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Aemetis (AMTX) CEO granted 300,000-share stock award in Form 4

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MCAFEE ERIC A reported acquisition or exercise transactions in this Form 4 filing.

Aemetis, Inc. director and Chief Executive Officer Eric A. McAfee received a grant of 300,000 shares of Common Stock at $2.64 per share as a compensation award. The grant was made under the Aemetis, Inc. Amended and Restated 2019 Stock Plan.

After this grant, McAfee is reported as beneficially owning 3,917,316 Common shares, including 1,135,768 shares held directly and 2,781,548 shares held by McAfee Capital LLC. This is a stock award, not an open-market purchase or sale.

Positive

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCAFEE ERIC A

(Last)(First)(Middle)

(Street)

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AEMETIS, INC [ AMTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)03/19/2026A300,000A$2.643,917,316(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan
2. Includes 1,135,768 shares held by the reporting person and 2,781,548 shares held by McAfee Capital LLC
/s/Todd Waltz attorney-infact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AEMETIS, INC (AMTX) report for Eric A. McAfee?

AEMETIS, INC reported that CEO and director Eric A. McAfee received a grant of 300,000 shares of Common Stock at $2.64 per share. The award was issued as compensation under the Aemetis, Inc. Amended and Restated 2019 Stock Plan.

Was the latest AMTX insider transaction by Eric A. McAfee a market purchase or a stock grant?

The transaction was a stock grant, not a market purchase. Eric A. McAfee received 300,000 shares of AEMETIS, INC Common Stock as a grant under the company’s Amended and Restated 2019 Stock Plan, classified as a compensation-related acquisition.

How many AEMETIS, INC shares does Eric A. McAfee hold after this Form 4 transaction?

After the transaction, Eric A. McAfee is reported as beneficially owning 3,917,316 AEMETIS, INC Common shares. This includes 1,135,768 shares held directly and 2,781,548 shares held indirectly through McAfee Capital LLC, according to the filing footnotes.

At what price was Eric A. McAfee’s AEMETIS, INC stock grant valued in the Form 4 filing?

The stock grant to Eric A. McAfee was valued at $2.64 per share in the Form 4. He received 300,000 shares of Common Stock at this price as part of a compensation grant under the Aemetis, Inc. Amended and Restated 2019 Stock Plan.

How are Eric A. McAfee’s direct and indirect AEMETIS, INC holdings structured after the grant?

Following the grant, Eric A. McAfee’s reported 3,917,316 AEMETIS, INC shares consist of 1,135,768 shares held by him personally and 2,781,548 shares held by McAfee Capital LLC. The filing aggregates these positions for his total beneficial ownership.
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