026 grant, with each unit representing the right to receive one AMAL share. Following these transactions, Brown directly held a total of 58,831.92 shares, which includes small amounts acquired through dividend reinvestment in various company-related programs.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Sam D.

(Last) (First) (Middle)

275 7TH AVENUE

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP, Chief Banking Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		F		686(1)	D	$38.49	54,297.92	D
Common Stock	03/01/2026		A		4,534(2)	A	$0	58,831.92(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on March 1, 2024.

2. Represents restricted stock units awarded to the reported person on March 1, 2026. The restricted stock units vest in three annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of AMAL stock.

3. The total reported in Column 5 includes 13.50 shares acquired through a dividend reinvestment program, assigned to the Employee Stock Purchase Program and 76.13 shares acquired through a dividend reinvestment program, assigned to Common Stock, and 2.90 shares acquired through a dividend reinvestment program, assigned to retirement plan stock.

Remarks:

	/s/ Sam Brown	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMAL executive Sam D. Brown report on March 1, 2026?

Sam D. Brown reported two routine transactions on March 1, 2026: 686 shares of Amalgamated Financial Corp. common stock were withheld to cover taxes, and 4,534 restricted stock units were granted at no cost as part of his equity compensation.

How many Amalgamated Financial (AMAL) shares were withheld for taxes in this Form 4?

The filing shows 686 shares of AMAL common stock disposed of at $38.49 per share. According to the footnotes, these shares were withheld to satisfy tax obligations related to the vesting of a restricted stock unit installment awarded on March 1, 2024.

What equity award did Sam D. Brown receive from Amalgamated Financial (AMAL)?

Sam D. Brown received 4,534 restricted stock units of Amalgamated Financial Corp. on March 1, 2026. The award vests in three equal annual installments, starting on the first anniversary of the grant date, with each unit delivering one share of AMAL stock when vested.

How do the new restricted stock units for AMAL’s Sam D. Brown vest over time?

The 4,534 restricted stock units granted to Sam D. Brown on March 1, 2026 vest in three annual installments. Vesting begins on the first anniversary of the grant date, meaning the units are released to him in stages across three consecutive years.

What is Sam D. Brown’s total AMAL share ownership after these Form 4 transactions?

After the March 1, 2026 transactions, Sam D. Brown directly owned 58,831.92 AMAL shares. This figure includes shares from prior holdings as well as small fractional amounts acquired through dividend reinvestment across an employee stock purchase program, common stock, and a retirement plan.

Are the transactions in this AMAL Form 4 open-market buys or sells by Sam D. Brown?

The reported transactions are not open-market trades. One is a tax-withholding disposition of 686 shares related to restricted stock unit vesting, and the other is a grant of 4,534 restricted stock units at no cost as part of his compensation package.