STOCK TITAN

Curtis Liu sells shares under 10b5-1 plan (AMPL)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144/A

Rhea-AI Filing Summary

Curtis Liu reported sales of Common Stock under a Rule 10b5-1 plan. The filing lists three 10b5-1 dispositions: 17,586 shares on 05/04/2026 for $142,877.46, 33,201 shares on 03/06/2026 for $265,838.82, and 30,061 shares on 03/05/2026 for $240,538.91. The record also references Restricted Stock Units with an award date of 05/15/2026.

Positive

  • None.

Negative

  • None.

Insights

Sales executed under a pre-arranged 10b5-1 plan; routine liquidity transactions.

The excerpt lists three reported 10b5-1 sales by Curtis Liu with exact share counts and gross proceeds for each trade date. These entries are presented as dispositions under scheduled plan mechanics rather than discretionary open-market commentary.

Timing and plan terms are not detailed in the excerpt; subsequent filings or footnotes could clarify whether proceeds were retained, used for taxes, or part of an exercise-and-sell sequence. Monitoring later filings may show remaining holdings or plan termination details.

Sale on 05/04/2026 17,586 shares gross proceeds $142,877.46
Sale on 03/06/2026 33,201 shares gross proceeds $265,838.82
Sale on 03/05/2026 30,061 shares gross proceeds $240,538.91
RSU award date 05/15/2026 Restricted Stock Units referenced in filing
10b5-1 regulatory
"10b5-1 Sales for CURTIS LIU 201 Third Street, Suite 200 San Francisco"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
Restricted Stock Units financial
"Restricted Stock Units | Issuer | 05/15/2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form 144/A regulatory
"144/A: Filer Information"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

144/A: Filer Information

144/A: Issuer Information

144/A: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

144/A: Remarks and Signature

FAQ

What trades did Curtis Liu report in the 144/A for AMPL?

Curtis Liu reported three 10b5-1 sales: 17,586 shares on 05/04/2026 for $142,877.46, 33,201 shares on 03/06/2026 for $265,838.82, and 30,061 shares on 03/05/2026 for $240,538.91, as listed in the filing.

Were the Curtis Liu sales made under a 10b5-1 plan?

Yes. The filing explicitly labels the transactions as 10b5-1 Sales, indicating they were executed under a pre-arranged trading plan rather than described as ad-hoc open-market trades.

Does the filing show Restricted Stock Units for AMPL?

The excerpt references Restricted Stock Units with an award or effective date of 05/15/2026. The filing lists RSUs as a security type but does not disclose vesting or quantities in the provided text.

How much gross proceeds were reported from the March 2026 sales?

The March trades show combined gross proceeds of $506,377.73, from 33,201 shares on 03/06/2026 for $265,838.82 and 30,061 shares on 03/05/2026 for $240,538.91, as disclosed in the excerpt.

Does the filing disclose who received the sale proceeds?

The excerpt does not state the recipient of proceeds beyond identifying the seller as Curtis Liu; the filing format indicates these are 10b5-1 dispositions but does not specify cash-flow allocation or withholding treatment.