Amprius Technologies (AMPX) director sells 40,000 shares at $19.13
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Amprius Technologies director Donald R. Dixon reported an indirect open-market sale of 40,000 shares of common stock at $19.13 per share. The transaction was coded as an open-market sale and involved indirectly held shares tied to family trust and partnership structures described in the footnotes.
After these transactions, Dixon reports 269,656 shares held directly and two separate indirect positions of 163,142 shares and 444,380 shares, respectively. The filing indicates these indirect holdings are through The Dixon Revocable Trust and the Donald & Elizabeth Dixon 2004 Family Partners, where he has roles described in the footnotes.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 40,000 shares ($765,200)
Net Sell
3 txns
Insider
DIXON DONALD R
Role
null
Sold
40,000 shs ($765K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common stock | 40,000 | $19.13 | $765K |
| holding | Common stock | -- | -- | -- |
| holding | Common stock | -- | -- | -- |
Holdings After Transaction:
Common stock — 444,380 shares (Indirect, See Footnote);
Common stock — 269,656 shares (Direct, null)
Footnotes (1)
- These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees. These shares of common stock held by Donald & Elizabeth Dixon 2004 Family Partners, of which Mr. Dixon is a co-general partner.
Key Figures
Shares sold: 40,000 shares
Sale price: $19.13 per share
Direct holdings after transaction: 269,656 shares
+3 more
6 metrics
Shares sold
40,000 shares
Indirect open-market sale of common stock
Sale price
$19.13 per share
Price for 40,000-share indirect sale
Direct holdings after transaction
269,656 shares
Direct common stock position following reported entries
Indirect holdings (position 1)
163,142 shares
Indirect common stock position with footnote reference
Indirect holdings (position 2)
444,380 shares
Indirect common stock position after 40,000-share sale
Net shares sold
40,000 shares
Net sell direction in transaction summary
Key Terms
open-market sale, indirect, Revocable Trust, Family Partners, +1 more
5 terms
open-market sale financial
"transaction_action: "open-market sale" for the 40,000-share transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
indirect financial
"Indirect ownership is indicated by ownership_code "I" with nature of ownership footnotes"
Revocable Trust financial
"These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
Family Partners financial
"These shares of common stock held by Donald & Elizabeth Dixon 2004 Family Partners, of which Mr. Dixon is a co-general partner."
Form 4 regulatory
"The insider transaction is reported on a Form 4 for Amprius Technologies, Inc."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
What insider transaction did Amprius Technologies (AMPX) report for Donald R. Dixon?
Amprius Technologies (AMPX) reported that director Donald R. Dixon executed an indirect open-market sale of 40,000 shares of common stock. The transaction was coded as an “S” sale and priced at $19.13 per share, according to the Form 4 filing.
What indirect Amprius (AMPX) holdings does Donald R. Dixon report in the Form 4?
Donald R. Dixon reports two indirect Amprius (AMPX) common stock positions: one showing 163,142 shares and another showing 444,380 shares after the sale. The filing links these indirect holdings to The Dixon Revocable Trust and the Donald & Elizabeth Dixon 2004 Family Partners.
How are family entities involved in Donald R. Dixon’s Amprius (AMPX) holdings?
The Form 4 explains that some Amprius (AMPX) shares are held by The Dixon Revocable Trust, where Donald R. Dixon and his spouse are co-trustees, and by Donald & Elizabeth Dixon 2004 Family Partners, where he is a co-general partner, creating indirect ownership.
Does the Amprius (AMPX) Form 4 show any option exercises or derivative transactions for Dixon?
The Form 4 for Amprius (AMPX) shows no derivative transactions or option exercises for Donald R. Dixon. The derivative summary is empty, and the transaction summary reports zero exercise transactions and zero derivative transaction count for this filing.