Ameriprise plans sale of 2,400 shares via Form 144

Accepted by SEC EDGAR 08/06/2026 - 06:58 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Ameriprise Financial, Inc. common stock is the subject of a Form 144 notice covering a proposed sale of up to 2,400 shares on the NYSE through American Enterprise Investment Services, Inc. The securities relate to compensatory equity awards vesting on 08/06/2025, with an indicated aggregate market value of $1,339,866.61 and a sale period running until 08/06/2026.

Key Figures

Shares covered: 2,400 shares Aggregate market value: $1,339,866.61 Vesting date: 08/06/2025 +1 more

4 metrics

Shares covered 2,400 shares Common stock proposed for sale under Form 144

Aggregate market value $1,339,866.61 Reported market value of 2,400 shares of common stock

Vesting date 08/06/2025 Vesting of compensatory equity awards underlying the shares

Sale period end 08/06/2026 End of period during which shares may be sold under the notice

Key Terms

Form 144, compensatory equity awards, vesting, aggregate market value

4 terms

Form 144 regulatory

"Form 144 notice covering a proposed sale of up to 2,400 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

compensatory equity awards financial

"securities relate to compensatory equity awards vesting on 08/06/2025"

vesting financial

"vesting of compensatory equity awards on 08/06/2025"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

aggregate market value financial

"indicated aggregate market value of $1,339,866.61"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Ameriprise Financial (AMP) disclose in this Form 144 filing?

The filing covers a proposed sale of up to 2,400 shares of Ameriprise Financial, Inc. common stock on the NYSE, related to compensatory equity awards and reported with an aggregate market value of $1,339,866.61.

How many Ameriprise Financial (AMP) shares are covered by this Form 144?

The Form 144 notice covers 2,400 shares of Ameriprise Financial, Inc. common stock. These shares are tied to compensatory equity awards and may be sold on the NYSE during the stated sale period.

What is the indicated value of the Ameriprise Financial (AMP) shares in this Form 144?

The shares covered by the notice have an indicated aggregate market value of $1,339,866.61. This value reflects the reported market valuation used in the Form 144 for the 2,400 shares of common stock.

What are the key dates in this Ameriprise Financial (AMP) Form 144?

The underlying compensatory equity awards are stated to vest on 08/06/2025, and the Form 144 lists a sale period running until 08/06/2026 for potential sales of the 2,400 shares on the NYSE.

What is the source of the Ameriprise Financial (AMP) shares in this Form 144?

The Form 144 states that the 2,400 shares of Ameriprise Financial, Inc. common stock arise from the vesting of compensatory equity awards, with this vesting noted to occur on 08/06/2025.

Which broker is involved in the Ameriprise Financial (AMP) Form 144 transaction?

The notice lists American Enterprise Investment Services, Inc., based in Minneapolis, as the broker for the proposed sale of 2,400 Ameriprise Financial, Inc. shares on the NYSE under this Form 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001389812
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERIPRISE FINANCIAL INC.
SEC File Number	001-32525
Address of Issuer	901 THIRD AVENUE SOUTH MINNEAPOLIS MINNESOTA 55402
Phone	612-671-3000
Name of Person for Whose Account the Securities are To Be Sold	Deirdre McGraw
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	American Enterprise Investment Services, Inc. 1350 Ameriprise Financial Center Minneapolis MN 55474	2400	1339866.61	88333219	08/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/06/2025	Vesting of Compensatory Equity Awards (See Remarks)	Amerprise Financial, Inc.			2400	08/06/2025	Compensatory Equity Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares were acquired through various compensatory awards more than a year ago.
Date of Notice	08/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wendy B. Mahling for Deirdre McGraw
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)