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Amerant Bancorp (AMTB) SEVP Interim CEO buys 1,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Amerant Bancorp Inc. officer Carlos Iafigliola increased his stake by purchasing 1,000 shares of Class A common stock. The open‑market buy on January 30, 2026 was executed at a weighted average price of $21.739 per share, with individual trade prices ranging from $21.69 to $21.85 per share.

Following this transaction, he directly holds 15,963.61 Amerant Bancorp shares. Iafigliola is identified as an officer of the company, with the remarks indicating the role of SEVP Interim Chief Executive Officer. The transaction is reported as a direct ownership position.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Iafigliola Carlos

(Last) (First) (Middle)
220 ALHAMBRA CIRCLE

(Street)
CORAL GABLES FL 33134

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amerant Bancorp Inc. [ AMTB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See remarks
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/30/2026 P 1,000 A $21.739(1) 15,963.61 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares were purchased in multiple transactions on January 30, 2026 at actual sales prices ranging from $21.69 to $21.85 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Remarks:
SEVP Interim Chief Executive Officer
/s/ Julio V. Pena, as Attorney-in-Fact for Carlos Iafigliola 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Amerant Bancorp (AMTB) report for Carlos Iafigliola?

Amerant Bancorp reported that officer Carlos Iafigliola bought 1,000 Class A common shares on January 30, 2026. The transaction was an open‑market purchase, increasing his directly held position in the company’s stock as disclosed in the Form 4 filing.

At what price did Carlos Iafigliola buy Amerant Bancorp (AMTB) shares?

Carlos Iafigliola purchased the 1,000 Amerant Bancorp shares at a weighted average price of $21.739 per share. Individual trades that day occurred at actual prices ranging from $21.69 to $21.85, according to the transaction footnote disclosure.

How many Amerant Bancorp (AMTB) shares does Carlos Iafigliola own after this transaction?

After the reported purchase, Carlos Iafigliola beneficially owns 15,963.61 Amerant Bancorp Class A common shares directly. This total reflects his holdings immediately following the 1,000‑share acquisition disclosed in the Form 4 insider trading report.

What is Carlos Iafigliola’s role at Amerant Bancorp (AMTB) in this Form 4?

In the filing, Carlos Iafigliola is reported as a company officer, with remarks specifying the role of SEVP Interim Chief Executive Officer. This indicates the transaction involves a senior executive, making the purchase a notable insider activity for the institution.

Was the Amerant Bancorp (AMTB) insider trade a direct or indirect ownership transaction?

The Form 4 identifies the 1,000‑share purchase as a direct ownership transaction by Carlos Iafigliola. The ownership form is marked as “D” for direct, and no footnotes indicate that the shares are held through a separate entity or trust structure.
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