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Amalgamated SEVP sells 30,735 shares of stock

Amalgamated Financial Corp.’s chief banking officer reported Rule 10b5-1 plan sales totaling 30,735 AMAL shares across two days.

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Amalgamated Financial Corp. (AMAL) reported that Sam D. Brown, SEVP and Chief Banking Officer, sold a total of 30,735 shares of common stock in open-market or private transactions. On September 8, 2026, he sold 30,000 shares at a weighted average price of $48.4197 per share, and on September 9, 2026, he sold 735 shares at $47.6101 per share. The company indicates these transactions were made under a Rule 10b5-1 trading plan.

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Insights

Analyzing...

Insider Brown Sam D.
Role SEVP, Chief Banking Officer
Sold 30,735 shs ($1.49M)
Type Security Shares Price Value
Sale Common Stock 735 $47.6101 $35K
Sale Common Stock F1 30,000 $48.4197 $1.45M
Holdings After Transaction: Common Stock — 25,873.96 shares (Direct)
Footnotes (1)
  1. F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.10 - $48.81. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Total shares sold 30,735 shares Common stock sales reported for September 8–9, 2026
Shares sold on September 8, 2026 30,000 shares Common stock sale in open market or private transaction
Weighted average sale price on September 8, 2026 $48.4197 per share Multiple transactions between $48.10 and $48.81
Price range on September 8, 2026 $48.10–$48.81 per share Range of individual trade prices within the weighted average sale
Shares sold on September 9, 2026 735 shares Common stock sale in open market or private transaction
Sale price on September 9, 2026 $47.6101 per share Price reported as per-share transaction value
Net buy/sell direction Net sale of 30,735 shares Two sale transactions; no purchases reported
Rule 10b5-1 regulatory
"transactions were made under a Rule 10b5-1 trading plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open market or private transaction financial
"Sale in open market or private transaction"

FAQ

What insider transactions did AMAL report for Sam D. Brown on this Form 4?

Amalgamated Financial Corp. reported that Sam D. Brown sold 30,735 shares of common stock in two transactions on September 8 and 9, 2026, described as sales in open market or private transactions.

How many AMAL shares did Sam D. Brown sell on each date?

On September 8, 2026, Sam D. Brown sold 30,000 shares of AMAL common stock. On September 9, 2026, he sold an additional 735 shares, for a combined total of 30,735 shares reported on this Form 4.

What were the sale prices for Sam D. Brown’s AMAL share transactions?

The September 8, 2026 sale of 30,000 AMAL shares had a weighted average price of $48.4197 per share, with individual trades between $48.10 and $48.81. The September 9, 2026 sale of 735 shares was at $47.6101 per share.

Were Sam D. Brown’s AMAL stock sales made under a Rule 10b5-1 plan?

Yes. The filing indicates that the transactions were made under a Rule 10b5-1 trading plan, as shown by the checked Rule 10b5-1 affirmation box on the Form 4.

What is Sam D. Brown’s role at Amalgamated Financial Corp. (AMAL)?

Sam D. Brown is reported as an officer of Amalgamated Financial Corp., holding the title SEVP, Chief Banking Officer, in the Form 4 insider transaction report.

Does the Form 4 state Sam D. Brown’s AMAL share holdings after these sales?

No. The Form 4 transactions for Sam D. Brown do not report a total shares following transaction value, so his post-transaction holdings are not stated in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Sam D.

(Last)(First)(Middle)
275 7TH AVENUE

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SEVP, Chief Banking Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026S30,000D$48.4197(1)26,608.96D
Common Stock09/09/2026S735D$47.610125,873.96D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.10 - $48.81. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Remarks:
/s/ Sam Brown09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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