Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC is offering callable structured notes linked to the MerQube US Tech+ Vol Advantage Index, due May 1, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. Notes have a $1,000 denomination, may be automatically called beginning April 30, 2027, and expose investors to a 6.0% per annum daily deduction on the Index and a notional financing cost. Investors face up to an 85.00% principal loss at maturity if the Index falls sufficiently; estimated value at pricing is shown as approximately $905.30 per $1,000 note and will not be less than $900.00 per $1,000 note.

JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due April 13, 2029 linked to the common stock of Occidental Petroleum Corporation (OXY). Each security has a $1,000 stated principal and can pay a contingent quarterly amount of at least $25.00 (2.50%) if the underlying stock on a determination date is at or above a downside threshold equal to 50% of the initial stock price. The securities are auto‑callable if the stock equals or exceeds the initial stock price on a determination date, in which case holders receive the principal plus that quarter's contingent payment. If not auto‑called and the final stock price is below the 50% threshold, holders suffer a 1:1 exposure to the stock decline and could receive less than 50% of principal, possibly zero. Payments are obligations of JPMorgan Chase Financial and fully guaranteed by JPMorgan Chase & Co.; they carry issuer and guarantor credit risk. Pricing is expected around April 10, 2026 and the document includes hypothetical examples and risk disclosures.

JPMorgan Chase Financial Company LLC offers structured notes fully guaranteed by JPMorgan Chase & Co. The notes are linked to the MerQube US Large-Cap Vol Advantage Index, price expected on or about April 30, 2026 and settlement on or about May 5, 2026, with maturity on May 5, 2031. The Index includes a 6.0% per annum daily deduction. The notes feature automatic call opportunities on five Review Dates with minimum Call Premium Amounts per $1,000 of at least $295, $590, $885, $1,180 and $1,475, a Call Value equal to 100% of the Initial Value, and a Barrier Amount equal to 50% of the Initial Value. If not called, repayment at maturity depends on the Final Value: full principal if Final Value >= Barrier Amount; otherwise payment equals $1,000 + ($1,000 × Index Return), which can result in substantial principal loss. The estimated value at pricing example is approximately $924.20 per $1,000 note (not less than $900.00).

JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes linked to the iShares® Ethereum Trust ETF (Bloomberg: ETHA), fully guaranteed by JPMorgan Chase & Co. The notes price on or about April 30, 2026 with original issue (settlement) on or about May 5, 2026 and mature on May 3, 2029. The notes may be automatically called on May 6, 2027 if the Fund’s closing price is at or above the Call Value, in which case each $1,000 note pays $1,000 plus a Call Premium (not less than $455 per $1,000). If not called, maturity payoffs use an Upside Leverage Factor of 1.50 when the Final Value exceeds the Initial Value, a Barrier Amount of 60.00% of the Initial Value, and principal is fully exposed if Final Value falls below the Barrier. The estimated value at pricing is approximately $945.80 per $1,000 note (not less than $900). The notes are unsecured obligations and involve significant credit risk of the issuer and guarantor and volatility risks tied to ether and the ETHA Fund.

JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due May 5, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on each Review Date when the Index is at or above an Interest Barrier set at 70.00% of the Initial Value. The notes may be automatically called on a Review Date (other than the first through eleventh and final Review Dates) if the Index is greater than or equal to the Initial Value; the earliest possible automatic call date is May 4, 2027. The Index is subject to a 6.0% per annum daily deduction and a daily notional financing cost; these deductions materially reduce index performance. Minimum denomination is $1,000. The notes are expected to price on or about April 30, 2026 and settle on or about May 5, 2026. The estimated value at pricing is approximately $941.80 per $1,000 note and will not be less than $900.00. The Contingent Interest Rate will be provided in the pricing supplement and will be at least 12.00% per annum. Investing involves credit risk of the issuer and guarantor and the risk of up to a 70.00% principal loss if the Final Value is sufficiently below the Initial Value.

JPMorgan Chase Financial Company LLC is offering structured notes linked to the MerQube US Tech+ Vol Advantage Index, due May 5, 2031, with $1,000 principal per note. The Index reflects a 6.0% per annum daily deduction and a notional financing cost; notes may be automatically called on specified Review Dates beginning May 5, 2027. If not called, holders receive principal at maturity only if the Final Value is at or above a 50.00% Barrier Amount; otherwise payment equals $1,000 plus $1,000×Index Return and investors can lose substantial principal. Pricing is expected around April 30, 2026; estimated value at issuance is approx. $936.20 per $1,000 note (not less than $900.00).

JPMorgan Chase Financial Company LLC priced $2,482,000 of Capped Buffered Equity Notes linked to the Invesco QQQ, Series 1. The notes priced on March 30, 2026 and are expected to settle on or about April 2, 2026, mature on April 5, 2027, and are fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes return 1.00× any appreciation of the Fund up to a Maximum Return of 18.05%, provide a 10.00% buffer against declines (losses occur beyond the buffer), and expose investors to credit risk of the issuer and guarantor. The price to public was $1,000 per note (proceeds to issuer $992.75 per note) and the estimated value at pricing was $984.80 per $1,000 note.

Rometty Virginia M reported acquisition or exercise transactions in this Form 4 filing.

JPMorgan Chase & Co. director Virginia M. Rometty received a grant of 135.9804 shares of Common Stock as a non-cash award. The shares represent a deferral of her quarterly director retainer, which is payable in common stock following the end of her board service. After this grant, she directly holds a total of 14,836.1425 shares of JPMorgan Chase & Co. common stock.

JPMorgan Chase & Co. director Phebe N. Novakovic increased her holdings through a routine equity award. On March 31, 2026, she acquired 135.9804 shares of common stock at $294.16 per share as a deferral of her quarterly director retainer, payable in stock after she leaves the board.

Following this grant, she directly holds 13,394.8914 common shares. The filing also notes an additional 45 shares held indirectly by her spouse, reflecting a small indirect ownership position alongside her direct stake.