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Amkor director acquires dividend-linked stock units

Each dividend-equivalent unit represents an additional restricted stock unit subject to the same provisions as its related award.

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

AMKOR TECHNOLOGY, INC. director Carolin Roger Anthony acquired three direct awards of dividend equivalent units (DEUs) on September 22, 2026: 12.9709, 14.9767 and 3.9978 units, each tied to a separate restricted stock unit (RSU) award. The DEUs accrued upon dividend payment, and each represents an additional RSU subject to the same provisions as its related RSU.

Positive

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Negative

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Insider Carolin Roger Anthony
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1 12.9709 $0.00 $0.00
Grant/Award Restricted Stock Units F2 14.9767 $0.00 $0.00
Grant/Award Restricted Stock Units F3 3.9978 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 21,453.9003 contracts (Direct)
Footnotes (3)
  1. F1. Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 22 2026 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
  2. F2. Represents DEUs accrued upon the payment of a dividend on September 22, 2026 with respect to RSUs of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
  3. F3. Represents DEUs accrued upon the payment of a dividend on September 22, 2026 with respect to RSUs of the Issuer granted to the Reporting Person on May 13, 2026. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
Dividend equivalent units 12.9709 units Accrued September 22, 2026 with respect to RSUs granted May 16, 2023
Dividend equivalent units 14.9767 units Accrued September 22, 2026 with respect to RSUs granted May 15, 2025
Dividend equivalent units 3.9978 units Accrued September 22, 2026 with respect to RSUs granted May 13, 2026
dividend equivalent units financial
"dividend equivalent units ("DEUs") accrued upon the payment of a dividend"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
restricted stock units financial
"time-vested restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
time-vested restricted stock units financial
"with respect to time-vested restricted stock units"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What RSU dividend-equivalent units did AMKR director Carolin Roger Anthony acquire?

Carolin Roger Anthony acquired 12.9709, 14.9767 and 3.9978 dividend equivalent units on September 22, 2026. Each amount was reported as a separate direct acquisition tied to restricted stock units.

Which AMKR restricted stock unit awards were linked to these dividend-equivalent units?

The units related to restricted stock units granted on May 16, 2023, May 15, 2025 and May 13, 2026, respectively. Each dividend equivalent unit represents an additional RSU subject to the same provisions as the RSU for which it accrued.

Were AMKR director Carolin Roger Anthony's transactions reported under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for these transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carolin Roger Anthony

(Last)(First)(Middle)
7 GREAT VALLEY PARKWAY,
SUITE 190

(Street)
MALVERN PENNSYLVANIA 19355

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/22/2026A12.9709 (1) (1)Common Stock12.9709$08,916.9241D
Restricted Stock Units(2)09/22/2026A14.9767 (2) (2)Common Stock14.9767$09,917.4618D
Restricted Stock Units(3)09/22/2026A3.9978 (3) (3)Common Stock3.9978$02,619.5144D
Explanation of Responses:
1. Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 22 2026 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on May 16, 2023. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
2. Represents DEUs accrued upon the payment of a dividend on September 22, 2026 with respect to RSUs of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
3. Represents DEUs accrued upon the payment of a dividend on September 22, 2026 with respect to RSUs of the Issuer granted to the Reporting Person on May 13, 2026. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
Remarks:
/s/ Mark N. Rogers, Attorney-in-Fact for Roger A. Carolin09/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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