STOCK TITAN

[Form 4] Amprius Technologies, Inc. Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Amprius Technologies Chief Technology Officer Stefan Constantin Ionel reported a series of stock option exercises and share sales in January 2026. Between January 21 and 23, 2026, he exercised multiple stock options with exercise prices ranging from $0.05 to $0.62 per share, converting them into common stock.

On those same dates he sold several blocks of common stock, including 73,280 shares at an average price of $12.0007, 492,827 shares at an average price of $12.0365, and 1,600 shares at $12.00, all under a Rule 10b5-1 trading plan adopted on September 11, 2025. Following these transactions, he directly owned 748,696 shares of common stock, which includes 585,697 restricted stock units that may settle into shares if their vesting conditions are met.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stefan Constantin Ionel

(Last) (First) (Middle)
C/O AMPRIUS TECHNOLOGIES, INC.,
1180 PAGE AVENUE

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amprius Technologies, Inc. [ AMPX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 01/21/2026 M(1) 41,563 A $0.62 790,259(2) D
Common stock 01/21/2026 M(1) 15,834 A $0.05 806,093(2) D
Common stock 01/21/2026 M(1) 15,883 A $0.05 821,976(2) D
Common stock 01/21/2026 S(1) 73,280 D $12.0007(3) 748,696(2) D
Common stock 01/22/2026 M(1) 253,928 A $0.05 1,002,624(2) D
Common stock 01/22/2026 M(1) 72,795 A $0.45 1,075,419(2) D
Common stock 01/22/2026 M(1) 166,104 A $0.05 1,241,523(2) D
Common stock 01/22/2026 S(1) 492,827 D $12.0365(4) 748,696(2) D
Common stock 01/23/2026 M(1) 1,600 A $0.05 750,296(2) D
Common stock 01/23/2026 S(1) 1,600 D $12(5) 748,696(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $0.62 01/21/2026 M(1) 41,563 10/23/2024 03/15/2027 Common stock 41,563 $0 90 D
Stock Option (right to buy) $0.05 01/21/2026 M(1) 15,834 09/14/2022 03/15/2027 Common stock 15,834 $0 295,128 D
Stock Option (right to buy) $0.05 01/21/2026 M(1) 15,883 09/14/2022 07/11/2027 Common stock 15,883 $0 166,104 D
Stock Option (right to buy) $0.05 01/22/2026 M(1) 253,928 09/14/2022 03/15/2027 Common stock 253,928 $0 41,200 D
Stock Option (right to buy) $0.45 01/22/2026 M(1) 72,795 09/14/2022 03/19/2028 Common stock 72,795 $0 0 D
Stock Option (right to buy) $0.05 01/22/2026 M(1) 166,104 09/14/2022 07/11/2027 Common stock 166,104 $0 0 D
Stock Option (right to buy) $0.05 01/23/2026 M(1) 1,600 09/14/2022 03/15/2027 Common stock 1,600 $0 39,600 D
Explanation of Responses:
1. The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2025.
2. Includes 585,697 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
3. The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
4. The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.135, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
5. These shares were sold at $12.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold.
Remarks:
/s/ Ricardo C. Rodriguez, attorney-in-fact on behalf of Constantin Ionel Stefan 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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